FINRA Supervisory Procedure Consultant

4 weeks ago

Charlotte, United States Motion Recruitment Full time
Outstanding long-term contract opportunity A well-known Financial Services Company is looking for a FINRA Supervisory Procedure Consultant in Charlotte, NC (Hybrid).

Work with the brightest minds at one of the largest financial institutions in the world. This is long-term contract opportunity that includes a competitive benefit package Our client has been around for over 150 years and is continuously innovating in today's digital age. If you want to work for a company that is not only a household name, but also truly cares about satisfying customers' financial needs and helping people succeed financially, apply today.

Contract Duration: 9 Months

Required Skills & Experience 5+ years of Business Execution, Implementation, or Strategic Planning experience, or equivalent demonstrated through one or a combination of the following: work or consulting experience, training, military experience, education. Desired Skills & Experience Financial services experience, preferably in Corporate and Investment Banking businesses or equivalent. Excellent verbal, written, and interpersonal communication skills. Intermediate Microsoft Office skills. Effective organization and prioritizing skills. Ability to work effectively in a team environment and across all organizational levels; where flexibility, collaboration, and adaptability are important. Strong analytical skills with high attention to detail and accuracy.
What You Will Be Doing Write, review, and publish Markets Division documentation, primarily but not limited to, supervisory procedures. Ensure timely completion, quality, and compliance. Identify opportunities for process improvement and risk control development and adhere to all policy and regulatory requirements. Complete all required assessments, exercises, training, and affirmations in accordance with Bank Policies and Audit requirements, including Business Continuity Planning. Consult on complex initiatives with broad impact and large-scale planning for Business Execution. Review and analyze complex multi-faceted, larger scale, or longer-term Business Execution challenges that require in-depth evaluation of multiple factors including intangibles or unprecedented factors. Contribute to the resolution of complex and multi-faceted situations requiring solid understanding of the function, policies, procedures, and compliance requirements that meet deliverables. Strategically collaborate and consult with client personnel.

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