Gas & Power Trading Compliance Analyst
6 days ago
Job description
- Job Title: Gas & Power Trading Compliance Analyst
- Location: Houston, Texas
- Contract Job – Need someone who can come to the office from day 1
Description:
We are looking for a Gas & Power Trading Compliance Analyst to support compliance efforts in North American physical gas and power markets. The ideal candidate will ensure that trading activities comply with regulations, such as CFTC, FERC, and ISO rules, and manage trade surveillance using tools like Nasdaq Trade Surveillance (NTS). You will evaluate position limits, maintain internal compliance controls, and provide regulatory advisory support to traders and management. Additionally, you will contribute to compliance training programs and assist in investigations of potential violations. Strong knowledge of gas and power products, as well as experience with commodity trading systems, is essential.
Responsibilities May Include:
- Gas & Power Markets Compliance Support – Support organization Commercial traders in trading North American Physical Gas and Power markets, including understanding relevant market rules; applicable regulations; and compliance requirements for new market authorizations.
- Gas & Power Commodity Derivative Trading – Tracking relevant rules and regulations related to gas & power commodity derivative trading activity on exchange and over-the-counter. Ensure organization traders are aware of their compliance obligations and responsibilities to the exchanges and applicable regulators.
- Trade Surveillance – Conduct risk-based trade surveillance of gas and power commodity derivative trading conducted on US exchanges, using standard indicator reports in the Nasdaq Trade Surveillance (‘NTS’) tool to identify potential exceptions such as wash trades; spoofing; market manipulation; etc. Also conduct ad-hoc and event driven market, product, trading strategy, investigations.
- Position Limits - Evaluate daily futures and option positions to ensure compliance with regulated exchange position limits (i.e., Intercontinental Exchange and NYMEX/CME Group)
- Compliance Awareness and Learning – Assist Global CTC Team in increasing the organization’s trading personnel’s awareness of relevant rules and regulations, by creating and implementing tailored and engaging online and face-to-face learning modules.
- Internal Compliance Controls – Ensure organization trader compliance of internal controls and policies, including authority limits, late trades, etc. Maintain and enhance internal monitoring reports, and escalate potential internal policy violations to management.
- Compliance Investigations – Support the GEC Ethics Department and Chief Compliance Officer in conducting internal investigations of organization trader behavior as required, summarizing key issues as appropriate.
- External Regulatory Awareness – Maintain compliance and regulatory knowledge of CFTC, FERC, and ISO rules for power, renewables, and gas markets.
- Compliance Advisory – Monitor changes to regulatory requirements and exchange rules and communicate impact to relevant internal stakeholders, including Trade Managers, Traders and back-office functions. Provide timely, accurate advice and guidance on compliance and regulatory issues.
Required Experience/Knowledge/Competencies:
- Ability to work - Legally authorized to work in the job posting country
- Education – Minimum education qualification required is a Bachelor's degree
- Commercial Trading Exposure – Three years or more years of experience supporting a Commercial Trading function, with exposure to front and mid-office trading activities.
- Product and Market Knowledge - Knowledge of gas products, ISO/RTO power products (including FTRs and Virtual trades). Commercial competence of traded products, markets, and strategies, both physical and paper-based trading.
- Demonstrate knowledge of CFTC, FERC, and ISO rules for power, gas, and renewables markets.
- Collaborative - Engaged self-starter who can work independently demonstrating personal drive and taking own initiative yet can collaborate and work effectively in a global team.
- Judgement – Sees big picture; acts based on problems; ability to effectively prioritize Energy – Is engaged and self-motivated.
- Problem Solving - Is able to face new challenges and seek solutions; not merely task focused; can ask the right questions.
- Trust – Follows through on commitments and is candid.
- Relationships – Collaborative and collegial. Ability to interact with multiple internal and external stakeholders.
- Resilience - Solution focused; strong ability to bounce back from setbacks; willing to push through. Ability to face new challenges, seek solutions and ask the right questions.
- Focus – Ability to prioritize, both daily workload and short-term goals.
- Accountability - Takes ownership for making things go right; takes ownership when things go wrong.
- Learning Orientation – Utilizes experiences to learn and to grow
- Diversity Orientation - Open to different points of view; seeks to understand others; seeks out and encourages multiple perspectives.
Preferred Experience/Knowledge/Competencies:
- Trade Surveillance tools - Experienced in using the Nasdaq Trade Surveillance (‘NTS’) tool or similar monitoring system.
- Commodity Trading Systems - Familiarity with Energy Trading and Risk Management (‘ETRM’) systems such Allegro, Right Angle, Aligne and SAP4.
- North American Commodity Regulations – Strong knowledge of the U.S. commodities regulatory environment and applicable laws including Dodd-Frank, the Commodity Exchange Act and knowledge of Designated Contract Market rules.
- Microsoft PowerBI - Working knowledge of PowerBI for creating tailored reports and dashboards.
- Gas and Power Trading Regulations - Proficient knowledge of regulations, exchange rules, relevant laws, and typical internal policies related to North American physical and financial gas and power trading.
-
Commercial Compliance Trading Analyst
3 days ago
Houston, United States Advantage Technical Full timeOur client seeks a Commercial Compliance Trading Analyst (Gas and Power) for a 1-year assignment. The successful candidate will have three years or more of Commercial Trading Exposure supporting a Commercial Trading function, with exposure to front and mid-office trading activities.Knowledge of gas and ISO/RTO power products (including FTRs and Virtual...
-
Commercial Compliance Trading Analyst
2 days ago
Houston, United States Advantage Technical Full timeOur client seeks a Commercial Compliance Trading Analyst (Gas and Power) for a 1-year assignment. The successful candidate will have three years or more of Commercial Trading Exposure supporting a Commercial Trading function, with exposure to front and mid-office trading activities.Knowledge of gas and ISO/RTO power products (including FTRs and Virtual...
-
Power Analyst
1 month ago
Houston, United States EDF Trading Limited Full timeEDF Trading North America, LLC is a major participant in wholesale energy markets and delivers customized energy solutions for our customers. We operate in every market and provide coast to coast coverage of financial and physical products in power, natural gas and NGLs, environmental products and financial crude oil products. We provide our customers with...
-
Quantitative Analyst
5 days ago
Houston, Texas, United States Aurum Search Full timePower and Gas Quantitative AnalystAurum Search is seeking a highly skilled Power and Gas Quantitative Analyst to join its team in Houston. As a key member of the Gas and Power trading team, you will be responsible for developing and analyzing models for pricing and forecasting across global markets.Key Responsibilities:Develop and analyze models for pricing...
-
Power Trading Compliance Specialist
4 weeks ago
Houston, United States Primary Services Full timeOur Supermajor Gas & Power client is looking for Power Trading Compliance Specialist in Houston, Texas (Downtown/Hybrid). You will be responsible for building and maintaining data and analytics capability to deliver market compliance objectives.Main responsibilitiesIdentify and enable priority compliance monitoring screens.Enable access to data (market data,...
-
Power and Gas Quantitative Analyst
6 days ago
Houston, United States Aurum Search Full timeOur client, a global Commodities Trader is looking for a Power and Gas Quant Analyst to join its team in Houston. working closely with the Gas and Power trading teams you will be very involved in the development and analysis of models for pricing and forecasting across global markets.Skills required:3 years relevant experience in either Power or Natural Gas...
-
Power and Gas Quantitative Analyst
1 week ago
Houston, United States Aurum Search Full timeOur client, a global Commodities Trader is looking for a Power and Gas Quant Analyst to join its team in Houston. working closely with the Gas and Power trading teams you will be very involved in the development and analysis of models for pricing and forecasting across global markets.Skills required:3 years relevant experience in either Power or Natural Gas...
-
Gas Supply
2 months ago
Houston, United States Kuraray America , Inc. Full timeChevron is accepting online applications for the Gas Supply & Trading Business Analyst position through 08/23/2023 at 11:59 p.m. Chevron Supply and Trading provides a critical link between the market and Chevron’s upstream, downstream and chemicals companies. We provide commercial support to our crude oil and natural gas production operations and to our...
-
Trade Compliance Analyst
4 weeks ago
Houston, United States Primary Services Full timeJoin a growing team in the energy sector where you'll work on cutting-edge projects and contribute to ensuring compliance in the rapidly evolving power markets. Enjoy a collaborative environment with a focus on data-driven solutions, all while benefiting from a competitive compensation package and growth opportunities.Primary Services is actively recruiting...
-
Trade Compliance Analyst
4 weeks ago
Houston, United States Primary Services Full timeJoin a growing team in the energy sector where you'll work on cutting-edge projects and contribute to ensuring compliance in the rapidly evolving power markets. Enjoy a collaborative environment with a focus on data-driven solutions, all while benefiting from a competitive compensation package and growth opportunities.Primary Services is actively recruiting...
-
Trade Compliance Specialist
4 weeks ago
Houston, Texas, United States Primary Services Full timePrimary Services: Trade Compliance AnalystWe are seeking a skilled Trade Compliance Analyst to join our team at Primary Services, a leading provider of energy trading solutions. As a Trade Compliance Analyst, you will play a critical role in ensuring the integrity of our trading operations and maintaining compliance with industry regulations.Key...
-
Market Compliance Data Analyst
3 weeks ago
Houston, Texas, United States ClearpointCo. Full timeJob Title: Market Compliance AnalystClearpointCo. is seeking a skilled Market Compliance Analyst to join our team.Job Summary:The Market Compliance Analyst will be responsible for building and maintaining strong data and analytics to satisfy market compliance goals. This role will collaborate with senior management to identify and enable priority compliance...
-
Power Trade Support Analyst
2 weeks ago
Houston, United States Primary Services Full timeJoin a global leader with a hybrid work schedule and a range of benefits designed to support your career growth and work-life balance. This is an exciting opportunity to contribute to a dynamic team while gaining valuable experience in the energy sector.Primary Services is actively recruiting for a Power Trade Support Analyst to support a prestigious client...
-
Power Trade Support Analyst
2 weeks ago
Houston, United States Primary Services Full timeJoin a global leader with a hybrid work schedule and a range of benefits designed to support your career growth and work-life balance. This is an exciting opportunity to contribute to a dynamic team while gaining valuable experience in the energy sector.Primary Services is actively recruiting for a Power Trade Support Analyst to support a prestigious client...
-
Power Trade Support Analyst
2 weeks ago
Houston, United States Primary Services Full timeJoin a global leader with a hybrid work schedule and a range of benefits designed to support your career growth and work-life balance. This is an exciting opportunity to contribute to a dynamic team while gaining valuable experience in the energy sector.Primary Services is actively recruiting for a Power Trade Support Analyst to support a prestigious client...
-
Power Trade Support Analyst
2 weeks ago
houston, United States Primary Services Full timeJoin a global leader with a hybrid work schedule and a range of benefits designed to support your career growth and work-life balance. This is an exciting opportunity to contribute to a dynamic team while gaining valuable experience in the energy sector.Primary Services is actively recruiting for a Power Trade Support Analyst to support a prestigious client...
-
Natural Gas Trading Analyst
4 months ago
Houston, United States Uniper Full timeUniper seeks a Natural Gas Trading Analyst to join its North American team, either in its Houston, Texas location or from the New York City area. What we offer At Uniper we value a sustainable balance for the work done by our employees. Therefore, we offer extensive individual compensation packages, including...
-
Senior Endur Trading Business Analyst
4 weeks ago
Houston, Texas, United States X4 Technology Full timeJob Opportunity for Endur Trading Business AnalystX4 Technology is partnering with a leading Global Consulting firm to find a highly skilled Endur Trading Business Analyst with a strong background in Compliance, Risk, and Front Office Market Analysis. The ideal candidate will lead the engineering community to ensure adherence to client standards and...
-
Trading Intern
4 weeks ago
Houston, United States Repsol Oil & Gas USA, LLC Full timeWork with Gas and Power Traders, Originators and Schedulers to assist with their day-to-day functional needs. Interface with middle and back office to troubleshoot issues daily. Book & validate all trades executed by both Power and Gas desks. Daily b Intern, Business Services
-
Junior Trading Data Analyst
3 weeks ago
Houston, Texas, United States ClearpointCo. Full timeJob OpportunityJob Title: Junior Trading Data ScientistCompany: ClearpointCo.Location: RemoteJob Type: Full-timeSalary: $100,000 - $110,000Job Summary:We are seeking a highly skilled Junior Trading Data Scientist to join our team at ClearpointCo. The ideal candidate will have a strong background in data analytics, machine learning, and cloud computing, with...