Senior Compliance Analyst

3 weeks ago


New York New York, Manhattan, NY, United States Experis Full time

Position: Sr. Compliance Analyst
BH ID: 316739
Salary: $75-85K, discretionary bonus of about 5-8%
Type (Contract, Contract to Hire, Perm): Perm
Location: Midtown, NYC
(remote, hybrid, onsite): 5 days on site (9-5pm)

Our customer, a fortune 500 international banking company has an opening on their compliance team.

Job Description:
• Sr. Compliance Analyst is responsible for organizing, executing, processing and reporting of assigned roles to facilitates client compliance with regulatory requirements, including those related to Bank Secrecy Act ("BSA")/Anti-Money Laundering ("AML") & Sanctions.
• Sr. Compliance Analyst should report any issues regarding the work of its own to BSA/OFAC Officer or US Compliance Officer.
• KYC(Know Your Customer):
• Conducting Customer Due Diligence ("COD") and/or Enhanced Due Diligence ("EDD") on clients in accordance with the client procedures
• Performing periodic and event driven reviews on clients in all risk classes in accordance with the client procedures
• Performing due diligence research on client profiles such as politically exposed person ("PEP") status, beneficial ownership, correspondent banking, and sanctions-related issues
• Reviewing KYC documentation provided by the business lines for accuracy and inconsistencies, and to assess the AML risk of the account
• Liaising with business lines, functional units, and clients to provide advice and acquire missing client KYC information and documentation
• Transaction Monitoring:
• Monitoring and conducting investigations on alerts generated by, and cases created in, client’s Transaction Monitoring System ("TMS")
• Reporting unusual or potentially suspicious alerts and cases to the BSA/OFAC Officer for further review
• Liaising with business lines, functional units, and clients to resolve flagged customer activity and lead investigations
• Conducting continuing activity investigations, as required, and gather information for internal and external documentation requests
• Draft and, upon approval, file Suspicious Activity Reports ("SAR") based on the investigations conducted
Sanctions Screening:
• Reviewing and dispositioning sanctions alerts generated during sanctions screening
• Reviewing transactions and making recommendations regarding blocking/rejecting and assisting with completion of Office of Foreign Assets
• Control ("OFAC") block/reject reports
• Reviewing and making recommendations regarding potential sanctions issues requiring escalation
• Screening the customer database and client internal lists when sanctions watchlists are updated
• Performing Specially Designated Nationals ("SON") update screening against the Branch Good Guy list and customer data
• Maintaining and updating Good Guy list and Branch Black list by adding, removing, and revising entries
• Confirming that updated sanctions watchlists provided by the vendor are properly loaded in the sanctions screening system
Other Compliance:
Provide general support to the U.S. Compliance Officer and the Deputy Compliance Officer
Execute ad hoc compliance-related projects
Complete Section 314(a) screenings

Policies and Procedures:
• Compliance Committee Charter
• Corporate Compliance Policy & Procedure
• Corporate Compliance Program
• BSA/AML & Sanctions Compliance Policy
• Compliance Testing Policy
• BSA/AML & Sanctions Training Policy
• Transaction Monitoring and Sanctions Systems Data Governance Standards
• Know Your Customer Procedures
• Transaction Monitoring & Suspicious Activity Reporting Procedures
• Sanctions Program Compliance Procedures
• Metrics Reporting Procedures
• Compliance Risk Escalation Procedures
• NYSDFS Part 504 Certification Compliance Framework & Procedures
• Know Your Customer Desktop Manual
• Transaction Monitoring & Suspicious Activity Reporting Desktop Manual
• Sanctions Program Compliance Desktop Manual
• Transaction Monitoring and Sanctions Data Lineage and Quality Testing Methodology
• Customer Risk Rating Enhancement Methodology
• Geographic Risk Rating Methodology
• Transaction Monitoring Typology Assessment Methodology
• Transaction Monitoring System Threshold Setting and Tuning Methodology
• Sanctions Tuning Methodology
• Transaction Monitoring System Scenario Documentation
• BSA/AML Risk Assessment Methodology
• Sanctions Risk Assessment Methodology
• Watchlist Selection Framework
• BSA/AML Officer Succession Plan

Additional Notes:
Applicant must have 1.5 to 3 years of Compliance experience handling Transaction Monitoring, KYC, and OFAC related work.
• Wholesale banking, corporate small/medium companies (not retail)
• These roles wear many hats- BSA/AML, KYC, SARs
• Offer completely free premium health insurance, sponsor CAMS certifications, and ACAMS conferences, and offer a diversified Compliance Work experience with a chance to work every aspect of the entire BSA/AML and OFAC Sanctions, as well as special projects.
• Enriching work experience is offered for anyone looking to get more exposure in wholesale/corporate banking compliance.
If this is a role that interests you and you’d like to learn more, click apply now and a recruiter will be in touch with you to discuss this great opportunity. We look forward to speaking with you

About ManpowerGroup, Parent Company of: Manpower, Experis, Talent Solutions, and Jefferson Wells
ManpowerGroup® (NYSE: MAN), the leading global workforce solutions company, helps organizations transform in a fast-changing world of work by sourcing, assessing, developing, and managing the talent that enables them to win. We develop innovative solutions for hundreds of thousands of organizations every year, providing them with skilled talent while finding meaningful, sustainable employment for millions of people across a wide range of industries and skills. Our expert family of brands – Manpower, Experis, Talent Solutions, and Jefferson Wells creates substantial value for candidates and clients across more than 75 countries and territories and has done so for over 70 years. We are recognized consistently for our diversity - as a best place to work for Women, Inclusion, Equality and Disability and in 2022 ManpowerGroup was named one of the World's Most Ethical Companies for the 13th year - all confirming our position as the brand of choice for in-demand talent.


  • Case Manager

    4 weeks ago


    New York, New York, 10261, Manhattan, NY, United States Inspir Carnegie Hill LLC Full time

    Case Manager Inspir believes in rewarding top talent and dedication, with a starting annual salary of $120,000 and the ability to earn up to $130,000 depending upon years of experience and commitment to the company. Inspir strives for transparency, reviewing pay periodically, to be the industry leader in recruiting talent like you! Maplewood Senior...

  • Case Manager

    2 weeks ago


    New York, New York, 10261, Manhattan, NY, United States Inspir Carnegie Hill LLC Full time

    Case Manager Inspir believes in rewarding top talent and dedication, with a starting annual salary of $120,000 and the ability to earn up to $130,000 depending upon years of experience and commitment to the company. Inspir strives for transparency, reviewing pay periodically, to be the industry leader in recruiting talent like you! Maplewood Senior...


  • New York, New York, 10261, Manhattan, NY, United States Inspir Carnegie Hill LLC Full time

    Executive Director of Leasing The Executive Director of Leasing is responsible for leading the execution of the sales strategy of Inspīr through the leasing department team by establishing Inspīr’s presence, locating talent and building sales. The Executive Director of Leasing is also responsible for developing and maintaining professional relationships...


  • NEW YORK, New York, 10016, Manhattan, NY, United States Sodexo Full time

    Unit Description: Grow your career and develop a team that shares your desire to make a difference. Sodexo is seeking a Registered Dietitian for an Outpatient Clinical Nutrition Manager position at Bellevue Hospital in New York, NY. Bellevue Hospital is a large, Level 1 Trauma Center and level 2 Pediatric Trauma Center affiliated with NYU School of...

  • HR Coordinator

    2 weeks ago


    New York, New York, 10036, Manhattan, NY, United States Millennium Times Square Full time

    Compensation Type: Hourly Highgate Hotels: Highgate is a premier real estate investment and hospitality management company widely recognized as an innovator in the industry. Highgate is the dominant player in U.S. gateway markets including New York, Boston, Miami, San Francisco and Honolulu, with a rapidly expanding presence in Europe, Latin America, and the...


  • New York, NY, 10261, Manhattan, NY, United States Inspir Carnegie Hill LLC Full time

    Executive Director of Leasing The Executive Director of Leasing is responsible for leading the execution of the sales strategy of Inspīr through the leasing department team by establishing Inspīr’s presence, locating talent and building sales. The Executive Director of Leasing is also responsible for developing and maintaining professional relationships...


  • NEW YORK, NY, 10016, Manhattan, NY, United States Sodexo Full time

    Unit Description: Grow your career and develop a team that shares your desire to make a difference. Sodexo is seeking a Registered Dietitian for an Outpatient Clinical Nutrition Manager position at Bellevue Hospital in New York, NY. Bellevue Hospital is a large, Level 1 Trauma Center and level 2 Pediatric Trauma Center affiliated with NYU School of...


  • White Stone, New York, 11357, Queens, NY, United States EE Cruz Full time

    The Structural Engineer will be assigned to various construction projects and be responsible for designing and analyzing temporary structure designs to ensure constructability with contract documents, specifications and regulatory requirements.Provides constructability and technical design input on temporary works construction designs to ensure compliance...

  • Systems Engineer

    1 week ago


    Chappaqua, New York, 10514, Westchester County, NY, United States Cognizant Full time

    Job Title- Systems Engineer VMWare vRealize Automation /Vsphere Analyst Location - Onsite Role Responsibilities:- Lead the design and implementation of VMWare vRealize Automation solutions to streamline processes. - Oversee the deployment and management of VMWare Vsphere environments to ensure high availability and performance. - Provide technical guidance...


  • Kingston, New York, 12401, Ulster County, NY, United States Experis Full time

    Jefferson Wells has a long-term project opportunity for an experienced Real Property Tax Specialist. The project is located near Kingston NY. This is a 35 hr work week and is on site 5 days week ( preferred ) but the client may consider a hybrid schedule. Pay rate W2 hourly $35- $45 hr depending on experience This position assists municipal assessors,...

  • Structural Engineer

    2 weeks ago


    White Stone, New York, 11357, Queens, NY, United States EE Cruz Full time

    The Structural Engineer will draft and analyze temporary work designs for assigned construction projects to ensure constructability with contract documents, specifications and regulatory requirements.Provides technical input on temporary works construction designs to ensure constructability and compliance to project contract specifications. Drafts design...

  • Mammo Tech

    1 week ago


    Rochester, New York, 14621, Monroe County, NY, United States Rochester Regional Health Full time

    HOW WE CARE FOR YOU:At Rochester Regional Health, we are dedicated to getting health care right. Our robust benefits and total rewards foster employee wellbeing, professional development and personal growth. We care for your career while caring for the community.Sign-on Bonus up to $10,000Pension PlanRetirement Plan Advancement Opportunities Employee...

  • Conflicts Analyst

    1 month ago


    New York, United States AJ FOX COMPLIANCE Full time

    A prestigious global law firm is looking for a Conflicts Analyst to join their team, based in New York. This opportunity is perfect for someone with a mindset built for finding solutions to complex challenges. The ideal candidate is someone with 2+ years of experience working within a law firm in a legal risk or compliance role. During this time, they will...

  • Conflicts Analyst

    4 weeks ago


    New York, United States AJ FOX COMPLIANCE Full time

    A prestigious global law firm is looking for a Conflicts Analyst to join their team, based in New York. This opportunity is perfect for someone with a mindset built for finding solutions to complex challenges.The ideal candidate is someone with 2+ years of experience working within a law firm in a legal risk or compliance role. During this time, they will...

  • Conflicts Analyst

    3 weeks ago


    New York, United States AJ FOX COMPLIANCE Full time

    A prestigious global law firm is looking for a Conflicts Analyst to join their team, based in New York. This opportunity is perfect for someone with a mindset built for finding solutions to complex challenges.The ideal candidate is someone with 2+ years of experience working within a law firm in a legal risk or compliance role. During this time, they will...


  • New York, United States White & Case Full time

    Firm Summary White & Case is an elite global law firm serving leading companies, financial institutions and governments worldwide. Our long history as an international firm means we are perfectly placed to help our clients resolve their most complex legal challenges wherever they may be. With lawyers operating from more than 40 locations, working in...


  • New York, United States Experis Full time

    Position: Sr. Compliance Analyst BH ID: 316739 Salary: $75-85K, discretionary bonus of about 5-8% Type (Contract, Contract to Hire, Perm): Perm Location: Midtown, NYC (remote, hybrid, onsite): 5 days on site (9-5pm) Our customer, a fortune 500 international banking company has an opening on their compliance team. Job Description: Sr. Compliance Analyst...

  • Compliance Analyst

    5 days ago


    New York, United States Trevose Partners Limited Full time

    Our Client, A Top-Tier Hedge Fund is looking to bring on a Compliance Analyst to join their team here in NYC Job Summary: We are seeking a meticulous and detail-oriented Compliance Analyst to join our compliance team. The ideal candidate will play a crucial role in ensuring that our hedge fund operates within the legal and regulatory frameworks. This...

  • Analyst-compliance

    3 weeks ago


    New York, United States Amex Full time

    **You Lead the Way. We’ve Got Your Back.** With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you’ll learn and grow as we help you create...


  • New York, United States Apollo Full time

    Position Overview The Compliance Analyst will join Apollo’s Financial Crimes Compliance (FCC) Team, whose mission is to prevent, detect, and address illicit financial activities from occurring at Apollo. They will work closely with junior and senior members of Apollo’s Compliance team and with business stakeholders with a focus on compliance with...

  • Senior Tax Analyst

    2 weeks ago


    New York, United States International Flavors & Fragrances Full time

    IFF, a global leader in taste, scent, and nutrition, is seeking an Senior State Tax Analyst to join our team in Wilmington, DE. This role will report directly to the Senior Manager of State and Local Tax Compliance and be responsible for the assistan Tax Analyst, Tax, Analyst, Senior, Manufacturing, Technology, Compliance


  • New York, United States NetEffects Full time

    Senior Governance Risk & Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of the Firms information via risk assessments, audits, controls testing, policy and procedure and compliance initiatives and operational duties. The successful candidate will support various GRC initiatives and work on a diverse set of security...


  • New York, United States neteffects Full time

    Senior Governance Risk & Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of the Firm’s information via risk assessments, audits, controls testing, policy and procedure and compliance initiatives and operational duties. The successful candidate will support various GRC initiatives and work on a diverse set of security...


  • New York, United States neteffects Full time

    Senior Governance Risk & Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of the Firm’s information via risk assessments, audits, controls testing, policy and procedure and compliance initiatives and operational duties. The successful candidate will support various GRC initiatives and work on a diverse set of security...


  • New York, United States neteffects Full time

    Senior Governance Risk & Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of the Firm’s information via risk assessments, audits, controls testing, policy and procedure and compliance initiatives and operational duties. The successful candidate will support various GRC initiatives and work on a diverse set of security...


  • New York, United States NetEffects Full time

    Senior Governance Risk & Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of the Firms information via risk assessments, audits, controls testing, policy and procedure and compliance initiatives and operational duties. The successful candidate will support various GRC initiatives and work on a diverse set of security...


  • New York, United States neteffects Full time

    Senior Governance Risk & Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of the Firm’s information via risk assessments, audits, controls testing, policy and procedure and compliance initiatives and operational duties. The successful candidate will support various GRC initiatives and work on a diverse set of security...


  • New York, United States neteffects Full time

    Senior Governance Risk & Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of the Firm’s information via risk assessments, audits, controls testing, policy and procedure and compliance initiatives and operational duties. The successful candidate will support various GRC initiatives and work on a diverse set of security...

  • Compliance Analyst

    1 month ago


    New York, United States Insight Global Full time

    Title: Compliance Testing Analyst Duration: 6-12 month contract + extensions Location: Onsite 5 days – NYC Pay Rate: $35-37.50/hrVisa: USC/GC Compensation:$35/hr to $37.50/hrExact compensation may vary based on several factors, including skills, experience, and education.Benefit packages for this role will start on the 31st day of employment and include...

  • Compliance Analyst

    3 weeks ago


    New York, United States The Execu|Search Group Full time

    A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict accordance with regulatory requirements. Responsibilities: The Compliance Analyst will: Preparing regulatory...

  • Compliance Analyst

    4 weeks ago


    New York, United States Insight Global Full time

    Required Skills & Experience Bachelors Degree 1-2 years of industry experience Broad knowledge of financial products, markets, and laws and regulations such as FINRA and SEC rules, and the Investment Company Act of 1940 Strong interview, presentation, written and verbal communications, time management and analytical skills Self-starter, enthusiastic,...

  • Compliance Analyst

    3 weeks ago


    New York, United States Insight Global Full time

    Required Skills & Experience Bachelors Degree 1-2 years of industry experience Broad knowledge of financial products, markets, and laws and regulations such as FINRA and SEC rules, and the Investment Company Act of 1940 Strong interview, presentation, written and verbal communications, time management and analytical skills Self-starter, enthusiastic,...