Sr. Consultant, Compliance

3 months ago

Chicago, United States Northern Trust Full time

About Northern Trust:

Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.

Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.

(Hybrid Position)

We are adding to our team Searching for a Senior Consultant Compliance- Testing

The Senior Consultant, Compliance designs and performs testing procedures to assess the level of adherence with laws and regulations as well as bank compliance processes. This includes the review and interpretation of current and proposed laws and regulations. Provides consultation and advice to partners regarding compliance and risk avoidance.

The key responsibilities of the role include:

  • Reviews and interprets laws, regulations and internal policies/procedures for the purpose of developing appropriate testing plans.
  • Verifies through execution of the Testing Program, that activities meet federal, state and/or local legal and regulatory requirements and regulations. Prepares reports detailing the results of testing performed. Validates issue remediations presented for issue closures.
  • Advises business partners on compliance matters as requested. Recommends appropriate procedural changes when necessary.
  • Identifies situations which pose significant risk and guides management in developing policies and/or procedures that minimize risk.
  • Interacts with business partners and internal auditors on regulatory topics.
  • Serves on internal and external groups to provide and receive advice on industry trends.
  • Participates in internal and external training and forums on industry trends and compliance requirements.
  • Consults with partners regarding daily decisions that could pose risk and conflict with existing policy. This includes analyzing and reviewing the results of Compliance Risk Assessments in determining appropriate testing.
  • Operates independently; has an in-depth knowledge of Compliance risk avoidance.
  • May lead projects, mentor junior level employees and review the work of others.

The successful candidate will benefit from having:

  • In depth knowledge of one or more of the following: Capital Markets (Swaps), FATCA, Asset Management or Fiduciary/ERISA regulations
  • Knowledge of applicable laws and regulations usually acquired through formal education or work experience
  • Prior experience conducting internal audits or internal control reviews is preferred
  • Excellent written and oral communication skills along with analytical skills are necessary to consult with partners/clients and analyze information and apply regulations.
  • 5 or more years of compliance, risk management or equivalent related experience.

Working with Us:

As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.

Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve Join a workplace with a greater purpose.

We’d love to learn more about how your interests and experience could be a fit with one of the world’s most admired and sustainable companies Build your career with us and apply today.

Reasonable accommodation

Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com.

We hope you’re excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.

Apply today and talk to us about your flexible working requirements and together we can achieve greater.

For further information, and to apply, please visit our website via the “Apply” button below.

  • Sr. Consultant, Compliance

    3 months ago

    Chicago, Illinois, United States Northern Trust Full time

    About Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Compliance Senior Consultant

    3 weeks ago

    Chicago, United States CNA Full time

    You have a clear vision of where your career can go. And we have the leadership to help you get there. At CNA, we strive to create a culture in which people know they matter and are part of something important, ensuring the abilities of all employees are used to their fullest potential. CNA seeks to offer a comprehensive and competitive benefits package to...

  • Compliance Senior Consultant

    2 weeks ago

    Chicago, Illinois, United States CNA Full time

    You have a clear vision of where your career can go. And we have the leadership to help you get there. At CNA, we strive to create a culture in which people know they matter and are part of something important, ensuring the abilities of all employees are used to their fullest potential. CNA seeks to offer a comprehensive and competitive benefits package to...

  • Sr Consultant- Risk

    3 months ago

    Chicago, United States Northern Trust Full time

    About Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...

  • Sr. Consultant, Risk

    3 months ago

    Chicago, United States Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...

  • Environmental Compliance Consultant

    1 month ago

    Chicago, United States LVI Associates Full time

    Environmental Compliance Consultant Opportunity in Chicago Are you a seasoned Environmental Compliance Specialist passionate about making a positive impact on our planet? If so, we have an exciting career opportunity awaiting you in the vibrant city of Chicago. We are seeking a dedicated professional to join us as an Environmental Compliance Consultant,...

  • Sr. SAP WM/Shipping Consultant

    3 days ago

    Chicago, United States Next Level Business Services, Inc. Full time

    Contract Position || Sr. SAP WM/Shipping Consultant || Chicago, IL Looking for Green Card & US Citizen Job Responsibilities: Sr. SAP WM/Shipping resource for Merger & Acquisition or Implementation type of work. 8-10 years of experience in SAP WM. Integration experience with SD and MM. Candidate should have strong knowledge of PP, SD areas, good integration...

  • Environmental Compliance Consultant

    4 weeks ago

    Chicago, United States LVI Associates Full time

    Environmental Compliance Consultant Opportunity in Chicago Scroll down the page to see all associated job requirements, and any responsibilities successful candidates can expect. Are you a seasoned Environmental Compliance Specialist passionate about making a positive impact on our planet? If so, we have an exciting career opportunity awaiting you in the...

  • Health & Safety Consultant

    3 months ago

    Chicago, United States U S Compliance Full time

    Are you passionate about safety? Do you enjoy a challenge and like working in a fast-paced environment? Do you get excited about building relationships and making a difference in your community? If you've answered "YES" to the above, the Environmental Health and Safety Client Advisor role at U.S. Compliance is for you! Our EHS Client Advisors work closely...

  • Health & Safety Consultant

    7 days ago

    Chicago, United States U S Compliance Full time

    Are you passionate about safety? Do you enjoy a challenge and like working in a fast-paced environment? Do you get excited about building relationships and making a difference in your community? Are you fluent in Spanish? If you've answered "YES" to the above, the Environmental Health and Safety Client Advisor role at U.S. Compliance is for you! Our EHS...

  • Group Underwriter Consultant Sr.

    5 days ago

    Chicago, United States Elevance Health Full time

    **Location:** Elevance Health supports a hybrid workplace model (virtual and in-office) with PulsePoint sites used for collaboration, community, and connection. This includes remote work and 1-2 days in office per week. Candidates must reside within a 50-mile or 1-hour commute each way of a relevant Elevance Health location. The **Group Underwriter...

  • Sr Manager US Indirect Tax Compliance

    1 month ago

    Chicago, United States Holcim Us Inc Full time

    Sr Manager US Indirect Tax Compliance Requisition ID: 7466 Location: Dundee, MI, US, 48131Chicago, IL, US, 60631 Pay Type: Salary Travel Requirement:

  • Banking Compliance Senior Consultant

    1 month ago

    Chicago, United States Crowe Full time

    Your Journey at Crowe Starts Here: At Crowe, you have the opportunity to deliver innovative solutions to today's complex business issues. Crowe's accounting, consulting, and technology personnel are widely recognized for their in-depth expertise and understanding of sophisticated process frameworks and enabling technologies, along with their commitment to...

  • Sr. Consultant, Risk Analytics

    3 months ago

    Chicago, Illinois, United States Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Banking Compliance Testing Senior Consultant

    4 weeks ago

    Chicago, United States Crowe Full time

    Your Journey at Crowe Starts Here: At Crowe, you have the opportunity to deliver innovative solutions to today's complex business issues. Crowe's accounting, consulting, and technology personnel are widely recognized for their in-depth expertise and understanding of sophisticated process frameworks and enabling technologies, along with their commitment to...

  • SOX Compliance and Internal Controls Consultant

    1 month ago

    Chicago, United States The LaSalle Group Full time

    LaSalle Network is partnering with a leading global professional services firm providing a broad range of risk, retirement and health solutions to find a SOX Compliance and Internal Controls Consultant to join their team. With a network of over 50,000 colleagues in 120 countries, they empower results for clients by using proprietary data and analytics to...

  • Sr. IT Executive Search Consultant

    1 month ago

    Chicago, United States The Judge Group Full time

    The Judge Group office is looking to add an experienced, competitive, and self-motivated Sr. IT Executive Search Consultant (full desk) to join our dynamic team. Our Sr. IT (full desk) Recruiters specialize in matching top tech talent with great leaders across all industries. They address the hiring needs and business initiatives of executives across...

  • Sr. IT Executive Search Consultant

    1 month ago

    Chicago, United States The Judge Group Full time

    The Judge Group office is looking to add an experienced, competitive, and self-motivated Sr. IT Executive Search Consultant (full desk) to join our dynamic team. Our Sr. IT (full desk) Recruiters specialize in matching top tech talent with great leaders across all industries. They address the hiring needs and business initiatives of executives across...

  • Sr. Sales and Recruitment Consultant

    1 day ago

    Chicago, United States Michael Page Full time

    Client-facing, full-cycle sales opportunity with uncapped commissionsPerformance-based promotions & managerial growth track About Our Client At the heart of PageGroup's business are the thousands of people's lives we change, the outstanding service we provide to our clients and candidates and the exciting opportunities within our offices all over the world....

  • State Income Tax Sr. Consultant

    1 month ago

    Chicago, Illinois, United States Allstate Insurance Full time

    Welcome to Allstate, where our collaborative team works tirelessly to protect families and their assets. With over 90 years of innovation, we stay ahead of our customers' needs, from advocating for safety measures to becoming a leader in pricing sophistication and identity protection.Job DescriptionThe State Income Tax Sr. Consultant plays a crucial role in...