Compliance Associate
2 weeks ago
What you ’ll doIn this role, you will join the Point72 Data Compliance team to provide advisory compliance and legal support to the firm’s research and data initiatives across all investment strategies, with particular focus on data, software and advancing technological solutions. Specifically, you will:Work as a member of the Data Compliance team within Research Compliance to conduct due diligence reviews of potential data providers and non-sell-side providers including, but not limited to, applicable compliance policies; usage rights; authorization to sell, license, or share the data; and compliance with applicable federal and state lawsPrepare due diligence memorandaConduct diligence reviews of automated open source program requests and documentProvide compliance support and monitoring of research centric discretionary investment and Market Intelligence teamsProvide compliance support and monitoring of quantitative investment strategies and teamsNegotiate data and research provider contractsAssist with drafting, enhancing, and implementing compliance best practicesCollaborate internally with the broader Compliance departmentAssist with advising key stakeholders and management on applicable regulatory developments and case law, and help draft and refine policies and training as requiredAssist with ad hoc legal and compliance issues, special projects, and strategic initiativesWhat’s required 1-3 years of compliance experience in the financial services industryJuris Doctorate degree from an accredited law school and bar membershipStrong verbal and written communication skillsStrong analytical, problem-solving, planning, and organizational skillsAttention to detail and the ability to handle multiple tasks simultaneouslyTeam playerCommitment to the highest ethical standardsWe take care of our people We invest in our people, their careers, their health, and their well-being. When you work here, we provide:Fully-paid health care benefitsGenerous parental and family leave policiesVolunteer opportunitiesSupport for employee-led affinity groups representing women, people of color and the LGBTQ+ communityMental and physical wellness programsTuition assistanceA 401(k) savings program with an employer match and more About Point72 Point72 is a leading global alternative investment firm led by Steven A. Cohen. Building on more than 30 years of investing experience, Point72 seeks to deliver superior returns for its investors through fundamental and systematic investing strategies across asset classes and geographies. We aim to attract and retain the industry’s brightest talent by cultivating an investor-led culture and committing to our people’s long-term growth. t .The annual base salary range for this role is $125,000-$175,000 (USD) , which does not include discretionary bonus compensation or our comprehensive benefits package. Actual compensation offered to the successful candidate may vary from posted hiring range based upon geographic location, work experience, education, and/or skill level, among other things.
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