Compliance Officer

Found in: beBee S US - 2 weeks ago

Boston, United States F Franklin Templeton Companies, LLC Full time
  • Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals.
  • Our talented teams working around the globe bring expertise that’s both broad and unique.
  • Global Regulatory Compliance, Mutual Funds is a five-person team responsible for overseeing the compliance programs of the US domiciled registered investment companies for the Chief Compliance Officers.
  • Support the Chief Compliance Officers (CCOs) in the preparation, assembly, and dissemination of the CCOs periodic Board materials.
  • The incumbent will have regular interaction with the Funds' Board of Trustees outside counsel, Board senior management, compliance, legal, portfolio management and operations personnel.
  • Lead, manage, coordinate, and conduct periodic and annual reviews and risk assessments of aspects of the funds' compliance program, which includes the funds' Rule 38a-1 policies and due diligence of service Providers.
  • 5 to 7 years of mutual fund experience at an asset management preparing Board materials or law firm as a mutual fund paralegal or similar preparing Board documents.
  • A writing test may be administeredStrong leadership and organizational skills, project management skills, and communication skills (written and verbal) The ability to work across and with varied units of a large asset management firm, often on short deadlinesAble to think critically and shift priorities to meet moving and demanding deadlinesTeam player

  • Compliance Officer

    Found in: beBee jobs US - 2 weeks ago

    Boston, Massachusetts, United States F Franklin Templeton Companies, LLC Full time

    Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals.Our talented teams working around the globe bring expertise that's both broad and unique.Global Regulatory Compliance, Mutual Funds is a five-person team responsible for overseeing the compliance...

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    Found in: Appcast Linkedin GBL C2 - 5 days ago

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