Trading Compliance Analyst

3 weeks ago

Juno Beach, United States NextEra Energy, Inc Full time

Requisition ID: 77639

NextEra Energy Marketing is one of the nation's leading electricity and natural gas marketers. We are responsible for electricity and fuel management for all of NextEra Energy Resources' generation fleet, which includes the largest renewable energy portfolio in North America. We also provide marketing and trading services to electric and gas utilities, municipalities, cooperatives and other load-serving entities, as well as to owners of electric generation facilities. Are you interested in customizing power and gas solutions to meet each client's needs? Join our world-class team today

Position Specific Description

Support the compliance team and Director Trade Compliance with the coordination of all of NEER's SOX, CFTC, FERC (or other regulatory agencies as required) compliance activities, both internally and externally, as needed. The mission of the role is to assist the Business Unit in ensuring compliance with all applicable SOX, CFTC and FERC requirements by working directly with NEER Business Units to implement and maintain a sustainable culture of compliance.

Responsibilities include, but are not limited to:

* Help to implement, oversee and edit policies, procedures, processes and controls to ensure compliance with all applicable regulations including training and educating business unit employees
* Assist Business Unit with management all aspects of SOX compliance - narrative understanding and editing, documentation of controls, participation and support of testing, meeting with internal and external audit, review of possible deficiencies, IT remediation, etc.
* Monitor trading activity, business unit processes and procedures, and required reporting obligations to ensure compliance with FERC and/or CFTC regulations by analyzing data, building/modifying reports, and/or running queries (this includes monitoring and tracking trading exceptions to our policies)
* Liaise with NEE General Counsel, NEE Internal Audit, our external audit partners, NEE Corporate Responsibility Office (CRO), Federal Regulatory Affairs (FRA), other Trading Risk Management groups and commercial groups
* Develop and/or execute processes that ultimately review trade and communications data for activity that may appear manipulative in nature and be able to assess when to escalate suspicious behavior (Anti-Market Manipulation)
* Prepare annual compliance reports required by internal management or any of the business units' regulatory agencies
* Help with applicable CFTC risk assessments, rule impact analysis, testing controls, etc.
* Assist in gathering and analyzing compliance metrics and reporting to senior management
* As needed, work with IT to provide guidance on required enhancements to system functionality, assist in testing compliance functionality, prioritization of tasks, and ensure projects are delivered on time to adhere to compliance deadlines. This may include doing deep dives into Power BI report building, SQL and Power Automate.
* Keep Director and VP within Trading Risk Management apprised of all efforts supporting above areas
* Complete ad hoc projects as assigned

Job Overview

  • Trade Compliance Analyst

    4 weeks ago

    Juno Beach, United States NextEra Energy Resources Full time

    NextEra Energy Marketing is one of the nation’s leading electricity and natural gas marketers. We are responsible for electricity and fuel management for all of NextEra Energy Resources’ generation fleet, which includes the largest renewable energy portfolio in North America. We also provide marketing and trading services to electric and gas utilities,...

  • Trading Compliance Analyst

    2 weeks ago

    Juno Beach, United States NextEra Energy , Inc. Full time

    Requisition ID: 77639 NextEra Energy Marketing is one of the nation's leading electricity and natural gas marketers. We are responsible for electricity and fuel management for all of NextEra Energy Resources' generation fleet, which includes the largest renewable energy portfolio in North America. We also provide marketing and trading services to electric...

  • Trading Compliance Analyst

    3 days ago

    Juno Beach, United States NextEra Energy , Inc. Full time

    Requisition ID: 77639 NextEra Energy Marketing is one of the nation's leading electricity and natural gas marketers. We are responsible for electricity and fuel management for all of NextEra Energy Resources' generation fleet, which includes the largest renewable energy portfolio in North America. We also provide marketing and trading services to electric...

  • Financial Analyst

    8 hours ago

    Juno Beach, United States Insight Global Full time

    Position: Technical Financial AnalystLocation: Juno Beach, FL – on site 5 days a week! Big things:Financial degree foundation – excellent in excel for ad hoc reporting (macros)Techno/Functional Analyst in last role – must be able to do minor development in SQLThere’s a ton of backlog data that needs to be constantly worked on Required...

  • Financial Analyst

    5 hours ago

    Juno Beach, United States Insight Global Full time

    Position: Technical Financial AnalystLocation: Juno Beach, FL – on site 5 days a week! Big things:Financial degree foundation – excellent in excel for ad hoc reporting (macros)Techno/Functional Analyst in last role – must be able to do minor development in SQLThere’s a ton of backlog data that needs to be constantly worked on Required...

  • Code of Ethics Compliance Analyst

    3 weeks ago

    Newport Beach, United States Ultimate Staffing Services Full time

    We are looking for a contract Compliance Consultant to play a crucial role in supporting the Code of Ethics compliance program, focusing on employee personal trading and outside business activity requirements. This position will be based in Newport B Compliance Analyst, Compliance, Analyst, Microsoft, Staffing, Technology

  • technical financial analyst

    2 weeks ago

    Juno Beach, United States Insight Global Full time

    Financial degree foundation – excellent in excel for ad hoc reporting (macros)Techno/Functional Analyst in last role – must be able to do minor development in SQLThere’s a ton of backlog data that needs to be constantly worked onRequired Skills:Finance/Accounting degreeSQLExcel - reportingPreferred Skills: Trading floor experience or exposureInterest...

  • technical financial analyst

    3 weeks ago

    Juno Beach, United States Insight Global Full time

    Financial degree foundation – excellent in excel for ad hoc reporting (macros)Techno/Functional Analyst in last role – must be able to do minor development in SQLThere’s a ton of backlog data that needs to be constantly worked onRequired Skills:Finance/Accounting degreeSQLExcel - reportingPreferred Skills: Trading floor experience or exposureInterest...

  • Director Export Compliance

    3 days ago

    Long Beach, United States Trade Compliance Recruiting Solutions Full time

    HIGH LEVEL OVERVIEW As the \#1 trade compliance subject matter expert, direct the export compliance and licensing program reporting to the General Counsel in a start-up environment with a publicly traded corporation. Hybrid with relocation assistance available to Long Beach, CA. EXPECTATIONS Lead and develop a small team in a start-up company...

  • Technical Financial Analyst

    1 month ago

    Juno Beach, United States Insight Global Full time

    Hi there - my client in the Juno Beach FL area is looking for a technical financial analyst to join their trading team. This person must be local, and able to come on-site 5 days a week. This person will be reporting to the lead trading developer and managing all P&L for the entire trade floor. Any interest or exposure in commodity trading will be a huge...

  • Technical Financial Analyst

    1 month ago

    Juno Beach, United States Insight Global Full time

    Hi there - my client in the Juno Beach FL area is looking for a technical financial analyst to join their trading team. This person must be local, and able to come on-site 5 days a week. This person will be reporting to the lead trading developer and managing all P&L for the entire trade floor. Any interest or exposure in commodity trading will be a huge...

  • Technical Financial Analyst

    1 month ago

    Juno Beach, United States Insight Global Full time

    Hi there - my client in the Juno Beach FL area is looking for a technical financial analyst to join their trading team. This person must be local, and able to come on-site 5 days a week. This person will be reporting to the lead trading developer and managing all P&L for the entire trade floor. Any interest or exposure in commodity trading will be a huge...

  • Sr Quantitative Analyst

    2 weeks ago

    Juno Beach, Florida, United States NextEra Energy Full time

    Quantitative Analyst - Energy Trading Risk Management Company: NextEra Energy Marketing Join a top-notched team at NextEra Energy Marketing, a leading player in the electricity and natural gas market. If you're passionate about tailoring power and gas solutions to fit each client's unique needs, then this opportunity is for you. Position Specific...

  • Director, Export Compliance TCRS3891

    4 weeks ago

    Long Beach, United States Trade Compliance Recruiting Solutions Full time

    Job DescriptionJob DescriptionHIGH LEVEL OVERVIEWAs the #1 trade compliance subject matter expert, direct the export compliance and licensing program reporting to the General Counsel in a start-up environment with a publicly traded corporation. Hybrid with relocation assistance available to Long Beach, CA.EXPECTATIONSLead and develop a small team in a...

  • Senior Compliance Analyst

    4 days ago

    Juno Beach, Florida, United States NextEra Energy Full time

    Requisition ID: 79927 NextEra Energy Resources is the world's largest generator of renewable energy from the wind and sun, and a world leader in battery storage. We provide energy-related products and services that grow our economy, protect the environment, support our communities and help customers meet their energy needs. We are leading the...

  • Lead Quantitative Analyst

    4 days ago

    Juno Beach, Florida, United States NextEra Energy Full time

    Requisition ID: 76411 NextEra Energy Marketing is one of the nation's leading electricity and natural gas marketers. We are responsible for electricity and fuel management for all of NextEra Energy Resources' generation fleet, which includes the largest renewable energy portfolio in North America. We also provide marketing and trading services to electric...

  • Principal Compliance Analyst

    4 days ago

    Juno Beach, Florida, United States NextEra Energy Full time

    Requisition ID: 79254 NextEra Energy Resources is the world's largest generator of renewable energy from the wind and sun, and a world leader in battery storage. We provide energy-related products and services that grow our economy, protect the environment, support our communities and help customers meet their energy needs. We are leading the...

  • Sr. Quantitative Risk Analyst

    3 days ago

    Juno Beach, United States NextEra Energy , Inc. Full time

    NextEra Energy Marketing is one of the nation’s leading electricity and natural gas marketers. We are responsible for electricity and fuel management for all of NextEra Energy Resources’ generation fleet, which includes the largest renewable energy portfolio in North America. We also provide marketing and trading services to electric and gas utilities,...

  • Land Financial and Compliance Analyst I

    4 days ago

    Juno Beach, Florida, United States NextEra Energy Full time

    Requisition ID: 80017 NextEra Energy Resources is the world's largest generator of renewable energy from the wind and sun, and a world leader in battery storage. We provide energy-related products and services that grow our economy, protect the environment, support our communities and help customers meet their energy needs. We are leading the...

  • Sr. Quantitative Risk Analyst

    2 weeks ago

    Juno Beach, United States NextEra Energy, Inc. Full time

    NextEra Energy Marketing is one of the nation’s leading electricity and natural gas marketers. We are responsible for electricity and fuel management for all of NextEra Energy Resources’ generation fleet, which includes the largest renewable energy portfolio in North America. We also provide marketing and trading services to electric and gas utilities,...