SEC Attorney

Found in: Lensa US P 2 C2 - 2 weeks ago

San Francisco, United States The San Mateo County Bar Association Full time
SEC Attorney (2 Positions) - San Francisco

U.S. Securities & Exchange Commission Vacancy Annoucement

Job Title Attorney positions Location San Francisco, CA

Compensation $102,691 to $168,892 per year

Series & Grade SK-905-12

Summary

These 2 positions are within the Office of Compliance Inspections and Examinations in the San Francisco Regional Office of the U.S. Securities and Exchange Commission.

Responsibilities

Duties of an OCIE attorney include participating in planning and conducting securities compliance examinations, developing reports of findings, and providing recommendations for examinations; and conducting research, review and analysis of a variety of documents related to investment adviser, private fund, and mutual fund examinations, and developing recommendations to resolve problems or issues encountered.

Qualifications

J.D. or LL.M. degree –AND--

1 year post J.D. experience as a practicing attorney or possess a L.L.M., the ability to perform compliance examinations of investment advisers, investment companies and private funds, and the ability to communicate effectively in writing and orally.

To Apply

Mail resume to: Elena Ro, US SEC, 44 Montgomery Street, Suite 2800, San Francisco, CA 94104. The SEC is an Equal Opportunity Employer and actively seeks a diverse workforce.

The SEC is an equal opportunity employer

Morgan Lewis Palo Alto - 1400 Page Mill Road

Asian American Bar Association of the Greater Bay Area

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