Audit Manager

Found in: Talent US C2 - 2 weeks ago

Plano, United States Bank of America Full time

Description

:

At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.

One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We’re devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being.

Bank of America believes both in the importance of working together and offering flexibility to our employees. We use a multi-faceted approach for flexibility, depending on the various roles in our organization.

Working at Bank of America will give you a great career with opportunities to learn, grow and make an impact, along with the power to make a difference. Join us

Oversees and executes the assigned areas of audit work, providing day to day coaching and guidance to teammates. Executes audit strategy for the sound application of risk based auditing by defining audit scope, audit program, and test procedures. Typically acts as Auditor-in-Charge (AIC). Demonstrates strategic thinking and supports change. Oversees audit testing to ensure timely execution within quality standards and conformance to audit policies and procedures. Assesses issues for impact to business processes, controls and strategies, recommends severity ratings and escalation of broad themes or trends. Drafts quality and timely audit reports and shares results with business leaders. Manages business partner relationships when conducting specific audits; primary engagement is with line management. Exercises critical thinking and judgment to effectively influence management to improve the control environment. When leading an audit engagement, is responsible for day to day coaching, mentoring, and performance feedback. Fosters an inclusive work environment.

Responsibilities:

Subject matter expertise of BSA/AML and Fraud related risks and a solid business understanding of application of these risks within a large financial institution. Knowledge of key business segments including retail, banking, capital markets, etc.

Plan, perform, and lead audits of BSA/AML and Fraud related Investigation processes including evaluating effectiveness of Suspicious Activity Reporting Filings with relevant governmental agencies. 

Subject matter expertise in US financial crime regulations including the Bank Secrecy Act/Anti-Money Laundering, Sanctions (e.g., OFAC)

Support the execution of the annual BSA independent audit as well as regulatory and partner exams by creating presentation materials and providing timely responses to inquiries.

Manage staff during audit engagements and provide feedback on work performed.

Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes.

Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery.

Communicate the results of audit projects to management (written reports/oral presentations).

Establish and build working relationships with internal and external management.

Perform AML risk assessments of business activities, potential risks exposures, and materiality of loss; and

Demonstrates experience in managing integrated internal audit and assurance delivery.

Effective influence skills in communicating findings. This individual must be an articulate and effective communicator, both verbally and in writing.

Strong interpersonal skills for interfacing with all levels of internal and external audit and management.

Required Skills and Experience:

Minimum 5 years of audit experience in areas related to AML, sanctions and fraud risk management programs and regulations, banking regulations, local standards, and internal policies.

Minimum 5 years of experience conducting Bank Secrecy Act /Anti-Money Laundering audits, Risk Management audits, Compliance audits or a combination, including AML investigations and SAR writing experience.

Minimum 5 years conducting AML investigations at a regulated financial institution in the United States and/or Minimum 3 years conducting Fraud investigations.

Minimum 2 years of experience leading audits and performing in the role of auditor-in-charge

Desired Skills and Experience :

Master's Degree in Auditing, Master's Degree in Accounting, Master's Degree in Finance, or Master of Business Administration

Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE)

Shift:

1st shift (United States of America)

Hours Per Week: 

40

  • USAA Jobs

    1 week ago

    Plano, United States Vacancies For You Full time

    We are seeking a talented Audit Manager (BCC PMO) for San Antonio, TX, Plano, TX, Phoenix, AZ, Tampa, FL, Colorado Springs, CO or Charlotte, NC. Remote work is available for candidates who do not live in a location where USAA has a physical office. Job Responsibilities: Ensures engagements are completed objectively, professionally, and in accordance with...

  • Data Quality

    1 week ago

    Plano, United States Bank of America Full time

    Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

  • Payroll Manager

    1 week ago

    Plano, United States Fairway All Brands Page Full time

    Job DescriptionJob DescriptionDescription:Our highly trained technicians are the backbone of our success, and as the Payroll Manager, you'll play a critical role in ensuring their hard work and dedication are recognized and compensated accurately and on time. If you're ready to take on a rewarding role and make a lasting impact on a growing...

  • Payroll Manager

    10 hours ago

    Plano, United States Fairway All Brands Page Full time

    Job DescriptionJob DescriptionDescription:Our highly trained technicians are the backbone of our success, and as the Payroll Manager, you'll play a critical role in ensuring their hard work and dedication are recognized and compensated accurately and on time. If you're ready to take on a rewarding role and make a lasting impact on a growing...

  • Managing Director

    1 week ago

    Plano, United States Medsphere Full time

    Job DescriptionJob DescriptionThe Managing Director is responsible for defining the technologies we use for exceeding the expectations and needs of our managed IT services clients. Such technologies include remote monitoring and management platform, ticketing, backup and disaster recovery solutions, patching and vulnerability management, and configuration...

  • Identity and Access Management Engineer

    1 week ago

    Plano, United States loanDepot Full time

    Position Summary As an IAM Senior Engineer, you will be supporting our internal team with their Enterprise and Cloud Cyber Risk needs, while specifically helping them address IAM. Also, youll assist them in navigating SailPoint/IGA solution with ServiceNow, integrating SailPoint with core systems like CyberArk, Azure AD, etc. Responsibilities Design and...

  • Compliance Director

    2 days ago

    Plano, United States Elevance Health Full time

    Compliance Director Location: Must be within a 50 mile radius of a Pulse Point location. This position will take part in Elevance Health's hybrid workforce strategy which includes virtual work and 3-4 days in office per week. The Compliance Director is responsible for directing foundational and strategic compliance responsibilities with consistent excellence...

  • Compensation Manager

    Found in: Appcast Linkedin GBL C2 - 3 days ago

    Plano, United States TriSearch Full time

    The Compensation Manager is responsible for driving the Compensation process for the organization. This position owns the design, management, communication, compliance, and administration of our compensation programs including base pay, short- and long-term incentives, annual merit cycle increase, job levels and all other pay programs and policies. The...

  • Compensation Manager

    1 day ago

    Plano, United States Trisearch Full time

    The Compensation Manager is responsible for driving the Compensation process for the organization. This position owns the design, management, communication, compliance, and administration of our compensation programs including base pay, short- and long-term incentives, annual merit cycle increase, job levels and all other pay programs and policies. The...

  • Compensation Manager

    3 days ago

    Plano, United States TriSearch Full time

    The Compensation Manager is responsible for driving the Compensation process for the organization. This position owns the design, management, communication, compliance, and administration of our compensation programs including base pay, short- and long-term incentives, annual merit cycle increase, job levels and all other pay programs and policies. The...

  • Construction Cost Manager

    Found in: Appcast Linkedin GBL C2 - 2 weeks ago

    Plano, United States Cinemark Full time

    Headquartered in Plano, TX, Cinemark Holdings, Inc. is a leader in the motion picture exhibition industry with 500+ theatres in the U.S. and Latin America.Join Our Team!Do you enjoy working together as a team to accomplish major goals? Join Cinemark to utilize and expand your skills! We are dedicated to making the movie experience memorable, “One Guest at...

  • Construction Cost Manager

    1 week ago

    Plano, United States Cinemark Full time

    Headquartered in Plano, TX, Cinemark Holdings, Inc. is a leader in the motion picture exhibition industry with 500+ theatres in the U.S. and Latin America.Join Our Team!Do you enjoy working together as a team to accomplish major goals? Join Cinemark to utilize and expand your skills! We are dedicated to making the movie experience memorable, “One Guest at...

  • Data Network Engineering Manager

    Found in: beBee jobs US - 1 week ago

    Plano, Texas, United States Bank of America Full time

    Job Description:Responsible for building and leading a team to deliver technology products and services that meet business outcomes. Ensures people development through coaching, mentoring, feedback, and hands-on career development. Develops a technology strategy and ensures technology solutions comply with applicable standards. This role advocates and...

  • Mainframe RACF admin

    2 days ago

    Plano, United States CareerBuilder Full time

    * Deep knowledge Maintain and Support the RACF Security administration * Installing and configuration of z/OS systems Perform z/OS debugging and problem analysis 8-10 Years * Provide security administration on the mainframe including Privileged Access * Maintain and Support the RACF Security administration * Fix mainframe access issues * Provide planning and...

  • Senior Internal Auditor

    2 days ago

    Plano, United States Request Technology Full time

    Senior Internal Auditor Salary: Open + Bonus Location: Available in any of the following locations Chicago, IL / Plano, TX / McLean, VA / Irvine, CA / NY, NY Hybrid: Tue-Thu on-site, Mon/Fri remote *We are unable to provide sponsorship for this role* Do not pass up this chance, apply quickly if your experience and skills match what is in the following...

  • Quality Engineer

    1 week ago

    Plano, United States JLM Strategic Talent Partners Full time

    WHO IS JLM STRATEGIC TALENT PARTNERS & WHAT IS OUR ROLEWe partner with National & International prime contractors to provide them with qualified talent they can trust. We accomplish this by sourcing & vetting high level career seeking candidates in the industry and match them with our partners current open roles. Our objective is to help our general...

  • Clinical Nurse Manager

    1 week ago

    Plano, United States LiquidAgents Healthcare Full time

    Job DescriptionJob DescriptionSalary: LiquidAgents Healthcare, a fast-growing, healthcare staffing firm, seeks a qualified Clinical Nurse Manager to join our innovative team.Description:The Clinical Nurse Manager will be responsible for regulatory and nursing compliance to ensure quality delivery of care. Responsibilities:Works collaboratively with the HR...

  • Revenue Accountant

    1 week ago

    Plano, United States CareerBuilder Full time

    Overview Every day, Imagine Communications is delivering billions of media moments all over the world anywhere, anytime and on any device. Imagine Communications delivers innovative, end-to-end media software and networking solutions to over 3,000 customers in more than 185 countries, including the top broadcast facilities and the most technologically...

  • Referral Management Coordinator

    Found in: Lensa US P 2 C2 - 1 week ago

    Plano, United States Concentra Career Choice Full time

    Overview: Please be advised, if you are viewing this position on Indeed, that the salary rate/range set forth herein was provided by Indeed. Concentra's market specific rate/range will be provided during the interview process. Do you want to use your problem solving skills and knowledge of customer service to help improve the health of America's workforce?...

  • Risk Management

    Found in: Talent US C2 - 6 days ago

    Plano, United States JPMorgan Chase & Co. Full time

    Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and...