Regulatory Compliance Manager
6 days ago
This is an add to staff position and we foresee most of their concentration will be on assisting with NV, OR, AK, UT and CO.
This candidate should have in depth knowledge of one or more of these jurisdictions and be willing to become an expert on all of these jurisdictions eventually. Some of the things this position will be responsible for:
- confirming initial and ongoing indemnity payments are timely
- investigating and responding to official complaints
- coordinating and working with outside auditors when we have audits performed by brokers, clients, carriers and the jurisdictions
- investigate what is driving penalties and come up with effective solutions to significantly reduce the penalties we're paying
- potentially assisting TM's with special projects
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US Regulatory Compliance Manager
2 days ago
Dallas, TX, United States Blockchain Full timeBlockchain.com is connecting the world to the future of finance. As the most trusted and fastest-growing global crypto company, it helps millions of people worldwide safely access cryptocurrency. Since its inception in 2011, Blockchain.com has earned the trust of over 90 million wallet holders and more than 40 million verified users, facilitating over $1...
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US Regulatory Compliance Manager
3 days ago
Dallas, TX, United States Blockchain Full timeBlockchain.com is connecting the world to the future of finance. As the most trusted and fastest-growing global crypto company, it helps millions of people worldwide safely access cryptocurrency. Since its inception in 2011, Blockchain.com has earned the trust of over 90 million wallet holders and more than 40 million verified users, facilitating over $1...
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Manager Regulatory Compliance Alternative Assets
2 weeks ago
Dallas, TX, United States IQ-EQ Full timeJob Description This position demands a high level of accuracy, critical thinking, and independent problem-solving, and a strong focus on quality and results. The role involves analyzing complex compliance issues and developing, implementing, and testing compliance programs for clients in the alternative and traditional investment sectors. It requires...
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Compliance Analyst
2 weeks ago
Dallas, TX, United States Apex Fintech Solutions Full timeWHO WE ARE Apex Fintech Solutions (AFS) powers innovation and the future of digital wealth management by processing millions of transactions daily, to simplify, automate, and facilitate access to financial markets for all. Our robust suite of fintech solutions enables us to support clients such as Stash, Betterment, SoFi, and Webull, and more than 20 million...
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Compliance Analyst
2 days ago
Dallas, TX, United States Apex Fintech Solutions Full timeWHO WE ARE Apex Fintech Solutions (AFS) powers innovation and the future of digital wealth management by processing millions of transactions daily, to simplify, automate, and facilitate access to financial markets for all. Our robust suite of fintech solutions enables us to support clients such as Stash, Betterment, SoFi, and Webull, and more than 20 million...
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Director of Regulatory Compliance
4 days ago
Dallas, TX, United States Aura Staffing Partners Full timeBenefits: 401(k) Competitive salary Health insurance Director of Regulatory Compliance - Full TimeLocation: Dallas, Texas Salary: $127,000 - $216,000 per year (DOE) Schedule: Full-time Are you an experienced healthcare compliance leader looking for an opportunity to make a significant impact? We are seeking a Director of Regulatory Compliance to lead a team...
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Director of Regulatory Compliance
2 days ago
Dallas, TX, United States Aura Staffing Partners Full timeBenefits: 401(k) Competitive salary Health insurance Director of Regulatory Compliance - Full TimeLocation: Dallas, Texas Salary: $127,000 - $216,000 per year (DOE) Schedule: Full-time Are you an experienced healthcare compliance leader looking for an opportunity to make a significant impact? We are seeking a Director of Regulatory Compliance to lead a team...
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Director of Regulatory Compliance
10 hours ago
Dallas, TX, United States Aura Staffing Partners Full timeBenefits: 401(k) Competitive salary Health insurance Director of Regulatory Compliance - Full TimeLocation: Dallas, Texas Salary: $127,000 - $216,000 per year (DOE) Schedule: Full-time Are you an experienced healthcare compliance leader looking for an opportunity to make a significant impact? We are seeking a Director of Regulatory Compliance to lead a team...
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Regulatory Change Management Auditor
2 weeks ago
Dallas, TX, United States Western Alliance Bank Full timeJob Title: Regulatory Change Management Auditor Location: CA - Westlake Village What you'll do: The Regulatory Change Management Auditor is responsible for evaluating and ensuring the organization's adherence to evolving regulatory requirements that impact mortgage loan servicing, including investor, insurer and guarantor requirements. This role involves...
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Regulatory Change Management Auditor
2 weeks ago
Dallas, TX, United States Western Alliance Bank Full timeJob Title: Regulatory Change Management Auditor Location: CA - Westlake Village What you'll do: The Regulatory Change Management Auditor is responsible for evaluating and ensuring the organization's adherence to evolving regulatory requirements that impact mortgage loan servicing, including investor, insurer and guarantor requirements. This role involves...