Registered Client Associate

2 weeks ago

Reading, United States WELLS FARGO BANK Full time
About this role:

Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about our career areas and lines of business at wellsfargojobs.com .

In this role, you will:
  • Assist Profit Formula (PF)Financial Advisor(s) with sales, service and operational related activities such as providing service to clients via telephone, direct interaction and/or written correspondence
  • Facilitate PF Financial Advisor and client requests for account related information and/or quotes, scheduling and preparing for appointments with new or prospective clients
  • Establish and service client accounts, prepare forms, research account inquiries and/or issues
  • Execute various administrative functions for the PF Financial Advisor(s) and Branch Management including, but not limited to, tracking referrals, coordinating, and executing marketing campaigns, establishing and maintaining files to meet the firm's regulatory requirements, and establishing and maintaining filing and record keeping necessary to support efforts to service and grow client relationships
  • When applicable, act as the liaison for all referral sources by reviewing paperwork for completeness and forwarding to management for review
Required Qualifications:
  • 2+ years of Brokerage and Client Services experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration
Desired Qualifications:
  • Brokerage client support experience
  • Administrative support experience in financial services
  • Experience interacting directly with customers
  • Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills
  • Client service focus with the ability to listen to customer needs and recommend solutions
  • Ability to prioritize work, meet deadlines, achieve goals, and work in a dynamic and complex environment
Job Expectations:
  • US Only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position
  • Compliance with state law registration and licensing requirements is mandatory
  • In addition to state registration and licensing requirements, specific product licenses or SAFE licensing may apply
  • Additional requirements include meeting enhanced financial fitness and criminal background standards
  • Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance
  • For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required
This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents.

This position is not eligible for Visa sponsorship.

Posting location: 1250 Broadcasting Rd, Reading PA

Posting End Date:
25 Oct 2024
*Job posting may come down early due to volume of applicants.

We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Applicants with Disabilities

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

Drug and Alcohol Policy

Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.

Wells Fargo Recruitment and Hiring Requirements:

a. Third-Party recordings are prohibited unless authorized by Wells Fargo.

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.

  • Client Service Associate

    1 week ago

    Reading, Pennsylvania, United States WELLS FARGO BANK Full time

    About this role:We are seeking a Client Service Associate to join our Wealth and Investment Management team at Wells Fargo Advisors. As a Client Service Associate, you will play a critical role in providing exceptional service to our clients, assisting Profit Formula Financial Advisors with sales, service, and operational activities, and facilitating client...

  • Client Retention Associate

    2 weeks ago

    Reading, Pennsylvania, United States SALESBOAT INC Full time

    Client Retention SpecialistWe are seeking a highly motivated and results-driven Client Retention Specialist to join our team at Salesboat Inc. As a key member of our sales and marketing team, you will play a crucial role in driving client acquisition and retention through exceptional customer service and relationship-building skills.Key...

  • Nurse Specialist

    2 weeks ago

    Reading, Pennsylvania, United States HealthEcareers - Client Full time

    Job Title: Registered NurseBAYADA Home Health Care is seeking a skilled Registered Nurse to provide high-quality care to clients in their homes. As a Registered Nurse, you will be responsible for delivering comprehensive care to clients, including administering medication, wound care, and treatments.Responsibilities:Develop and implement individualized care...

  • Registered Nurse- Hospice

    4 weeks ago

    Reading, United States BAYADA Home Health Care Full time

    BAYADA Hospice has a Per Diem Registered Nurse opportunity open now doing hospice visits throughout Berks County . Flexible schedules, 1:1 care, and great work/life balance. Join us today! Registered Nurse (RN) Benefits: * BAYADA offers a comprehensive benefits plan that includes the following: Paid holidays, vacation and sick leave, vision, dental and...

  • Home Health Registered Nurse

    1 month ago

    Reading, Pennsylvania, United States BAYADA Home Health Care Full time

    Registered Nurse (RN) OpportunityWe are seeking a skilled and compassionate Registered Nurse to join our team in providing high-quality home health care to clients in Berks and Schuylkill Counties.Responsibilities:Follow a designated care plan in accordance with patient needsMake home visits to clients in designated geographic territoriesPerform assigned...

  • Registered Nurse- Hospice

    2 weeks ago

    Reading, United States BAYADA Home Health Care Full time

    BAYADA Hospice has a Per Diem Registered Nurse opportunity open now doing hospice visits throughout Berks County. Flexible schedules, 1:1 care, and great work/life balance. Join us today! Registered Nurse (RN) Benefits: BAYADA offers a comprehensive benefits plan that includes the following: Paid holidays, vacation and sick leave, vision, dental and...

  • Registered Nurse- Hospice

    5 months ago

    Reading, United States BAYADA Home Health Care Full time

    BAYADA Hospice has a Per Diem Registered Nurse opportunity open now doing hospice visits throughout Berks County. Flexible schedules, 1:1 care, and great work/life balance. Join us today! Registered Nurse (RN) Benefits: BAYADA offers a comprehensive benefits plan that includes the following: Paid holidays, vacation and sick leave, vision, dental and...

  • Registered Nurse- Hospice

    2 weeks ago

    Reading, United States BAYADA Home Health Care Full time

    BAYADA Hospice has a Per Diem Registered Nurse opportunity open now doing hospice visits throughout Berks County. Flexible schedules, 1:1 care, and great work/life balance. Join us today! Registered Nurse (RN) Benefits: BAYADA offers a comprehensive benefits plan that includes the following: Paid holidays, vacation and sick leave, vision, dental and...

  • Registered Nurse- Hospice

    1 month ago

    Reading, United States BAYADA Home Health Care Full time

    Job DescriptionJob DescriptionBAYADA Hospice has a Per Diem Registered Nurse opportunity open now doing hospice visits throughout Berks County. Flexible schedules, 1:1 care, and great work/life balance. Join us today!Registered Nurse (RN) Benefits:BAYADA offers a comprehensive benefits plan that includes the following: Paid holidays, vacation and sick leave,...

  • Registered Nurse- Hospice

    7 days ago

    Reading, United States BAYADA Home Health Care Full time

    BAYADA Hospice has a Per Diem Registered Nurse opportunity open now doing hospice visits throughout Berks County. Flexible schedules, 1:1 care, and great work/life balance. Join us today! Registered Nurse (RN) Benefits: BAYADA offers a comprehensive benefits plan that includes the following: Paid holidays, vacation and sick leave, vision, dental...

  • Registered Nurse- Hospice

    2 weeks ago

    Reading, United States BAYADA Home Health Care Full time

    BAYADA Hospice has a Per Diem Registered Nurse opportunity open now doing hospice visits throughout Berks County. Flexible schedules, 1:1 care, and great work/life balance. Join us today! Registered Nurse (RN) Benefits: BAYADA offers a comprehensive benefits plan that includes the following: Paid holidays, vacation and sick leave, vision, dental and...

  • Travel Nurse RN

    3 weeks ago

    Reading, Kansas, United States HealthEcareers - Client Full time

    Job Title: Registered Nurse - RehabHost Healthcare is seeking a skilled Registered Nurse - Rehab to join our team in West Reading, Pennsylvania.Job Summary:We are looking for a dedicated and compassionate Registered Nurse - Rehab to provide high-quality patient care in a rehabilitation setting. As a Registered Nurse - Rehab with Host Healthcare, you will...

  • Traveling Registered Nurse Opportunity

    1 week ago

    Reading, Pennsylvania, United States BAYADA Home Health Care Full time

    BAYADA Hospice is seeking a Per Diem Registered Nurse to provide compassionate care to clients in Berks County. As a member of our team, you will have the flexibility to create your own schedule and enjoy a great work-life balance. Our comprehensive benefits package includes paid holidays, vacation, and sick leave, as well as vision, dental, and medical...

  • Intensive Care Unit Nurse

    2 weeks ago

    Reading, Pennsylvania, United States HealthEcareers - Client Full time

    Job Title: Registered Nurse ICUPenn State Health is seeking a skilled Registered Nurse (RN) to join our Intensive Care Unit (ICU) team in Reading, Pennsylvania.About the RoleAs a Registered Nurse in our ICU, you will be responsible for providing high-quality patient care to critically ill patients.You will assess patient health problems and needs, develop...

  • Sales Associate

    3 days ago

    Reading, Pennsylvania, United States Kohl's Full time

    About the Sales Associate RoleKey ResponsibilitiesThe Sales Associate will deliver exceptional customer service in a fast-paced retail environment. Key responsibilities include operating a cash register, scanning items, and handling different methods of payment. The ideal candidate will be able to multitask, provide excellent customer service, and maintain a...

  • Registered Nurse

    2 weeks ago

    Reading, Massachusetts, United States BAYADA Home Health Care Full time

    About the RoleBAYADA Home Health Care is seeking a skilled Registered Nurse to join our team in Reading, Massachusetts. As a Weekend Home Health Registered Nurse, you will be responsible for providing high-quality care to geriatric clients in their homes, ensuring their comfort, independence, and dignity.ResponsibilitiesDevelop and implement personalized...

  • Cardiac Cath Lab Nurse

    2 weeks ago

    Reading, Pennsylvania, United States HealthEcareers - Client Full time

    Job SummaryPenn State Health is seeking a skilled Registered Nurse to join our Cardiac Cath Lab team. As a key member of our healthcare team, you will be responsible for providing high-quality patient care and contributing to the success of our organization.ResponsibilitiesAssess patient health problems and needs, develop and implement nursing care plans,...

  • Customer Service Associate

    4 weeks ago

    Reading, United States Ollie's Bargain Outlet, Inc. Full time

    Ollie's Bargain Outlet - 2251 Lancaster Ave [Retail Associate / Team Member] As a Customer Service Associate at Ollie's Bargain Outlet, you'll: Greet and acknowledge every customer as they enter and exit the store and as they approach the front end; Accurately and efficiently operate the register; Approve refunds for other Associates up to a specified dollar...

  • Seasonal Retail Sales Associate

    2 months ago

    Reading, United States Kohl's Full time

    Daytime and Weekend Availability Required For Role About the Role In this role, you will deliver excellent customer service in point of sale and customer services processes while focusing on consistent execution and operational efficiency. You will deliver speed of service transactions while creating a compelling customer experience. What Youll Do Engage...

  • Front Desk Associate

    1 month ago

    Reading, United States Massage Envy Full time

    We are looking for a Sales Associate in our Wyomissing clinic with to help our guests feel comfortable and welcome. You have a meaningful role to play as you will help clients understand the benefits of regular massage, skin care and stretch. You will also connect clients with retail products that improve, enhance and extend the positive impact of the...