Senior Lead Control Management Officer

4 weeks ago

Chandler, United States WELLS FARGO BANK Full time
About this role:

Wells Fargo is seeking a Senior Lead Control Management Officer to provide primary control support for the RSNIP (Retail Sales of Non-bank Investment Product) program. The RSNIP Oversight Group supports the front-line execution of OCC's requirements related to the referral, sales, and servicing of investment and insurance products to retail bank clients. The RSNIP Program Office is the front-line group that creates policies and procedures for executing RSNIP activities; manages the RSNIP Oversight Committee, monitors the execution of the program through management reporting; maintains the networking agreement and program statement; and conducts due diligence over third parties (WFA) executing RSNIP activities with bank clients.

In this role, you will:
  • Act as an advisor to more experienced leaders in developing risk mitigation strategies for complex and highly integrated business specific risk across different business lines
  • Monitor, measure, evaluate, and report impact of decisions and business controls to the relevant business group and enterprise function
  • Lead the strategy and resolution of highly complex current and emerging risks requiring in depth evaluation across multiple areas or the enterprise, as well as good understanding of financial crimes, operational risk, audit, legal, credit risk, market risk, IT systems security, and business process management
  • Provide vision, direction, and expertise to more experienced leaders on implementing innovative and significant business solutions for highly complex risks associated with business operations
  • Lead and mentor Control Management project or virtual teams
  • Engage with all levels of roles across the business group, and serve as an experienced advisor in designing and implementing risk mitigation strategies, business processes, and controls that mitigate risks and address regulatory requirements
Required Qualifications:
  • 7+ years of Risk Management or Financial Services Industry experience, or equivalent experience demonstrated through one or a combination of the following: work experience, training, military experience, education
Desired Qualifications:
  • Experience creating policies and procedures
  • Knowledge of OCC requirements related to the referral, sales, and servicing of investment and insurance products to retail bank clients
  • Experience managing oversite committees
  • Exceptional communication and collaboration skills
Job Expectations:
  • Onsite presence is required at one of the posted locations
Posting End Date:
7 Jun 2024
*Job posting may come down early due to volume of applicants.

We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Applicants with Disabilities

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

Drug and Alcohol Policy

Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.

  • Senior Lead Control Management Officer

    2 weeks ago

    Chandler, Arizona, United States WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a Senior Lead Control Management Officer to provide primary control support for the RSNIP (Retail Sales of Non-bank Investment Product) program. The RSNIP Oversight Group supports the front-line execution of OCC's requirements related to the referral, sales, and servicing of investment and insurance products to retail...

  • Lead Control Management Officer

    2 weeks ago

    Chandler, United States Wells Fargo Full time

    **About this role**: Wells Fargo is seeking a Lead Control Management Officer. This role is aligned to the Chief Operating Office (COO) Risk and Control Self-Assessment (RCSA) team who are accountable for implementing a consistent, sustainable, and timely RCSA program across COO. This includes inherent risk identification, control identification, residual...

  • Lead Control Management Officer

    2 weeks ago

    Chandler, United States Wells Fargo Full time

    **About this role**: Wells Fargo is seeking a Lead Control Management Officer within the Control Management organization to join the Front-Line Issue Verification Execution Team. This team is responsible for evaluating issues, including conducting root cause analysis, assessing the effectiveness of solution designs, testing the outcomes of that design, and...

  • Lead Control Management Officer

    5 days ago

    Chandler, United States Wells Fargo Full time

    **Why Wells Fargo**: **About this role**: Wells Fargo is seeking a Lead Control Management Officer... **In this role, you will**: - Lead complex initiatives designed to mitigate current and emerging risks with broad impact - Act as key participant in monitoring, evaluating, and measuring the impact of decisions practiced in Control Management functional...

  • Lead Control Management Officer Military Apprentice

    2 weeks ago

    Chandler, United States Wells Fargo Full time

    **About this role**: Wells Fargo is seeking a Lead Control Management Officer Military Apprentice to join Technology for COO Control Management Group. This first line control management role will help strengthen the business control environment by providing consultative guidance to business partners regarding control design; identification, root cause...

  • Lead Control Management Officer Military Apprentice

    6 days ago

    Chandler, United States Wells Fargo Full time

    **About this role**: Wells Fargo is seeking a Lead Control Management Officer Military Apprentice to join our Shared Service Operations Control Management Group. This first line control management role will help strengthen the business control environment by providing consultative guidance to business partners regarding control design; identification, root...

  • Lead Control Management Officer Military Apprentice

    2 weeks ago

    Chandler, United States WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a Lead Control Management Officer Military Apprentice to join Technology for COO Control Management Group. This first line control management role will help strengthen the business control environment by providing consultative guidance to business partners regarding control design; identification, root cause analysis, &...

  • Lead Control Management Officer Military Apprentice

    4 weeks ago

    Chandler, United States WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a Lead Control Management Officer Military Apprentice to join our Shared Service Operations Control Management Group. This first line control management role will help strengthen the business control environment by providing consultative guidance to business partners regarding control design; identification, root cause...

  • Lead Control Management Officer Military Apprentice

    4 weeks ago

    Chandler, United States WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a Lead Control Management Officer Military Apprentice to join our Shared Service Operations Control Management Group. This first line control management role will help strengthen the business control environment by providing consultative guidance to business partners regarding control design; identification, root cause...

  • Lead Control Management Officer

    3 weeks ago

    Chandler, United States Wells Fargo Full time

    **Why Wells Fargo**: **About this role**: Wells Fargo is seeking a Lead Control Management Officer to join the Governance and Reporting Team. The Governance and Reporting Team is a high profile cross functional team, responsible for overseeing effective risk governance within Strategy Digital and Innovation (SDI), Technology and Global Treasury Management...

  • Senior Quality Control Manager

    2 weeks ago

    Chandler, Arizona, United States Turner & Townsend Full time

    Company DescriptionFrom the inception of a project through to completion and beyond, Turner & Townsend help to deliver the outcomes that matter through transformational programs covering the full spectrum of consultancy, project delivery and post-project operations.With offices located globally, you're never far away from our services. Working from 113...

  • Senior Quality Control Manager

    3 weeks ago

    Chandler, United States Turner & Townsend International Full time

    #xa 0;Turner and Townsend are seeking a Senior Quality Control Manager. This position plans and conducts activities concerned with the quality assurance and quality control of construction contractors, overseeing work put in place to ensure industria Quality Control, Manager, Construction, Quality, Control, Senior, Staffing, Manufacturing

  • Senior Quality Control Manager

    2 weeks ago

    Chandler, Arizona, United States Turner & Townsend Full time

    Company DescriptionFrom the inception of a project through to completion and beyond, Turner & Townsend help to deliver the outcomes that matter through transformational programs covering the full spectrum of consultancy, project delivery and post-project operations.With offices located globally, you're never far away from our services. Working from 113...

  • Senior Quality Control Manager

    2 months ago

    Chandler, United States Turner & Townsend Full time

    Company DescriptionFrom the inception of a project through to completion and beyond, Turner & Townsend help to deliver the outcomes that matter through transformational programs covering the full spectrum of consultancy, project delivery and post-project operations.With offices located globally, you're never far away from our services. Working from 113...

  • Pest Control Technician

    2 weeks ago

    Chandler, United States Green Home Pest Control Full time

    Green Home Pest Control, a leading service provider in the Phoenix Metro area, is looking to hire a career minded **general pest control technician, specifically in the East Valley**. Starting pay between $35k-$60k (includes hourly pay). Green Home is known in the valley for providing high quality pest control services. We have a stellar online reputation...

  • Errc Risk and Control Lead

    3 weeks ago

    Chandler, United States Wells Fargo Full time

    **Why Wells Fargo**: This is where your true career begins. We ranked #2 on the 2023 LinkedIn Top Companies list - and #1 among financial services companies - as the best workplace "to grow your career" in the U.S. At Wells Fargo, we support employees' career aspirations and growth. We're proud of our employee-welfare-centered business approach and our...

  • Night Office Cleaner

    6 days ago

    Chandler, United States ENVIRONMENT CONTROL Full time

    *About us* Environ nt Control has been in the bu ding maintenance industry for si decades. - le benefiting from the collec - e wisdom and - ing power of - ational janitori l service organiz - on, we - e loca ly owned, - erated, and c - itted to the com - ities we se - and maintain. We looking for a dedicated - d reliable individual to join our team as...

  • Senior Network Control Engineer

    2 weeks ago

    Chandler, United States Iridium Full time

    What We’re Looking For:Step into the heart of cutting-edge satellite communications as a Senior Engineer! This exciting role places you at the forefront of Iridium's Technical Verification Center, where you'll be responsible for real-time troubleshooting and support. With 32 tracking antennas strategically positioned across the globe and a web of switches,...

  • Senior Network Control Engineer

    6 days ago

    Chandler, United States Iridium Full time

    What We’re Looking For:Step into the heart of cutting-edge satellite communications as a Senior Engineer! This exciting role places you at the forefront of Iridium's Technical Verification Center, where you'll be responsible for real-time troubleshooting and support. With 32 tracking antennas strategically positioned across the globe and a web of switches,...

  • Business Office Manager

    4 weeks ago

    Chandler, United States The Enclave at Chandler Senior Living Full time

    Do you enjoy working in an environment where what you do matters? Do you want to go home each evening proud that you had a positive impact on someone’s life that day? If yes, we are looking for you! You deserve more than just a paycheck; at Spectrum Retirement Communities you will have the opportunity to participate in: **Job Type**: Full...