Vice President of Operational Risk Management, Client Onboarding

Found in: Appcast US C2 - 2 weeks ago

Salt Lake City, United States Hanover Full time

(This role requires a combination of either 1st or 2nd line of defense operational risk management experience, coupled with client-onboarding experience)


Our client, a leader in wealth management and investment banking, is seeking to hire a VP of Operational Risk Management for their newly formed Transaction, Execution, and Processing Risk (TEPR) team (This role is of a similar level to an Executive Director position at most major banks).


Position Overview:

The TEPR team is a 2nd Line of Defense team with a focus on independently overseeing and challenging the execution & processing risks of transaction lifecycles of the Firm.


We are seeking a Vice President of Transaction, Execution, and Processing Risk to support the team’s efforts in managing the transaction-related operational risks across the Firm, specifically in regard to client onboarding.


This role requires a deep understanding of financial transaction lifecycles as well as an understanding of a financial institution’s operational risk management framework elements. The successful candidate will provide subject matter expertise and set the strategic direction in managing transaction, execution, and process risks of the Firm, oversee the proper execution of the Firm’s ORMF, and collaborate with senior stakeholders within the Risk Division and across relevant business Segments of the Firm.


Responsibilities:

  • Contribute to the development, implementation, and maintenance of the firm’s strategy for managing transaction, execution, and processing risk, aligning with the Firm's overall risk management framework
  • Understand the process flows of the Firm’s transaction lifecycles across multiple business Segments
  • Set minimum controls requirements for transaction lifecycle activities
  • Identify, analyze, and challenge transaction execution and processing risks with a horizontal view across the business segments
  • Utilize data analytics and reporting tools to support the 2LoD analyses and challenges
  • Establish a 2LoD metrics program to support a qualitative/quantitative to maintain ongoing monitoring, triggers, escalation, and mitigating actions of the relevant control vulnerabilities and risk profile changes
  • Evaluate the impact and likelihood of risks, as well as review the adequacy and effectiveness of existing controls and recommend enhancements
  • Perform detailed reviews of TEPR-related incident trends to identify significant risks or control deficiencies and ensure remediation of issues comprehensively and timely.
  • Prepare and present comprehensive risk profile reports to senior management, highlighting key risk themes, trends, and strategic recommendations.
  • Develop presentation materials and conduct sessions to educate staff on transaction execution and processing risks
  • Raise awareness about risk management practices and promote a risk-aware culture across the organization
  • Mentor and guide a team of risk managers, fostering professional growth and skill development
  • Provide subject matter expertise during internal and regulatory audits and examinations as well as thought leadership within the organization.


Qualifications and skills:


  • Bachelor’s degree or equivalent required
  • Master's degree in Finance, Business, Risk Management, or a related field; professional certifications in risk management (e.g., FRM, CIA) are desirable but not mandatory
  • 10+ years of experience in operational risk management, with subject matter expertise in managing transaction, execution, and processing risk or related areas within the financial services industry
  • Proven track record of leading and managing operational risk management frameworks within the financial services industry
  • Familiarity with enterprise risk management best practices and controls
  • Proficiency in data analysis, and risk reporting
  • In-depth understanding of regulatory compliance requirements and industry best practices
  • Exceptional analytical skills with the ability to synthesize complex data and provide strategic insights
  • Excellent communication and presentation skills, to a) interact confidently with senior executives and b) convey complex concepts to diverse audiences
  • Strong leadership abilities and a demonstrated capacity to drive change and influence decision-making
  • Strong analytical abilities, including the use of data and visualization of data to aid strategy discussion with proficiency in Excel, PowerPoint, and Sharepoint – Tableau & SQL are a plus

  • Vice President

    Found in: Jooble US O C2 - 1 week ago

    Salt Lake City, UT, United States Goldman Sachs & Co. LLC Full time

    Vice President with Goldman Sachs & Co. LLC in Salt Lake City, Utah. Responsible for client trade execution experience by ensuring that cash equity, Exchange Traded Fund (ETF), convertible bond and Contract for Differences (CFD) trades are executed, matched, shaped, and allocated in line with client...

  • Vice President

    2 weeks ago

    Salt Lake City, United States Goldman Sachs Bank USA Full time

    Vice President with Goldman Sachs Bank USA in Salt Lake City, Utah. Responsible for a team of product developers/managers and trainers, who are responsible for developing new products and processes and enhancing existing products and processes to deliver digital banking services and grow the business. Partner with business management, sales and service...

  • Vice President

    Found in: Jooble US O C2 - 1 week ago

    Salt Lake City, UT, United States Goldman Sachs Bank USA Full time

    Vice President with Goldman Sachs Bank USA in Salt Lake City, Utah. Responsible for a team of product developers/managers and trainers, who are responsible for developing new products and processes and enhancing existing products and processes to deliver digital banking services and grow the busines...

  • Senior Vice President, Client Service Manager

    17 hours ago

    Lake Mary, United States BNY Mellon Full time

    Senior Vice President, Client Service ManagerBring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the "bank of...

  • Risk, Credit Risk, Vice President

    Found in: Talent US C2 - 1 week ago

    Salt Lake City, United States Goldman Sachs Full time

    Department Overview: Credit Risk (CR) is responsible for managing the firm’s credit exposure to its trading and lending counterparties. Leveraging its extensive expertise in financial, credit and risk analysis, CR ensures that credit exposure to our counterparts is managed within the firm’s risk appetite. Staffed with more than 270 professionals, CR...

  • Vice President Operations

    Found in: Appcast US C2 - 2 weeks ago

    Redwood City, United States Bone Health Technologies Full time

    Company Overview: Bone Health Technologies is revolutionizing the treatment of osteopenia and osteoporosis through innovative technologies. We specialize in the design and development of a comprehensive bone health solution aimed at improving patient outcomes. Our commitment to excellence, coupled with a passion for innovation, drives us to continuously push...

  • Vice President Operations

    Found in: Appcast Linkedin GBL C2 - 2 weeks ago

    Redwood City, United States Bone Health Technologies Full time

    Company Overview: Bone Health Technologies is revolutionizing the treatment of osteopenia and osteoporosis through innovative technologies. We specialize in the design and development of a comprehensive bone health solution aimed at improving patient outcomes. Our commitment to excellence, coupled with a passion for innovation, drives us to continuously push...

  • Vice President Operations

    Found in: Jooble US O C2 - 1 week ago

    Redwood City, CA, United States Bone Health Technologies Full time

    Company Overview: Bone Health Technologies is revolutionizing the treatment of osteopenia and osteoporosis through innovative technologies. We specialize in the design and development of a comprehensive bone health solution aimed at improving patient outcomes. Our commitment to excellence, coupled with a passion for innovation, drives us to continuously...

  • Vice President

    Found in: Talent US C2 - 3 weeks ago

    Salt Lake City, United States Goldman Sachs Full time

    Job Duties: Vice President with Goldman Sachs Bank USA in Salt Lake City, Utah. Responsible for a team of product developers/managers and trainers, who are responsible for developing new products and processes and enhancing existing products and processes to deliver digital banking services and grow the business. Partner with business management, sales and...

  • Vice President Marketing

    10 hours ago

    Salt Lake City, United States American Advertising Federation Full time

    POSITION: Senior Vice President, Marketing and Omni-Channel Operations COMPANY: National omnichannel retailer with over 140 locations across the US. REPORTS/RELATIONSHIPS: This position will report directly to the Chief Executive Officer and lead a team of 30. BASIC FUNCTIONS: The Senior Vice President (SVP) of Marketing and Omni-Channel Operations will be...

  • Sr Vice President

    7 days ago

    Salt Lake City, United States bioMérieux SA Full time

    Description Join the dynamic and innovative team at bioMérieux as the Senior Vice President and Chief Financial Officer (CFO) of North America. In this pivotal role, you will spearhead and synchronize finance-related activities within the region, playing a key role in driving the financial success of the organization. As a finance leader, you will be a key...

  • Vice President of Claims

    Found in: beBee jobs US - 2 weeks ago

    Salt Lake, Utah, United States Capstone Search Group Full time

    About the RoleOpportunity to join well respected property/casualty insurance company that has built a solid reputation on values of integrity, honesty, hard work, and service to the community. As the Vice President of Claims you will be responsible for overseeing all aspects of the claims operations, ensuring efficient and effective claims processing and...

  • Senior Vice President- Markets Compliance Advisory

    1 week ago

    Jersey City, United States CareerBuilder Full time

    7 open jobs. Use your resume to get matched with the right job. Senior Vice President- Markets Compliance Advisory Boston, MA, United States and 1 more Risk & Regulatory Compliance Pershing X Senior Vice President, Solution Architect Jersey City, NJ, United States and 2 more Tech - Architecture Pershing X, Senior Associate, Client Service Lake Mary, FL,...

  • Vice President, IS North America

    Found in: beBee jobs US - 2 weeks ago

    Salt Lake, Utah, United States bioMerieux SA Career Site - MULTI-LINGUAL Full time

    Description BioMerieux is seeking an experienced Vice President of Information Systems for the North America region. The Information Systems (IS) department is dedicated to supporting bioMrieux's ongoing success and sustainability. As the Vice President of Information Systems for North America, you play a pivotal role in achieving these goals by aligning...

  • Vice President, Controller

    1 week ago

    Lake Mary, United States Mitsubishi Heavy Industries Full time

    Drive the timing for monthly billing and other cash management techniques to ensure timely cash collection. Manage daily cash and prepare cash-flow reports, projecting cash needs at weekly and monthly intervals. Maintains, develops, and monitors the Controller, Vice President, Accounting, President, Auditor, Controls, Manufacturing

  • Vice President of Data

    1 week ago

    Redwood City, United States CareerBuilder Full time

    Vice President of Data About the Company Recognized ecommerce platform offering multi-brand holiday & home products Industry Internet Type Privately Held Founded 2006 Employees 201-500 Categories Consumer Discretionary Internet About the Role The Company is seeking a visionary Vice President of Data to lead the architectural design and implementation of its...

  • Vice President of Claims

    Found in: beBee S US - 1 week ago

    Salt Lake City, United States Capstone Search Group Full time

    About the Role Opportunity to join well respected property/casualty insurance company that has built a solid reputation on values of integrity, honesty, hard work, and service to the community. As the Vice President of Claims you will be responsible for overseeing all aspects of the claims operations, ensuring efficient and effective claims processing...

  • Vice President, IS North America

    Found in: beBee S US - 1 week ago

    Salt Lake City, United States bioMerieux SA Career Site - MULTI-LINGUAL Full time

    Description BioMerieux is seeking an experienced Vice President of Information Systems for the North America region. The Information Systems (IS) department is dedicated to supporting bioMrieux's ongoing success and sustainability. As the Vice President of Information Systems for North America, you play a pivotal role in achieving these goals by aligning...

  • Vice President Accounting

    2 days ago

    Salt Lake City, United States The Restaurant Zone Full time

    Job DescriptionJob DescriptionWe are seeking a Vice President Accounting for one our clients. This is an exciting opportunity with a company that has over 1,800+ employees and growing. The company owns/operates restaurants, hotels and owns commercial and residential real estate. It is a growth oriented role and they are looking for an energetic...

  • Vice President

    1 week ago

    Jersey City, United States CareerBuilder Full time

    Title: Vice President - Construction Location: Jersey City, NJ ROLE OVERVIEW: The Vice President, Construction will serve as a technical leader and partner to leadership teams within Operations as well as internal partners within Sales, Product, Network Engineering, Network Management, Care and Logistics. The scope includes but are not limited to, managing...