AsstGC-Securities&Finance
3 weeks ago
As securities counsel for the company, this role will report to our deputy general counsel and work closely with our executive team as well as our finance and investor relations teams to prepare SEC filings and provide in-depth counsel on issues concerning SEC compliance, governance matters, debt and equity financings, mergers and acquisitions, joint ventures, ESG reporting requirements and general corporate law.
Company Overview: is committed to employee wellbeing and life-work balance, offering development opportunities, a flexible time-off program, and an industry leading parental leave policy.
Primary Duties & Responsibilities:
Assists with public company securities law compliance and preparation of SEC filings, including 10-K, 10-Q’s, Proxy Statement, 8-K’s, and ‘33 Act registration statements, as well as overseeing Section 16 reporting (Forms 3, 4, and 5).
Assists with maintaining the governance calendar for the board and its committees, preparing materials for board and committee meetings, as well as assists with annual shareholders meetings, including the drafting of resolutions, consents, certificates and minutes.
Assists with various corporate governance initiatives relating to the company’s board of directors, including director and officer questionnaires, maintenance of corporate records, as well as review of Articles of Incorporation, Bylaws, board committee charters and other corporate governance documents and policies.
Supports compliance and certification activities relating to various corporate policies, including the Insider Trading Policy and Code of Business Conduct and Ethics.
Assists with and supports all phases of acquisitions, equity and debt financing transactions, private equity/venture capital investments, and other sophisticated commercial transactions
Assists cross functional efforts to advance environmental, social, and governance (ESG) matters.
Advises on executive and director compensation, equity incentive plan matters, and related securities matters.
Education & Experience:
J.D. and U.S. state bar admission
Minimum of 4-8 years of legal experience with a law firm preparing and reviewing SEC filings
Skills & Abilities:
Experience in corporate drafting, including resolutions, consents, minutes, certificates, legal memos, charters and bylaws
Excellent organizational skills, detailed-oriented and able to complete projects and other assignments efficiently, timely and with minimum supervision
Superior written and verbal communication skills and analytical skills enabling timely and practical identification and communication of legal issues and risks
Exceptional interpersonal skills and able to interact with a wide range of stakeholders
Practical, proactive and results-oriented
Physical Requirements:
Typical office environment.
Additional Responsibilities
The above statements are intended to describe the general nature and level of work being performed. They are not to be construed as an exhaustive list of all responsibilities, duties, and skills required. All employees may be required to perform duties outside of their normal responsibilities from time to time, as needed. Additionally, an employee's job duties may change at any time, in the company's sole discretion.
Personal Information Collection Notice for Job Applicants
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Equal Opportunity Employer
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