Controllers-Regulatory Reporting, Associate

Controller Overview Controllers ensure that the firm meets all the financial control and reporting obligations of a global, regulated, and public financial institution. Our professionals measure the profitability of, and risks associated with, every aspect of the firm's business. Controllers also ensure that the firm's activities are conducted in compliance...

The anticipated salary range for this role is between $80,000.00 and $120,000.00. The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible for an annual...

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...

Controllers ensure that the firm meets all the financial control and reporting obligations of a global, regulated and public financial institution. Candidates should expect challenging, multi-faceted assignments and the opportunities to work closely with business areas and senior management on a variety of accounting issues and to gain in-depth knowledge of...

Job Description What will you do? Assist in all aspects of preparing the FOCUS and Supplemental Reports, i.e., SSOI, OBS, SIS, SLS, Form Custody & Schedule 1. Responsible for Net Capital Calculations under SEC Rule 15c3-1 for both broker dealers including but not limited to haircuts on securities and operational charges (Fails, Stock Borrows and...

About The Goldman Sachs GroupWe are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.Our professionals measure the profitability of, and risks associated with, every aspect of our business. We ensure that our activities are conducted in compliance with the...

Sumitomo Mitsui Financial Group, Inc. is a leading global financial institution with a 400-year history of innovation and excellence. Our company offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. We have a strong presence in nearly 40 countries, with over 130 offices and 80,000 employees...

Regulatory Compliance AssociateWe are seeking a highly motivated Regulatory Compliance Associate to join our Regulatory Services team in Jersey City. In this role, you will be responsible for supporting the CFTC/Futures Customer Protection team in ensuring compliance with various regulations.Responsibilities:Assist in computing and filing applicable customer...

Job SummaryWe are seeking an experienced Associate, Regulatory Capital Adequacy Function to join our team in Jersey City. The successful candidate will be responsible for managing regulatory reporting processes and providing analytical support to ensure compliance with US Basel III rules.Key Responsibilities:Run production processes for schedule HC-R of the...

Job Overview:The Financial Industry Regulatory Authority is seeking an experienced professional to fill the role of Associate Director, Enforcement Business Operations. This position plays a critical part in ensuring the effective management of various cross-departmental projects within the organization.Key Responsibilities:Develop, document, and implement...

TalentBridge is looking for a highly skilled Regulatory Reporting Analyst to join our team. The successful candidate will be responsible for managing multiple streams of work within the Operations Change Transaction Reporting Portfolio, ensuring compliance with various regulations such as MIFID II, EMIR, CFTC, SFTR, and SEC. This will involve partnering with...

About the Role:This position is responsible for the day-to-day management of multiple cross-functional projects aimed at supporting the overall strategy of the enforcement department. The successful candidate will lead the development of project plans and roadmaps, ensure timely completion of projects, and manage a team of professionals to achieve these...

Our company is committed to attracting, developing, and retaining top talent from diverse backgrounds and experiences. We believe that a diverse and inclusive workplace drives innovation, creativity, and growth.We are currently seeking a qualified candidate to fill the Associate position in our Accounting - Regulatory Reporting Analysis Group. As an...

At Sumitomo Mitsui Financial Group, Inc., we offer a competitive portfolio of benefits to our employees, including a hybrid workforce model that provides flexibility and work-life balance. Our company culture values diversity, equity, and inclusion, and we strive to create a workplace where everyone feels valued and supported.We are seeking a qualified...

The anticipated salary range for this role is between $82,000.00 and $142,000.00. The specific salary offered to an applicant will be based on their individual qualifications, experiences, and an analysis of the current compensation paid in their geography and the market for similar roles at the time of hire. The role may also be eligible for an annual...

Job SummaryAs Assistant Vice President, Software Engineer for Regulatory Reporting, you will play a critical role in supporting projects and BAU work efforts for MUFG Bank, Ltd.'s Regulatory Reporting Technology team.You will be responsible for developing and maintaining a deeper understanding of data and reporting needs for US Regulatory Reports, General...

Company Overview: AMWARE FULFILLMENT SERV is a leading provider of fulfillment services. We are seeking a highly skilled Financial Controller to join our team. As a key member of our finance department, you will be responsible for overseeing all financial and accounting operations within the company.Main Responsibilities:Support the CFO in preparing budgets...

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships,...

Come Work with UsAt RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.Whether you're helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that...

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...