Data - Compliance Senior Analyst II

3 days ago

Greenwich, CT, United States Interactive Brokers Full time
Company Overview

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.

IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

This is a hybrid role (3 days in office / 2 days remote)

Interactive Brokers is looking for a motivated, data professional to support the implementation of Data Lineage and Data Governance efforts.

Responsibilities:

The Senior ComplianceData Analyst's primary focus will be to:
  • Support the continued adoption of the Interactive Brokers Data policies and procedures
  • Oversee governance efforts to strengthen data lifecycle management across the enterprise
  • Collaborate with technical and business stakeholders to strengthen data quality
  • Produce source to destination data maps for AML compliance reports and systems
  • Design periodic and adhoc supervisory reports and complete associated reviews
  • Guide and manage data incidents and remediation
  • Implement internal control enhancements and appropriately solution potential compliance matters
  • Assist coordinate responses to regulatory inquiries from foreign and US regulators
  • Draft and implement firm policies, controls and written supervisory procedures
Qualifications:
  • 5-7 years' experience with a broker-dealer, investment manager or regulator
  • Solid academic background with a Bachelors or Masters in Finance, Business, Economics, Computer Science, Data Sciences or Information Systems preferred
  • Experience with data catalog, business glossaries, mapping and metadata management tools
  • Experience with data classification and data loss protection policies and controls
  • Experience with triaging data incidents
  • Working knowledge of data related regulations for data management and data protection
  • Knowledge of UNIX, SQL, Python and databases is a plus
  • Ability to develop solutions that satisfy relevant regulations while executing sound business judgment
  • Ability to work both independently as well as in a small-team environment, and to multi-task with minimal supervision
To be successful in this position, you will have the following:
  • Self-motivated and able to handle tasks with minimal supervision
  • Superb analytical and problem-solving skills
  • Excellent collaboration and communication (verbal and written) skills
  • Outstanding organizational and time management skills
Company Benefits & Perks
  • Competitive salary, annual performance-based bonus, and stock grant
  • Retirement plan 401(k) with competitive company match
  • Excellent health and wellness benefits, including medical, dental, and vision coverage; company-paid medical healthcare premium
  • Wellness screenings and assessments, health coaches, and counseling services through an Employee Assistance Program (EAP)
  • Paid time off and a generous parental leave policy
  • Daily company lunch allowance and a fully stocked kitchen with healthy options for breakfast and snacks
  • Corporate events, including team outings, dinners, volunteer activities, and company sports teams
  • Education reimbursement and learning opportunities
  • Modern offices with multi-monitor setups

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