Compliance Systems Analyst

2 weeks ago

New York, NY, United States Syntricate Technologies Full time
NYC Hybrid
3 days in a week onsite
Local to NY, NJ

Need someone with compliance systems. More the IT systems engineering side of compliance/AML.

The Compliance Systems include the AML/BSA system, Transaction Monitoring system, OFAC/Sanctions system, and other databases/tools/platforms used in Compliance system team as well.
PRINCIPAL DUTIES AND RESPONSIBILITIES:
  • Assist in the data analysis and documentation processes, including development, testing, implementation, validation, and maintenance of BSA/AML/OFAC models and scenarios used across the company.
  • Design queries to perform data analytics and data extractions across business databases using various data mining tools, such as SQL.
  • Perform quantitative and qualitative data integrity analyses to ensure the integrity of data required for transaction monitoring and sanctions screening.
  • Conduct quantitative and qualitative analyses of data used to prepare and report various company metrics to both internal and external parties using PowerPoint, Visio, and Excel.
  • Write formal and fact-based documentation detailing work performed, including procedures, assumptions, and results/findings.
  • Participate in ad-hoc projects, such as system implementation and system model validation.
  • Assist the BSA/AML/OFAC team in responding to internal audits, company system assessments/risk assessment teams, KPMG audits, and regulatory requests for information during audits/examinations and model validation.
Qualifications:
Experience:
  • Minimum of 5 years of relevant experience, preferably in the corporate banking industry.
  • Strong SQL experience with both Oracle and MS SQL, including the ability to create, modify, execute, and troubleshoot queries, database stored procedures, and packages.
  • Strong knowledge of BSA/AML/OFAC regulatory requirements.
  • Familiarity with AML Monitoring systems, such as Actimize, PRIME Compliance Suite, and Accuity Fircosoft sanction screening products, is a plus.
  • Basic knowledge of bank money transfer methods, such as MTS, SWIFT, ACH, FEDWIRE, and CHIPS.
  • Experience in working on ETL processes to gather, manage, load, and analyze large volumes of data.
  • Experience in working with job scheduling tools such as Tidal, troubleshooting job failures, performing root cause analysis, etc.
  • Strong understanding of Windows & Unix infrastructure.
  • Knowledge of Web Server and Web Application server.
  • Unix programming experience, specifically shell scripting in a Linux environment.
  • Experience with Python, JAVA, Perl programming languages.
  • Knowledge of J2EE and Spring Framework is a plus.
  • Experience with the full Software Development Life Cycle (SDLC), including DevOps using tools like Git and Jenkins.
  • Excellent written and communication skills, with the ability to clearly articulate technical issues to non-technical stakeholders.
  • Ability to work with multiple systems, investigate application failures, and trace through various application logs to troubleshoot is necessary.
  • Experience working in a fast-paced team on multiple projects involving different groups with shifting priorities.
  • Experience working in a ticket-driven work environment with strict standards in JIRA.
  • Experience working with Agile software development methodologies.
  • Experience working with MuleSoft platform is a plus
General:
  • Excellent interpersonal, organizational, written and oral communication, and problem-solving skills with a strong attention to detail.
  • Ability to analyze existing tools and databases and provide software solution recommendations.
  • Previous experience in Business/Systems Analysis or Quality Assurance.
  • A degree in IT/Computer Science.
  • Proven experience in eliciting requirements, testing, and understanding systems engineering concepts.
  • Experience in analyzing data to draw business-relevant conclusions and in data visualization techniques and tools.
  • Ability to understand and efficiently analyze information from multiple sources.
  • Basic knowledge in generating process documentation.

  • Compliance Systems Analyst

    2 weeks ago

    New York, NY, United States Syntricate Technologies Full time

    Compliance Systems Analyst NYC Hybrid 3 days in a week onsite Local to NY, NJ The Compliance Systems include the AML/BSA system, Transaction Monitoring system, OFAC/Sanctions system, and other databases/tools/platforms used in Compliance system team as well. Principal duties and responsibilities include assisting in the data analysis and documentation...

  • Compliance Systems Analyst

    2 weeks ago

    New York, NY, United States Syntricate Technologies Full time

    Compliance Systems Analyst NYC Hybrid 3 days in a week onsite Local to NY, NJ The Compliance Systems include the AML/BSA system, Transaction Monitoring system, OFAC/Sanctions system, and other databases/tools/platforms used in Compliance system team as well. Principal duties and responsibilities include assisting in the data analysis and documentation...

  • Compliance Systems Analyst

    2 weeks ago

    New York, NY, United States Syntricate Technologies Full time

    Compliance Systems Analyst NYC Hybrid 3 days in a week onsite Local to NY, NJ The Compliance Systems include the AML/BSA system, Transaction Monitoring system, OFAC/Sanctions system, and other databases/tools/platforms used in Compliance system team as well. Principal duties and responsibilities include assisting in the data analysis and documentation...

  • Compliance Systems Analyst

    2 weeks ago

    New York, NY, United States Syntricate Technologies Full time

    Compliance Systems Analyst NYC Hybrid 3 days in a week onsite Local to NY, NJ The Compliance Systems include the AML/BSA system, Transaction Monitoring system, OFAC/Sanctions system, and other databases/tools/platforms used in Compliance system team as well. Principal duties and responsibilities include assisting in the data analysis and documentation...

  • Compliance Systems Analyst

    2 weeks ago

    New York, NY, United States Syntricate Technologies Full time

    Compliance Systems Analyst NYC Hybrid 3 days in a week onsite Local to NY, NJ The Compliance Systems include the AML/BSA system, Transaction Monitoring system, OFAC/Sanctions system, and other databases/tools/platforms used in Compliance system team as well. Principal duties and responsibilities include assisting in the data analysis and documentation...

  • Compliance Systems Analyst

    2 weeks ago

    New York, NY, United States Syntricate Technologies Full time

    Compliance Systems Analyst NYC Hybrid 3 days in a week onsite Local to NY, NJ The Compliance Systems include the AML/BSA system, Transaction Monitoring system, OFAC/Sanctions system, and other databases/tools/platforms used in Compliance system team as well. Principal duties and responsibilities include assisting in the data analysis and documentation...

  • Compliance Systems Analyst

    2 weeks ago

    New York, NY, United States Syntricate Technologies Full time

    Compliance Systems Analyst NYC Hybrid 3 days in a week onsite Local to NY, NJ The Compliance Systems include the AML/BSA system, Transaction Monitoring system, OFAC/Sanctions system, and other databases/tools/platforms used in Compliance system team as well. Principal duties and responsibilities include assisting in the data analysis and documentation...

  • Compliance Systems Analyst

    2 weeks ago

    New York, NY, United States Syntricate Technologies Full time

    Compliance Systems Analyst NYC Hybrid 3 days in a week onsite Local to NY, NJ The Compliance Systems include the AML/BSA system, Transaction Monitoring system, OFAC/Sanctions system, and other databases/tools/platforms used in Compliance system team as well. Principal duties and responsibilities include assisting in the data analysis and documentation...

  • Compliance Systems Analyst

    2 weeks ago

    New York, NY, United States Syntricate Technologies Full time

    Compliance Systems Analyst NYC Hybrid 3 days in a week onsite Local to NY, NJ The Compliance Systems include the AML/BSA system, Transaction Monitoring system, OFAC/Sanctions system, and other databases/tools/platforms used in Compliance system team as well. Principal duties and responsibilities include assisting in the data analysis and documentation...

  • Compliance Systems Analyst

    2 weeks ago

    New York, NY, United States Syntricate Technologies Full time

    Compliance Systems Analyst NYC Hybrid 3 days in a week onsite Local to NY, NJ The Compliance Systems include the AML/BSA system, Transaction Monitoring system, OFAC/Sanctions system, and other databases/tools/platforms used in Compliance system team as well. Principal duties and responsibilities include assisting in the data analysis and documentation...