Fund/Securities Transactional Attorney
6 months ago
Responsibilities
- Reviewing and negotiating fund documentation, including limited partnership agreements, subscription agreements, and side letters.
- Advising clients on a range of securities transactions, including public offerings, private placements, and Regulation D offerings.
- Conducting due diligence investigations in connection with prospective investments.
- Preparing and filing required regulatory forms with the SEC, FINRA, and other regulatory bodies.
- Providing legal and regulatory guidance to clients on compliance with federal and state securities laws.
- Coordinating with colleagues and clients in the development of investment strategies.
- Managing client relationships and ensuring high-quality service delivery.
Requirements
- 7+ years of experience with fund formation, governance and transactions and/or securities matters.
- Applicable bar admission is required.
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