Compliance Analytics Associate

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges.

In the Americas, SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro S.A., and Sumitomo Mitsui Finance and Leasing Co., Ltd.

The anticipated salary range for this role is between $97,000.00 and $156, The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible for an annual discretionary incentive award. In addition to cash compensation, SMBC offers a competitive portfolio of benefits to its employees.

Support business planning and operations by delivering key insights from corporate data sources. Develop reports and dashboard tools to visualize data for rapid understanding and communication. Work with business units to understand data requirements and implement processes for ensuring data integrity.

• Manage end to end to model lifecycle including development, testing and performance monitoring of models in support of market and communication surveillance practices.
• Support Model Validation process by undertaking preparation of Model development document to note model performance, limitations, overlays et al.
• Perform data analysis following appropriate experimental design in support of BAU and ad-hoc business requirements. Drive, escalate and present analysis to ensure issues are addressed and closed.
• Create and maintain technical & procedural documents for model development and management, code repository, Data Flows, computation architecture and controls.
• Develop and maintain cloud native infrastructure in support of computational solutions built to support CPAD objectives.
• Promote knowledge sharing and promulgation of best practices across Compliance

• Knowledge of statistical concepts including experiment design, sampling methods and probability distributions.
• Proficiency with at least one programming language (Python, SQL etc) and version control tools(Git)
• Understanding of various Machine Learning & Natural Language processing algorithms, model selection criteria and Supervised/ Unsupervised learning techniques
• Knowledge of Azure Cloud with the following tools ADF, Databricks
• Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging
• Strong interpersonal skills for building strong relationships with stakeholders and engaging teams
• Excellent oral communication and writing skills in interacting with non-executives and executive management and across business lines and control functions
• Meticulous attention to detail and demonstrated ability to produce high quality, accurate work consistently

SMBC's employees participate in a Hybrid workforce model that provides employees with an opportunity to work from home, as well as, from an SMBC office. SMBC requires that employees live within a reasonable commuting distance of their office location. Prospective candidates will learn more about their specific hybrid work schedule during their interview process. Hybrid work may not be permitted for certain roles, including, for example, certain FINRA-registered roles for which in-office attendance for the entire workweek is required.

SMBC provides reasonable accommodations during candidacy for applicants with disabilities consistent with applicable federal, state, and local law. If you need a reasonable accommodation during the application process, please let us know