Compliance Analyst

Job Description

COMPLIANCE ANALYST | ref.MF12

Full time preferable but part time hours may be considered.

We have a fantastic opportunity available for a proactive and enthusiastic individual to join as a Compliance Analyst as a part of a busy Compliance Department.

Reporting to the Head of Compliance you will support and assist the Compliance Department to provide compliance assistance, advice and support to all parts of the Group but primarily to trust and corporate and pension services.

KEY RESPONSIBILITIES INCLUDE

Providing general support on regulatory compliance matters, as required.

Assisting with the maintenance of regulatory registers.

Supporting the development, delivery and reporting of the compliance monitoring programme.

Assisting with regulatory and professional body correspondence, notifications and annual returns.

Providing risk based due diligence, new client and periodic client review advice and support.

Assisting with the preparation and maintenance of Compliance Manuals, policies and associated documentation.

Contributing to the preparation and development of AML/CFT and other regulatory training.

Assisting with collation of information for external banking reviews.

Supporting the maintenance of the risk management framework.

SKILLS AND EXPERIENCE

Certificate or Diploma in Compliance is desirable but not essential as previous experience in the role is key.

Experience working within the requirements of the Financial Services Rule Book and the AML/CFT Code.

Microsoft Office.

Strong communication skills.

Able to work under pressure and to strict deadlines.