Swap Compliance Lead

Our client, a highly regarded boutique bank, is looking to hire a Director for their Swap Dealer Compliance Team. This role presents a fantastic opportunity to become part of a leading company with a great work environment, perks, and competitive salary.RequirementsObtained a Bachelor's degree in Finance/Economics or a related field from a reputable...

Company DescriptionFinanceJob DescriptionLooking for 2-5 years of experienceRole will start onsite but ultimately be hybrid.Role in the Equity Swap Trade Support team supporting and supervising 2 HIFs (Volcker and Client Money), ensuring all high risk corporate action events are accurately processed within tight deadlines, swap trades are booked correctly,...

Company DescriptionFinanceJob DescriptionLooking for 2-5 years of experienceRole will start onsite but ultimately be hybrid.Role in the Equity Swap Trade Support team supporting and supervising 2 HIFs (Volcker and Client Money), ensuring all high risk corporate action events are accurately processed within tight deadlines, swap trades are booked correctly,...

Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

Compliance Associate - OTC SurveillanceThe Compliance Department at Millennium serves to adopt, implement, and carry out a compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed to prevent or detect violations of applicable laws, rules and regulatory requirements and Firm...

Summary Global Markets Regulatory Compliance (âGMRCâ) Advisory â Americas Vice President is responsible for providing advisory on Broker Dealer and Swap Dealer regulations (including the global impact of relevant U.S. regulations) and internal policies and procedures to internal stakeholders, including trading and sales personnel and key support...

About the Role:Grade Level: 12S&P Global seeks a Compliance Lead to join the Compliance Team for the S&P Global Mobility division.The Compliance Lead will play a vital role in a global compliance team responsible for delivering a Compliance Program for the Division that is efficient and effective.The key responsibilities of this role include providing...

About the Role:Grade Level: 12S&P Global seeks a Compliance Lead to join the Compliance Team for the S&P Global Mobility division.The Compliance Lead will play a vital role in a global compliance team responsible for delivering a Compliance Program for the Division that is efficient and effective.The key responsibilities of this role include providing...

Job descriptionThe role requires a strong technical background of trading Total Return Swaps, Single Stock Futures, Stock Borrowing and Lending as well as Custom Baskets. Knowledge of the Americas Delta 1 arena and being able to display strong relationships within the market. A broad understanding of Balance Sheet management with a view to efficiently...

Job descriptionThe role requires a strong technical background of trading Total Return Swaps, Single Stock Futures, Stock Borrowing and Lending as well as Custom Baskets. Knowledge of the Americas Delta 1 arena and being able to display strong relationships within the market. A broad understanding of Balance Sheet management with a view to efficiently...

WHO WE ARE The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-net-worth individuals. Founded in 1869, the firm is headquartered in New York and...

Job Title: Fixed Income Market Risk Manager (CVA, Non-linear Products, SWAPs)Contract Duration: 6+ months with strong potential for extension or conversion to Full-time.Location: New York City - 3 days onsite and 2 WFHRate: $980 per day C2C, $850 per day W2Description:We are seeking a skilled Fixed Income Market Risk Manager with expertise in CVA, non-linear...

THORChain is a settlement layer that facilitates swaps between Bitcoin, Ethereum, BNB Chain, Avalanche, Cosmos Hub, Dogecoin, Bitcoin Cash and Litecoin.THORChain is secured by its native token, RUNE, which deterministically accrues value as more assets are deposited into the network.Anyone can use THORChain to swap native assets between any supported chains...

Execution Trader - Global Hedge Fund - NYC An award-winning NYC hedge fund is looking to add a skilled Execution Trader to their business. This hire will be responsible for leading trade execution within futures, cash FX, listed options, and IR swaps for the growing team.This is a very rapidly growing team that has already been recognized with numerous...

Execution Trader - Global Hedge Fund - NYC An award-winning NYC hedge fund is looking to add a skilled Execution Trader to their business. This hire will be responsible for leading trade execution within futures, cash FX, listed options, and IR swaps for the growing team.This is a very rapidly growing team that has already been recognized with numerous...

About Us: Join a leading Property and Casualty (P&C) insurance company renowned for innovation, excellence, and a customer-centric approach.Job Description: We are seeking a highly experienced and dynamic Head of Compliance to lead our compliance function. This role is pivotal in ensuring our operations adhere to all regulatory requirements and internal...

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of...

Job description Director, Index trader, HSBC Securities (USA) Inc., New York, NY: Generate and grow US Delta One related revenues in "US ring fenced book "and local US Balance Sheet. Support Equity Finance and Delta One (EF&D1) Sales in US and globally, provide pricing, trade ideas and market color to assist in the growth of our client franchise across...

Mercer, a place where extraordinary individuals can do their best work and lead their best lives We believe in camaraderie and collaboration, no matter what your role, level, experience or background.Mercer is seeking candidates for the following position based in the New York(preferred) or Boston office:Compliance SpecialistWhat can you expect? The team at...