Fixed Income Operations Oversight

1 week ago


Jersey City, NJ, United States Phaxis Full time
Job Description

Broker dealer client is seeking an experienced operations professional to oversee outsourced broker dealer operations services and ensure strong controls, accuracy, and compliance across multiple product lines.

Responsibilities:
  • Oversee trade settlements, corporate actions, conversions, P&I tracking, TMPG fail charges, and securities lending
  • Act as liaison between Client and internal Operations teams
  • Ensure compliance with 15c3-3 requirements
  • Identify and escalate operational risks and process gaps
Qualifications:
  • Bachelor's degree;3+ years in financial services operations
  • Strong understanding of trade lifecycle and fixed income products
  • Experience with Bloomberg TOMS, Client, DTCC, and related systems preferred


Meet Your Recruiter

Nick LaPetina

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