Trade Operations
1 week ago
About Rockefeller Capital Management Rockefeller Capital Management is a leading independent financial advisory firm – providing wealth management, asset management, and strategic advisory services to ultra- and high-net-worth individuals, families, businesses, and institutions. Led by President & CEO Gregory J. Fleming, the firm offers an elevated experience based on traditional Rockefeller global family office values of excellence and service. Formed in 2018 following the acquisition of Rockefeller & Co., Inc., the firm is rapidly extending its historic brand into contemporary markets. Based in New York City, it has over forty offices in the United States and London and oversees some $112 billion in client assets. Position The Trade Operations Team has full day-to-day ownership and responsibility for trade lifecycle event processing, as well as monitoring of market risk and compliance risk exposures on an intraday basis. Trade Operations coordinate across Front Office, Back Office, Risk, Accounting, and IT to investigate and resolve trade support issues spanning the interrelationships between transaction economics, policy guidelines, and software functionality. This team also has broad insight across Capital Markets products, trade capture with the responsibility to successfully execute related processes and controls. Additional responsibilities may include all or some of the following: the team is responsible for ensuring accuracy of trade capture, affirmation/confirmation, fail management, life cycle event processing, counter party engagement, etc. Individuals in these roles are client facing and successful individuals are expected to engage in a high level of collaboration across the firm. Responsibilities • Reconciliation Management • Trade Capture and Trade Life Cycle • Product Control • Valuation/Audit Environment • Treasury Services • Collateral • Corporate Actions • Transfer of Assets(ACAT/Non-ACAT) Qualifications • College graduate with a Bachelor’s degree in Finance, Mathematics, or related field. • 2+ years of experience in equity settlements or in back-office operations. • Familiar with Financial Systems a plus, i.e., Omgeo, Bloomberg, on-line portals. • Experience with Custodial platforms, NFS a plus. Skills Individuals should be equally proficient working in a team environment or as an individual contributor. Should be goals driven with team success as a priority. Eager to learn, work with a sense of urgency, multi-tasking, willing to work extended hours and flexible to change. Individuals must be extremely thorough, detail-oriented, organized, able to learn quickly and handle volume under pressure. Disclosure Rockefeller & Co. LLC, Rockefeller Financial LLC, Rockefeller Trust Company, N.A., The Rockefeller Trust Company (Delaware), Rockefeller Financial Services, Inc. and all other subsidiaries of Rockefeller Capital Management L.P. (individually and collectively, “Rockefeller”) is an equal opportunity employer and does not discriminate on the basis of race, religion, sex, gender, sexual orientation, gender identity or expression, national origin, citizenship, age, military or veteran status, marital or partnership status, caregiver status, legally recognized disability, or any other basis protected by applicable federal, state or local law (“protected characteristics”). Rockefeller Capital Management participates in the E-Verify program in certain locations, as required by law. Options
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Settlement Operations Analyst — Trade
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Long Beach Township, United States Broadridge Full timeA leading financial services firm located in Long Beach Township is seeking an Operations Analyst to manage various RAD activities and ensure trade accuracy. Candidates should have 1–3 years experience in operations within financial services, demonstrating strong attention to detail and excellent organizational skills. Comprehensive benefits, an hourly...
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Trade & Customs Associate
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Trade & Customs Associate
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Robbinsville Township, United States H&M Group Full timeFinancial Planning & Cost ManagementReview and approve transport and trade invoices.Specialized Operations & AdministrationProvide training to local teams on changes in trade regulations, processes and on system roll outs and updates.Support with processing and day-to-day execution of customs filings and related documentation, including customs declarations,...
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