Financial Advisor

3 days ago

Green Bay, WI, United States Capital Credit Union Full time
Position Purpose

Upholds the Credit Union's mission of "We do the right thing one member, one employee, and one experience at a time to strengthen the communities we serve" by being responsible for helping members plan and manage their financial goals, including investments, retirement planning, and risk management. You will work closely with members to understand their financial situation and provide them with personalized advice and strategies to help them achieve their objectives

Essential Responsibilities
  • Meet with members to understand their financial goals and objectives
  • Analyze members' financial situation and provide personalized advice and strategies
  • Create and implement financial plans for clients, including investment portfolios and retirement plans
  • Monitor and review members' financial plans and make recommendations for adjustments as needed
  • Stay up-to-date with changes in the financial industry and regulations
  • Maintain accurate records of clients' financial information, contacts, and transactions.
  • Have working knowledge of financial and insurance products and services, and understand products and services offered by LPL Financial Services and Capital Credit Union
  • Effectively use databases and software programs to monitor member accounts, verify transactions, schedule reviews, and perform other functions as needed
  • Travels between branches as necessary.
Necessary Experience and Qualifications
  • FINRA Series 7, 66, OR 63 & 65 required
  • Life insurance license required
  • Minimum of at least 5 years working in the field of investments
  • In-depth investment and insurance product knowledge
  • Strong problem-solving and decision-making skills
  • Clean U-4
  • Requires a comprehensive knowledge of the correct grammar and setup used for business documents. Ability to read and interpret documents such as excel spreadsheets and business written reports. Ability to write routine reports and correspondence.
  • Must have interpersonal skills necessary to deal effectively and efficiently with a diverse group of people in sometimes stressful situations, while maintaining a professional demeanor and atmosphere. Requires excellent communication/listening skills necessary to instruct new and existing employees and deal diplomatically and effectively with difficult situations.
  • Must be able to closely examine documentation (including letters, memos, and reports). Requires a high degree of accuracy.
  • Requires the ability to apply common-sense understanding to carry out instructions furnished in written, oral, or diagram form. Ability to deal with problems involving several concrete variables in standardized situations.
  • Must possess valid driver's license for travel to various branches, and also meetings, seminars, or conferences.
Work Environment and Physical Requirements
  • Office environment with moderate level of noise
  • Frequent use of telephone, copier, computer, fax machine and other office machines
  • Prolonged sitting or standing
  • Frequent mental and visual concentration
  • Minimal lifting of up to 25 pounds

The above statements are intended to describe the general nature and level of the work being performed in this position. They are not intended to be construed as an exhaustive list of all responsibilities, duties, or requirements.

Capital Credit Union is an Equal Opportunity Employer. We participate in E-Verify. Click the Learn more about Capital Credit Union link below for more information, as well as information on employee rights under the Family Medical Leave Act and the Employee Polygraph Protection Act.

Equal Opportunity Employer
This employer is required to notify all applicants of their rights pursuant to federal employment laws. For further information, please review the Know Your Rights notice from the Department of Labor.

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