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Financial Compliance Analyst Consultant

2 weeks ago

Bellevue, WA, United States My Talent Partners Full time
Job Description
My Talent Partners is a searching for a contract compliance analyst.

Location: Hybrid/ Bellevue

Company: Ultra-High-Net-Worth Investment and Venture Capital Group

Timeframe: Six Months (April-September)

Experience: Associate (five years average)

Pay: Range $55-$75 per hour

Summary:

A top-rated Bellevue financial firm is looking for a Financial Compliance Analyst though mid-September. This person should have experience with SEC regulations.

Required Skills with Five years' experience:

Regulatory Compliance & Monitoring:
• Monitor daily compliance activities, including trade surveillance, conflicts of interest, and personal trading activities.
• Assist in ensuring the firm adheres to SEC regulations and internal policies.
• Assist in the preparation and filing of regulatory filings and other reports as required.

Compliance Audits and Exams:
• Assist with internal audits, risk assessments, and compliance reviews.
• Coordinate with legal and compliance teams to respond to any regulatory inquiries or requests.

Candidates with experience at financial firm required. Please apply for next steps.