Operational Risk Management Consultant

2 months ago

Tempe, United States Northern Trust Full time

About Northern Trust:

Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.

Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.

The Operational Risk Management Consultant is responsible for supporting the Head of RCSA to develop, oversee, and monitor compliance with the Risk Control Self-Assessment (RCSA) Program. The Consultant works to detect and advises management of potential risk issues and recommends procedural changes to mitigate risk. They are responsible for researching and developing solutions for issues and will interpret and clarify standards and procedures in response to inquiries and requests for information.

You may also execute a broader role across the team in terms of recommending or developing operational efficiencies and/or producing and delivering presentations which assist the wider risk management department with understanding root causes of control gaps, industry trends, peer practices, etc.

This position will report to the Head of RCSA in Chicago.

The key responsibilities of the role include:

  • Reviews, disseminates, and interprets RCSA standards and procedures. 
  • Works to proactively establish and document related standards and procedures within the parameters of any relevant laws and regulations.
  • Verifies that activities meet any regulatory requirements and monitors outcomes/risk levels for the organization or assigned area.
  • Consults with partners regarding daily decisions that could pose risk and conflict with existing standards or procedures.
  • Communicates and provides advice and requirements to partners.
  • Identifies situations which pose significant risk and guides partners in developing policies and/or procedures that create the proper balance between risk and reward.
  • Support efforts to discuss the business/risk environment and issues/risks identified.
  • Research applicable subject areas to support increased team and department knowledge.
  • Supports data analytics, reporting, training, and tool development as required.

The successful candidate will benefit from having:

  • Non-financial risk management or controls experience within a bank, asset manager, wealth manager, or consultancy company
  • Strong communication, analytical, and reporting skills.
  • An ability to work in a fast-paced environment as part of a Global Risk team across multiple time zones and jurisdictions.
  • 7 or more years of risk management experience with implementing and operating RCSA processes preferred but not required.
  • Familiarity with GRC tools.
  • A bachelor's degree or equivalent qualification.

Working with Us:

As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.

Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve Join a workplace with a greater purpose.

We’d love to learn more about how your interests and experience could be a fit with one of the world’s most admired and sustainable companies Build your career with us and apply today.

Reasonable accommodation

Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com.

We hope you’re excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.

Apply today and talk to us about your flexible working requirements and together we can achieve greater.

For further information, and to apply, please visit our website via the “Apply” button below.

  • Operational Risk Management Consultant

    2 months ago

    Tempe, Arizona, United States Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Operational Risk Management Consultant-RCSA

    5 days ago

    Tempe, United States Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...

  • Operational Risk Management Consultant-RCSA

    4 weeks ago

    Tempe, United States Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...

  • Operational Risk Management Consultant

    4 weeks ago

    Tempe, United States Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...

  • Operational Risk Management Consultant-RCSA

    1 month ago

    Tempe, United States Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Senior Risk Analytics Consultant

    4 weeks ago

    Tempe, United States WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a Senior Risk Analytics Consultant to be part of Wells Fargo's second line of defense and Independent Risk Management team, covers jobs which lead the design and management of a highly targeted independent credit review (oversight) capability to assess the quality of lending and ongoing management of credit risk within...

  • Senior Risk Analytics Consultant

    3 weeks ago

    Tempe, United States WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a Senior Risk Analytics Consultant to be part of Wells Fargo's second line of defense and Independent Risk Management team, covers jobs which lead the design and management of a highly targeted independent credit review (oversight) capability to assess the quality of lending and ongoing management of credit risk within...

  • Senior Risk Analytics Consultant

    4 weeks ago

    Tempe, United States WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a Senior Risk Analytics Consultant to become a member of the Supervisory Credit Data Reporting team within the Credit Risk Intelligence and Transformation group. This team is responsible for providing and reporting data for regulatory reports. In this role, you will:Work with complex that support high-priority...

  • Operational Risk Management

    1 month ago

    Tempe, United States MUFG Full time

    Operational Risk Management - Loss Incidence Framework Lead, Vice President page is loaded Operational Risk Management - Loss Incidence Framework Lead, Vice President Apply locations Tampa, FL Tempe, AZ time type Full time posted on Posted 10 Days Ago job requisition id 10062208-WD Do you want your voice heard and your actions to count? Discover your...

  • Risk Manager, Selling Partner Risk

    5 days ago

    Tempe, Arizona, United States Amazon Full time

    Selling Partner Trust and Store Integrity (TSI) is responsible for creating a trustworthy shopping experience across Amazon stores worldwide by protecting customers, brands, selling partners, vendors and Amazon from fraud, counterfeit, and abuse as well as providing world-class support and building loyalty with Amazon's millions of selling partners. The...

  • Operational Risk Management Control Testing, Assistant Vice President

    4 weeks ago

    Tempe, United States MUFG - Mitsubishi UFJ Financial Group, Inc. Full time

    Reporting to the Controls Testing Leader in the Corporate Center Risk & Controls Office, this position is responsible for updating control test scripts, executing control test scripts and assessing the effectiveness of internal controls in business a Risk, Vice President, Management, Control, Assistant, Operation, Manufacturing

  • Team Leader

    5 days ago

    Tempe, United States Edward Jones Full time

    Innovate here. And see your ideas come to life.It's an exciting time to work in tech at Edward Jones. We are making massive investments in emerging technologies to improve how we work with our clients and with each other. Relationships are the focus of our business model. And working in Technology here means using your skills to build, deliver and maintain...

  • Team Leader

    5 days ago

    Tempe, United States Edward Jones Full time

    Innovate here. And see your ideas come to life.It's an exciting time to work in tech at Edward Jones. We are making massive investments in emerging technologies to improve how we work with our clients and with each other. Relationships are the focus of our business model. And working in Technology here means using your skills to build, deliver and maintain...

  • Agency Operations Analyst

    1 month ago

    Tempe, United States MUFG Americas Full time

    Agency Operations Analyst - Risk & Control page is loaded Agency Operations Analyst - Risk & Control Apply locations Tampa, FL Tempe, AZ time type Full time posted on Posted 13 Days Ago job requisition id 10065486-WD Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest...

  • Third Party Management Risk Contracting Support

    2 months ago

    Tempe, United States Northern Trust Corporation Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our...

  • Director, Risk Management-Digital Office

    2 weeks ago

    Tempe, United States KPMG Full time

    Known for being a great place to work and build a career, KPMG provides audit, tax and advisory services for organizations in today's most important industries. Our growth is driven by delivering real results for our clients. It's also enabled by our culture, which encourages individual development, embraces an inclusive environment, rewards innovative...

  • Senior Risk Manager

    1 month ago

    Tempe, United States Edward Jones Full time

    .hide-on-hq-category{display:none !important;}Innovate here. And see your ideas come to life.It's an exciting time to work in tech at Edward Jones. We are making massive investments in emerging technologies to improve how we work with our clients and with each other. Relationships are the focus of our business model. And working in Technology here means...

  • Senior Risk Manager

    1 month ago

    Tempe, United States Edward Jones Full time

    .hide-on-hq-category{display:none !important;} Innovate here. And see your ideas come to life. It's an exciting time to work in tech at Edward Jones. We are making massive investments in emerging technologies to improve how we work with our clients and with each other. Relationships are the focus of our business model. And working in Technology here means...

  • Senior Risk Manager

    1 month ago

    Tempe, United States Edward Jones Full time

    .hide-on-hq-category{display:none !important;}Innovate here. And see your ideas come to life.It's an exciting time to work in tech at Edward Jones. We are making massive investments in emerging technologies to improve how we work with our clients and with each other. Relationships are the focus of our business model. And working in Technology here means...

  • Senior Manager, Compliance

    2 weeks ago

    Tempe, United States Achieve Full time

    Job DescriptionTHE OPPORTUNITY: The Sr. Manager, Compliance & Risk will lead a team of analysts and be responsible for the design and execution of an effective risk-based monitoring and quality assurance program to drive identification and mitigation of risk that leads to improvements in the overall control environment. This position will report to the Vice...