AVP Sponsor Compliance: Strategy

A leading financial services firm in Fort Mill, SC is seeking an AVP, Sponsor Compliance to oversee the team managing sponsor reimbursement and gifts & entertainment. Applicants should have a Bachelor's degree and a minimum of 6 years of experience. The role involves managing the compliance team, resolving issues, and providing strategic recommendations to...

AVP, Sponsor Compliance at LPL Financial AVP, Sponsor Compliance provides programmatic oversight of the team managing sponsor reimbursement and gifts & entertainment within the broader Governance & Controls group of the LPL Compliance organization. This key function ensures regulatory compliance on the value adds the firm provides to advisors....

AVP, Sponsor Compliance at LPL Financial AVP, Sponsor Compliance provides programmatic oversight of the team managing sponsor reimbursement and gifts & entertainment within the broader Governance & Controls group of the LPL Compliance organization. This key function ensures regulatory compliance on the value adds the firm provides to advisors....

AVP, Sponsor ComplianceWhat if you could build a career where ambition meets innovation? At LPL Financial, we empower professionals to shape their success while helping clients pursue their financial goals with confidence. What if you could have access to cutting-edge resources, a collaborative environment, and the freedom to make an impact? If you're ready...

Job Overview: The AVP, Sponsor Compliance is responsible for programmatic oversight of the team managing the sponsor reimbursement and gifts & entertainment responsibilities within the broader Governance & Controls team for the LPL Compliance organization. Sponsor Compliance is a key function to ensure regulatory compliance on key value adds the firm...

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