Financial Paraplanner

FINANCIAL PARAPLANNER

ROLE DESCRIPTION

RESPONSIBILITIES:

Prepare files for client meetings

Carry out follow-up tasks from client meetings to deliver on our promises

Input information into our financial planning programs

Meet with clients to complete applications and paperwork

Conduct investment and financial planning research

Provide service to clients with modest portfolios

The financial paraplanner creates initial draft of financial plans for senior advisors to finalize and deliver. The paraplanner also executes the follow-up activities from client meetings, implementing the recommendations that senior advisors and clients have decided to implement. Paraplanners also provide service to clients with smaller portfolios and less complicated planning needs. As the paraplanner increases their knowledge and skill level, they can be on a career track to becoming a Certified Financial Planner, Senior Advisor and Equity Partner in the firm.

OPPORTUNITY

Competitive salary

Incentive bonus

Health insurance

Retirement plan

Paid holidays

CANDIDATE REQUIREMENTS

Series 7 and 65 or 66 licenses

Three years of experience in financial services Applications utilized

eMoney

Redtail

NASDAQ Dorsey Wright database

Ycharts

Holistiplan

Riskalyze

$70-90K + incentives and benefits

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