Financial Advisor

5 days ago

Brookfield, WI, United States Kestra Holdings Full time

Established in 1977, Charter Capital Management, LLC is a Brookfield-based registered investment advisory firm providing wealth management and tax preparation services to individual clients. We are seeking a Financial Advisor with planning and investment management experience who is also willing to learn and assist with tax preparation during tax season.

Job Duties:

  • Carry out planning, analysis, investment and other decisions that affect client relationships, consulting with the Lead Advisor on complex decisions as needed
  • Prepare, review, and update financial plans, including working with clients to obtain the necessary information and ensure that it is accurately reflected in the plan
  • Prepare client tax returns and tax estimates
  • Coordinate the transfer of client assets to the firm during new client onboarding, working closely with the operations team
  • Develop asset allocation strategies and work with the Lead Advisor or on her/his own to implement the strategy
  • Rebalance portfolios as needed or as directed by the Lead Advisor working with the client
  • Participate in client meetings and add value to the meeting through the delivery of presentations, facilitation of discussions and preparation of information
  • Create custom worksheets and analysis where needed to answer client questions or research investment opportunities
  • Utilize the firm's CRM and reporting platform (Advyzon) to create reports, manage workflows, and track client meetings, activities and tasks
  • Perform occasional administrative duties as needed to support small office, including preparing paperwork, placing trades, executing fund transfers, etc.
  • Train entry-level positions as needed
  • Grow existing client relationships by adding more assets under management, identifying opportunities for additional services and seeking referrals
Qualifications:
  • Bachelor's Degree required
  • Series 65 license required
  • CFP certification (or currently pursuing) preferred
  • Minimum 3 years' experience in financial planning / wealth management field
  • Experience using Fidelity Wealthscape or other custodial advisor platform preferred
  • Excellent verbal and written communication skills
  • Works well within a small team setting
  • Basic tax or accounting knowledge is a plus
BENEFITS:

Full health, vision, dental. 401(k) plans along with a host of voluntary plans such as car insurance, legal services and more (applicable to full time permanent employees).

DISCLOSURE:

By applying to a job at Bluespring Wealth Partners, a subsidiary of Kestra Financial, you are agreeing to the following statements:
  • You acknowledge that if hired, Bluespring Wealth Partners may, obtain and use background information concerning your credit, character, general reputation, personal characteristics, work habits, performance and experience for evaluation for your potential employment.
  • It is the policy of Bluespring Wealth Partners to ensure equal employment opportunity without discrimination or harassment on the basis of race, color, religion, sex, sexual orientation, gender, identity or expression, age, disability, marital status, citizenship, national origin, genetic information, or any other characteristic protected by law. Bluespring Wealth Partners prohibits any such discrimination or harassment.


KESTRA VALUES:

Our Mission is Powering Financial Independence, enabling the growth and success of investing clients and the advisors who serve them. We do that by living our values: SERVE, MAKE IT HAPPEN, and ONE TEAM.

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