Senior Compliance Officer

We are currently representing an independent cross-border private equity firm, focusing on mid-market companies with over 15 years of experience in the industry. With investments reaching â¬600 million, our client prioritizes a diverse investment strategy.

The Candidate

• Evaluate compliance risk concerning company activities.
• Identify, list, and monitor applicable laws and regulations.
• Monitor and assess the effectiveness of implemented measures, policies, and procedures, addressing any compliance gaps.
• Continuously monitor and periodically assess delegates' adherence to service agreements and delegation policies.
• Evaluate the relevance of internal policies and ensure compliance.
• Draft and review policies and procedures to maintain relevance and compliance.
• Coordinate with the CSSF and external organizations regarding compliance matters.
• Report compliance and AML issues to the Compliance Conducting Officer and the Board.
• Serve as the RC and compliance officer for the AIFM and AIFs.
• Act as the GDPR Privacy.

The Role

• At least 4-5 years of experience in compliance and risk management.
• Previous work in a AIFM, ManCo or a Big 4.
• Familiarity with deal closing processes.
• Proactive, eager to learn, and willing to take the initiative on various projects.
• Possesses the necessary gravitas to engage with executives on broader business issues, aiming to be seen as a genuine business partner rather than just a functional specialist.
• Ability to thrive in fast-paced environments with tight deadlines.
• Strong planning, organizational, analytical, and business judgment skills are a must.
• Comfortable working in a multicultural and dynamic environment.
• Capable of collaborating closely with Senior Management and external service providers.
• Holds a university degree and professional qualifications in finance, law, or tax.
• Fluency in English and Italian, other languages will be a plus.