Compliance Analyst

2 days ago

Boston, Massachusetts, United States Boston Partners Full time

Position: Compliance Analyst

Department: Compliance

Report to: Compliance Manager

Location: Boston

Company Summary:

Boston Partners is a global investment advisor with $125 billion in AUM and a longstanding reputation for superior client service. The organization is a premier provider of value equity investment products that are firmly rooted in fundamental research and are based on a disciplined investment philosophy and process. We focus on investing in companies with attractive value characteristics and strong business fundamentals where there is a catalyst for positive change. The firm was founded in 1995 and maintains offices in Boston, New York, California, and London. Boston Partners is an indirect, wholly owned subsidiary of ORIX Corporation of Japan.

We are looking for a Compliance Analyst in our Boston office to support our compliance program and work on a variety of time-sensitive and confidential investment-related matters.

Responsibilities:

  • Perform ongoing investment guideline review and reporting for a variety of equity accounts, including separately managed institutional portfolios and mutual funds.
  • Monitor and review automated exception reports.
  • Prepare client guideline certifications on a regular basis and as needed.
  • Liaise with equity trading desks to research and resolve client guideline questions and issues.
  • Perform periodic audits of policies and procedures.
  • Maintain and enhance policies and procedures manuals as warranted.
  • Provide backup for compliance staff.
  • Complete special projects as needed.

Qualifications:

  • Bachelor's degree.
  • Strong analytic and organizational skills with good attention to detail; able to prioritize in fast-paced environment.
  • Proficiency in MS Word/Excel.
  • Excellent communication skills and professional demeanor as position requires interaction with employees throughout the firm, including senior management.
  • 1-2 years of related experience; experience in asset management or investment management industry a plus.
  • Working knowledge of Charles River IMS Compliance Monitoring and Management system a plus.

Compensation:

The pay range for this position is $60,000-$70,000.

The above declarations are not intended to be an all-inclusive list of the duties and responsibilities of the job described, nor are they intended to be such a listing of the skills and abilities required to do the job. Rather, they are intended only to describe the general nature of the job. We are an equal opportunity employer and value diversity in the workplace. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability status, protected veteran status, or any other characteristic protected by law.

  • Compliance Analyst

    2 days ago

    Boston, Massachusetts, United States Harrison Gray Search Full time

    Harrison Gray Search has partnered with a long-established, highly regarded financial services firm as they add aCompliance Analystto join their growingInvestment & Registered Rep Complianceteam in Boston. This role is available due to firmwide expansion and offers a unique opportunity to contribute to a respected compliance program that prioritizes client...

  • Compliance Analyst

    1 week ago

    Boston, Massachusetts, United States REsurety Full time

    Position OverviewWant to help build a transparent and trusted market for the clean energy transition?REsurety is looking for a driven Compliance Analyst to join our team. In this role, you'll work directly with our Chief Compliance Officer to safeguard the integrity of our regulated trading platform, CleanTrade. You'll be on the front lines, helping us...

  • Compliance Analyst – RIA

    2 days ago

    Boston, Massachusetts, United States Natixis Full time

    The Compliance Analyst - RIA provides registered investment adviser compliance support to the Legal and Compliance Department. The position will primarily assist with the administration of the Code of Ethics Compliance Program; assess, draft, and perform on-site audits for policies and procedures; and report exceptions or concerns to management. The Analyst...

  • Data Compliance Analyst

    6 days ago

    Boston, Massachusetts, United States Ampion Inc. Full time $55,000 - $65,000 per year

    Renewable Energy Everywhere, For EveryoneWe're a fast-growing market leader who envisions a world where renewable energy powers our economy and society. Shared and sustainable energy assets, such as solar and wind farms, are the key to this vision, where healthy, inexpensive energy changes the world in which we live. It is a tremendous challenge with huge...

  • Compliance Analyst

    6 days ago

    Boston, Massachusetts, United States Brookline Bancorp Full time $60,000 - $90,000 per year

      PRIMARY FUNCTION Assists in managing the compliance program for Brookline Bancorp's subsidiary companies by assisting the Chief Compliance Officer and Compliance Managers in administering the overall compliance program for Brookline Bancorp. Specific responsibilities will include:Maintains a thorough knowledge of federal and state laws and regulations...

  • Lead Governance, Risk, and Compliance Analyst

    2 days ago

    Boston, Massachusetts, United States Acrisure Full time $120,000 - $140,000

    Job Description About Acrisure   A global fintech leader, Acrisure empowers millions of ambitious businesses and individuals with the right solutions to grow boldly forward. Bringing cutting-edge technology and top-tier human support together, we connect clients with customized solutions across a range of insurance, reinsurance, payroll, benefits,...

  • Outsourcing Compliance Advisory Analyst, Assistant Vice President, Hybrid

    2 hours ago

    Boston, Massachusetts, United States State Street Full time

    Who We Are Looking ForThis role is part of Corporate Compliance and supports the Compliance Oversight Program for Global Third Party Management (Global Procurement and Third Party Risk Management) and Global Realty. The role reports into the Global Third Party Management and Global Realty Compliance Manager, Vice President. This position is well suited for...

  • Compliance Analyst, Investment Management, Officer

    1 week ago

    Boston, Massachusetts, United States State Street Full time $60,000 - $120,000 per year

    Who We Are And Who We Are Looking ForState Street Investment Management ("SSIM") is the investment management business of State Street Corporation, one of the world's leading providers of financial services to institutional investors, with a heritage dating back over two centuries. The SSIM Compliance team works to ensure that SSIM meets all regulatory...

  • Applications Analyst II

    2 days ago

    Boston, Massachusetts, United States Atlantic Group Full time

    Location: Boston, MAType: TemporaryJob #46783Salary: $83.00**Job Overview – Applications Analyst II (Clinical Systems):Compensation: $83/hourLocation: Boston, MASchedule: Monday to Friday (Hybrid)**Atlantic Group is hiring an Applications Analyst II (Clinical Systems) for our client in Boston, MA. This temporary role builds and optimizes Epic OpTime and...

  • Business Analyst

    1 week ago

    Boston, Massachusetts, United States Overture Partners Full time $60,000 - $120,000 per year

    We're seeking aBusiness Data Analystto support data analysis, reporting, and compliance submissions for key regulatory and audit initiatives. This role involves gathering requirements, performing complex SQL analysis, supporting data mapping and transformation, and working closely with development and QA teams through all phases of the SDLC.The ideal...