Manager - Compliance (Hybrid/Remote)
4 weeks ago
Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the client’s compliance programs as necessary to keep them current with new regulatory requirements and best business practices. You will be working directly with leading private equity and hedge fund firms in the alternative asset industry under the guidance and direction from our experienced team of industry veterans. You will be facilitating our service offering by assisting, performing, and reviewing the following:
Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act and other applicable regulatory directives.
Advising on and reviewing firm marketing and advertising materials for compliance with the Advisers Act and other applicable regulatory requirements.
Assist and oversee junior team members in the performance of compliance functions, such as personal trading review, email review, the monitoring of firm trading activities and maintaining restricted lists.
Perform reviews needed to complete an Annual Review of policies and procedures as required under the Advisers Act.
Preparation and filing of required US regulatory filings.
Prepare and conduct training for our clients, according to the client’s needs, particularly regarding the Advisers Act.
Draft client policies and procedures.
Design and monitor testing systems to ensure the efficacy of controls and surveillance programs.
Mentor new Associates/Senior Associates.
Perform other compliance-related responsibilities and special projects as needed.
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Managing Director
4 weeks ago
Dallas, Texas, United States IQ-EQ Full timeJob Description Managing Director Key Components: This position requires strong concern for quality and accuracy of work with a results-oriented focus. The work involves critical and technical thinking and problem solving based on detailed knowledge of all pertinent facts and thorough analysis of relevant details. There is an intense focus on complex,...
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Senior Manager
4 weeks ago
Dallas, Texas, United States IQ-EQ Full timeJob Description Candidates must reside in or within commutable distance from the following locations: Dallas; Fort Worth; Chicago; New York; New Jersey; Long Island; or San Francisco. Position Summary: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous...
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Property Accountant II
1 week ago
Dallas, Texas, United States Stream Realty Full timeJob Description POSITION OVERVIEW The Property Accountant II enjoys an assigned mentor, a defined career path, access to established training resources, and a hybrid or remote work schedule. The Property Accountant II will gain valuable experience with full cycle G/L accounting. He or she will ensure that the financial statements for their...
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Actuary - Hybrid / Remote
1 month ago
Dallas, United States DW Simpson Full timeThis is a real chance for you to progress in your career. As an Actuary you will perform actuarial pricing for clients, construct & review actuarial risk models, and design & implement insurance programs and policies. You will also assist with special projects while communicating results to managers and clients. The ideal candidate would be a designated ACAS...
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Jr. Accounts Payable Specialist
6 days ago
Dallas, United States Remote Worker LTD. Full timeJr. Accounts Payable Specialist (Remote) $35-45hr (Weekly pay) 6 month contract (Excellent potential for permanent and extension) Benefits: Medical/Dental/Vision Our client helps reginal public universities and small colleges launch and grow their accelerate online programs. Their mission is to increase access to high-quality, affordable, workforce- relevant...
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Data Centers Accountant
4 weeks ago
Dallas, Texas, United States Stream Realty Full timeJob Description The Data Centers Accountant is responsible for the full-cycle accounting and consolidated reporting requirements of Stream Data Centers. This position delivers timely and accurate financial reports to reviewers and Stream Data Centers Partners. Additionally, the role assists Corporate Accounting leadership with various tasks and ad-hoc...
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Franchise Compliance Manager
4 weeks ago
Dallas, Texas, United States Hana Group Full timeJob Description The Franchise Compliance Manager is responsible for ensuring that the franchisor and its franchisees adhere strictly to the Franchise Disclosure Document (FDD) requirements, as well as federal and state franchise laws. This role involves monitoring franchise operations, writing cure letters for compliance breaches, and creating comprehensive...
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Compliance Specialist
2 weeks ago
Dallas, United States Comerica Full timeCompliance Specialist II, Assistant Vice President The Compliance Specialist II is responsible for providing guidance and direction with respect to compliance with laws and regulations with direction and/or input from management. This includes ongoing guidance as well as assisting with the managing of implementation processes. This position will also assist...
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Compliance Specialist
1 day ago
Dallas, United States Comerica Full timeCompliance Specialist II, Assistant Vice PresidentThe Compliance Specialist II is responsible for providing guidance and direction with respect to compliance with laws and regulations with direction and/or input from management. This includes ongoing guidance as well as assisting with the managing of implementation processes. This position will also assist...
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Compliance Specialist
4 weeks ago
Dallas, United States Comerica Full timeCompliance Specialist II, Assistant Vice PresidentThe Compliance Specialist II is responsible for providing guidance and direction with respect to compliance with laws and regulations with direction and/or input from management. This includes ongoing guidance as well as assisting with the managing of implementation processes. This position will also assist...
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Intern - Compliance (Hybrid)
1 month ago
Dallas, United States IQ-EQ Full timeJob DescriptionJob DescriptionCompany DescriptionIQEQ is a preeminent service provider to the alternative asset industry. IQEQ works with managers in multiple capacities ranging from hedge fund, private equity fund, and mutual fund launches; private equity fund administration; advisory firm set-up, regulatory registration and infrastructure design; ongoing...
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Supervising Attorney-Dallas Hybrid/Remote
2 days ago
Dallas, United States Legal Aid of NorthWest Texas Full timeJob DescriptionJob DescriptionPOSITION ANNOUNCEMENTPOSITION: Supervising Attorney (Full-Time Position)CLOSING DATE: Position Immediately Available and Closed When Filled LOCATION: Hybrid/Remote - Dallas, TexasOVERVIEW: Legal Aid of NorthWest Texas (LANWT) seeks a dynamic, self-starting attorney with vision, initiative, and a demonstrated commitment to public...
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Legal Secretary HCPB- Hybrid Remote
2 days ago
Dallas, United States Legal Aid of NorthWest Texas Full timeJob DescriptionJob DescriptionPOSITION ANNOUNCEMENTPOSITION: Legal Secretary HCPB– (Full-Time Position)CLOSING DATE: Position Immediately Available and Closed When FilledLOCATION: Hybrid Remote – Dallas, TexasOVERVIEW: Legal Aid of NorthWest Texas (LANWT) seeks a dynamic, self-starting individual who has vision, initiative, and a demonstrated commitment...
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Legal Secretary LASSA
21 hours ago
Dallas, United States Legal Aid of NorthWest Texas Full timeJob DescriptionJob DescriptionPOSITION ANNOUNCEMENTPOSITION: Legal Secretary – LASSA Project (Full-Time Position)CLOSING DATE: Position Immediately Available and Closed When FilledLOCATION: Hybrid Remote – Dallas, TexasOVERVIEW: Legal Aid of NorthWest Texas (LANWT) seeks a professional, experienced and articulate legal secretary with excellent...
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Dallas, United States Lexitas Legal Talent Outsourcing Full timeOur client, a prominent regional litigation firm, is seeking a General Liability Law Associate for the Financial District office.The ideal candidate will have 1 to 5+ years of General Liability experience.This is a hybrid remote position.The ideal candidate will be able to independently manage a caseload from answer to pre-trial.This is a partnership track...
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Financial Analyst
3 weeks ago
Dallas, Texas, United States CHE Behavioral Health Services Full timeOverview: Financial Analyst Job Description: Remote About Us CHE is a premier provider of behavioral health services in 14 states and continues to grow into new markets. CHE has been operating since 1995 and employs over 800 psychology and psychiatry providers to deliver care virtually and in person at various care settings. We deliver a unique...
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IT Compliance Analyst
3 days ago
Dallas, United States Orion Solutions Group Full timeOrion Solutions Group is currently in search of an IT Compliance Analyst to join our client on a contract-to-hire basis. You will be responsible for executing IT compliance/audit/regulatory risk reviews and serving as the main contact with the business units. You will be joining a highly accomplished team that has significant career growth opportunities,...
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Manager, Managed Care Regulatory Filings
1 week ago
Dallas, Texas, United States AmTrust Financial Services, Inc. Full timeOverview: AmTrust Financial Services, a fast-growing commercial insurance company, has a need for a Manager, Managed Care Filings in one of our offices in FL, TX, NY, CA, or IL. PRIMARY PURPOSE: To support the Director of Utilization Review and Head of Managed Care and Clinical in the development and implementation of the internal Utilization Review...
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IT Compliance Analyst
1 month ago
Dallas, United States Orion Solutions Group Full timeOrion Solutions Group is currently in search of an IT Compliance Analyst to join our client on a contract-to-hire basis. You will be responsible for executing IT compliance/audit/regulatory risk reviews and serving as the main contact with the business units. You will be joining a highly accomplished team that has significant career growth opportunities,...
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IT Compliance Analyst
1 month ago
Dallas, United States Orion Solutions Group Full timeOrion Solutions Group is currently in search of an IT Compliance Analyst to join our client on a contract-to-hire basis. You will be responsible for executing IT compliance/audit/regulatory risk reviews and serving as the main contact with the business units. You will be joining a highly accomplished team that has significant career growth opportunities,...