Financial Advisor

3 weeks ago

Saint Louis MO, Saint Louis County, MO, United States Edward Jones Full time
Want a meaningful career where you can make a difference? Edward Jones sounds perfect for you.

Collaboration. Autonomy. Opportunity. Words our headquarters associates use when talking about working at Edward Jones. Words that describe what it's like being part of a firm where everyone is aligned toward a singular focus: serving the client. And everyone is working to make the firm better together - as they grow as individuals. If these words resonate with you, we should talk.

Job Overview

Position Schedule: Full-Time

Job Summary:
The Financial Crimes Director will serve as the senior leader responsible for the Advisory, Oversight, and Suspicious Activity Reporting ("SARs") team. He/she will be responsible to develop, implement and administer the internal controls in support of the Firm's Compliance with BSA/AML policies. This role requires comprehensive knowledge and skills in all areas of BSA/AML compliance and the ability to independently recognize, develop, and implement effective compliance/risk-related solutions for the program. He/she will engage and partner with stakeholders from across the firm to support the program and provide advice on complex BSA/AML issues to Legal, Compliance, and Risk areas and the AML Operating Committee Leadership. The individual will serve in this capacity for the US & Canadian Broker Dealer.

Responsibilities:
  • Responsible for leading multiple departments in support of BSA/AML compliance strategies and objectives: Financial Crimes SAR Reporting, Compliance and Risk Management and Quality Assurance Departments.
  • Leadership responsibilities for the SAR reporting team; including develop standardized SAR filing procedures and control framework.
  • Champions the ongoing maturation of the Governance, Oversight & Reporting Program.
  • Ability to take an enterprise view of Financial Crimes trends and activity and develop potential mitigants. Recommend AML strategy based on data (SAR filing data, issues management, external trends/activity, etc).
  • Receive escalations pertaining to potentially suspicious activity or other matters of concern from principals and associates, while further reviewing these matters and ensuring proper regulatory filings are made - including responses to FinCEN information requests and the filing of suspicious activity reports ("SARs")
  • Establish procedures and controls that reinforce compliance with the Firm's AML policies
  • Interface on behalf of the Firm with regulatory and law enforcement authorities on BSA/AML matters
  • Provide reporting to the Chief AML Officer and AML Operating Committee on the operational effectiveness, trends and risks of the Firm's BSA/AML program
  • Monitoring the operations and internal controls designed to achieve compliance with EDJ's Investigations and SAR Filing Policies
  • Maintaining an understanding of applicable legal and regulatory developments
  • Ensuring proper filings or regulatory reports


At Edward Jones, we value and respect our associates and their contributions, and we recognize individual efforts through a rewards program that promotes a long-term career, financial security and well-being. Visit our career site to learn more about our total compensation approach, which in addition to base salary, typically includes benefits, bonuses and profit sharing. The salary range for this role is based on national data and actual pay is based on skills, experience, education, and other relevant factors for a potential new associate:

Hiring Minimum: $136571
Hiring Maximum: $232541

Skills/Requirements

Education -
  • Bachelor's degree
  • ACAMS Desired

Licensing -
  • Series 7 - General Securities Representative (to be attained within 120 days of hire)

Experience -
  • 10 or more years of anti-money laundering and financial crimes compliance experience at a financial services institution. Direct experience leading a case investigations and SAR filing team. 7 years of leadership experience including significant people responsibilities and delivering results through others.


Awards & Accolades

About Us

Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law.

#LI-HO

  • Financial Advisor

    3 weeks ago

    Saint Louis, MO, 63190, Saint Louis County, MO, United States Edward Jones Full time

    Your passion. Our purpose. This could be powerful.Maybe the markets keep you up at night. Trusts are your forte. Or your idea of a perfect day at the office is a deep dive into equity research. Whatever your passion, at Edward Jones it will have purpose. Your work is meaningful - because it has a singular focus: client relationships. What you do every day...

  • Financial Advisor

    1 week ago

    St Louis, Missouri, United States LPL Financial Full time

    Your career path should lead to real opportunity LPL Financial partners with banks to offer a complete menu of financial services to bank clients. This employment opportunity at Simmons Bank in St. Louis, MO would allow you to join the Investment Program at Simmons Bank as a Financial Advisor associated with LPL Financial. Under this model Financial Advisors...

  • Senior Financial Advisor

    4 days ago

    Saint Louis, United States Moneta Full time

    Job DescriptionJob DescriptionCompany DescriptionAre you a financial advisor looking to redefine what it means to be an independent entrepreneur? Moneta, one of the nation's largest independent Registered Investment Advisors (RIAs), is inviting you to join our dynamic community. Here, you can amplify your client service without sacrificing ownership or...

  • Certified Financial Planner

    6 days ago

    Saint Louis, United States Saxony Securities, Inc Full time

    Job DescriptionJob DescriptionWe are in search of a dedicated Certified Financial Planner (CFP) eager to take charge of their career path. As a Financial Advisor with Saxony, you will collaborate with our home office and fellow advisors to provide comprehensive financial guidance, encompassing investment strategies, retirement planning, education savings,...

  • Financial Advisor

    4 days ago

    Saint Louis, United States Moneta Full time

    Job DescriptionJob DescriptionCompany DescriptionMONETA is the world’s largest independent Registered Investment Advisor (RIA), focused on going further for our clients. We are one firm with many solutions, and we provide a full spectrum of financial advisory services, but our true purpose is centered on building relationships and providing exceptional...

  • Financial Advisor Trainee

    3 weeks ago

    St Louis, United States Raymond James Financial Services Full time

    Through distance learning, apprenticeship and training at the firms international headquarters, the Advisor Mastery Program (AMP) offers a comprehensive education for the next generation of Raymond James Financial Advisors. The program takes a holis Financial Advisor, Advisor, Trainee, Financial Planning, Financial, Relationship Manager, Banking

  • Financial Advisor

    3 hours ago

    St Louis, United States Hiring Now! Full time

    We're bullish about your future here. Your experience is valuable to us - and we know you have options. But we offer something the competition simply can't: our unique branch-team business model. One financial advisor and one branch office administrator entirely focused on building client relationships. It's our sole profit center. And as an Edward Jones...

  • Financial Planning Associate

    3 days ago

    St Louis, Missouri, United States Stifel Financial Full time

    SummaryThe Financial Planning Associate works with the Financial Advisors to gather all applicable data and prepare simple to moderate financial plans for clients and prospective clients. This position may assist branch offices in the use of MoneyGuidePro (Stifel's online Financial Planning platform).Essential Duties & Responsibilities: Communicates with...

  • Financial Planning Associate

    4 days ago

    St. Louis, United States Stifel Financial Full time

    Description Summary The Financial Planning Associate works with the Financial Advisors to gather all applicable data and prepare simple to moderate financial plans for clients and prospective clients. This position may assist branch offices in the use of MoneyGuidePro (Stifel's online Financial Planning platform). Essential Duties & Responsibilities:...

  • Senior Financial Advisor

    4 days ago

    St Louis, United States Moneta Corporation Full time

    Job Description Job Description Company Description Are you a financial advisor looking to redefine what it means to be an independent entrepreneur? Moneta , one of the nation's largest independent Registered Investment Advisors (RIAs), is inviting you to join our dynamic community. Here, you can amplify your client service without sacrificing ownership or...

  • Financial Advisor

    5 days ago

    St Louis, United States Moneta Corporation Full time

    Company DescriptionMONETA is the world's largest independent Registered Investment Advisor (RIA), focused on going further for our clients. We are one firm with many solutions, and we provide a full spectrum of financial advisory services, but our true purpose is centered on building relationships and providing exceptional service to our clients around the...

  • Advisor, CFP

    3 days ago

    Saint Louis, United States Moneta Full time

    Job DescriptionJob DescriptionCompany DescriptionMoneta is one of the nation’s largest independent Registered Investment Advisors (RIAs) now partnering with financial advisors who want to enhance their client service by completely reframing what it means to be an independent entrepreneur. You don’t have to give up ownership and control of your business...

  • Advisor, CFP

    4 days ago

    Saint Louis, United States Moneta Full time

    Job DescriptionJob DescriptionCompany DescriptionMoneta is one of the nation’s largest independent Registered Investment Advisors (RIAs) now partnering with ambitious financial advisors who want to enhance their client service by completely reframing what it means to be an independent entrepreneur. You don’t have to give up ownership and control of your...

  • Wealth Advisor

    2 months ago

    Saint Louis, United States Kerber, Eck & Braeckel LLP Full time

    Job DescriptionJob DescriptionThe Wealth Advisor position is a unique opportunity to collaborate with a growing team of experienced, innovative wealth advisors. Our goal is to deeply understand each client’s definition of financial well-being and work as a team to implement plans that achieve peace of mind. The advisor’s role is to be able to listen...

  • Financial Advisor

    1 month ago

    Saint Louis, United States Edward Jones Full time

    Your passion. Our purpose. This could be powerful.Maybe the markets keep you up at night. Trusts are your forte. Or your idea of a perfect day at the office is a deep dive into equity research. Whatever your passion, at Edward Jones it will have purpose. Your work is meaningful - because it has a singular focus: client relationships. What you do every day...

  • Financial Advisor

    1 month ago

    Saint Louis, United States Edward Jones Full time

    Your passion. Our purpose. This could be powerful.Maybe the markets keep you up at night. Trusts are your forte. Or your idea of a perfect day at the office is a deep dive into equity research. Whatever your passion, at Edward Jones it will have purpose. Your work is meaningful - because it has a singular focus: client relationships. What you do every day...

  • Financial Advisor

    1 month ago

    Saint Louis, United States Edward Jones Full time

    Your passion. Our purpose. This could be powerful.Maybe the markets keep you up at night. Trusts are your forte. Or your idea of a perfect day at the office is a deep dive into equity research. Whatever your passion, at Edward Jones it will have purpose. Your work is meaningful - because it has a singular focus: client relationships. What you do every day...

  • Financial Advisor

    4 weeks ago

    Saint Louis, United States Edward Jones Careers Full time

    Your passion. Our purpose. This could be powerful.Maybe the markets keep you up at night. Trusts are your forte. Or your idea of a perfect day at the office is a deep dive into equity research. Whatever your passion, at Edward Jones it will have purpose. Your work is meaningful - because it has a singular focus: client relationships. What you do every day...

  • Financial Advisor

    1 month ago

    Saint Louis, MO, United States Edward Jones Full time

    Your passion. Our purpose. This could be powerful.Maybe the markets keep you up at night. Trusts are your forte. Or your idea of a perfect day at the office is a deep dive into equity research. Whatever your passion, at Edward Jones it will have purpose. Your work is meaningful - because it has a singular focus: client relationships. What you do every day...

  • Financial Advisor

    1 month ago

    Saint Louis, MO, United States Edward Jones Full time

    Your passion. Our purpose. This could be powerful.Maybe the markets keep you up at night. Trusts are your forte. Or your idea of a perfect day at the office is a deep dive into equity research. Whatever your passion, at Edward Jones it will have purpose. Your work is meaningful - because it has a singular focus: client relationships. What you do every day...

  • Fitness Advisor

    2 weeks ago

    Saint Louis, United States Genesis Health Clubs Full time

    Job DescriptionJob DescriptionWe are currently seeking FITNESS ADVISORS to assist in the financial growth and success of Genesis Health Clubs.Mainly responsible for leading and participating in all sales related areas including prospecting, new member sales and member retention. Qualified applicants will be self-motivated, have a strong sales background,...