Trade Surveillance Consultant
4 weeks ago
Our client is a market maker in OTC equities seeking a consultant to help on a trade surveillance lookback for OTC equities. Successful candidate will be supporting trade surveillance reporting and submitting referrals for SARS, and providing research support for alert review dispositions and SARS.
Some key qualifications are:
· Experience with equity trading in a first or second line function, specifically OTC equity trading
· 3-5 years experience in financial markets
· Regulatory compliance experience a plus
· Experience with Bloomberg needed
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Director of Trade Surveillance
4 weeks ago
New York, United States Mindlance Full timeTitle: Business Execution Consultant 5 (Director of Trade Surveillance)Location: New York, NYTerm: 12+ months (Extension / Hire)Responsibilities:Perform Global delivery of strategic FLOD surveillance, monitoring platform and toolsEstablish a robust surveillance framework through implementation of a trade surveillance platform, system controls and escalation...
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Director of Trade Surveillance
4 weeks ago
New York, United States Mindlance Full timeTitle: Business Execution Consultant 5 (Director of Trade Surveillance)Location: New York, NYTerm: 12+ months (Extension / Hire)Responsibilities:Perform Global delivery of strategic FLOD surveillance, monitoring platform and toolsEstablish a robust surveillance framework through implementation of a trade surveillance platform, system controls and escalation...
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Director of Trade Surveillance
4 weeks ago
new york city, United States Mindlance Full timeTitle: Business Execution Consultant 5 (Director of Trade Surveillance)Location: New York, NYTerm: 12+ months (Extension / Hire)Responsibilities:Perform Global delivery of strategic FLOD surveillance, monitoring platform and toolsEstablish a robust surveillance framework through implementation of a trade surveillance platform, system controls and escalation...
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Quantitative Developer
4 weeks ago
New York, United States Next Ventures Full timeI'm working with a leading consulting firm specializing in financial markets and technology, working closely with hedge funds and financial institutions to deliver innovative, high-performance solutions. Their focus is on providing cutting-edge quantitative and technical expertise to help clients navigate complex trading environments, particularly around...
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Quantitative Developer
4 weeks ago
New York, United States Next Ventures Full timeI'm working with a leading consulting firm specializing in financial markets and technology, working closely with hedge funds and financial institutions to deliver innovative, high-performance solutions. Their focus is on providing cutting-edge quantitative and technical expertise to help clients navigate complex trading environments, particularly around...
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Quantitative Developer
4 weeks ago
New York, United States Next Ventures Full timeI'm working with a leading consulting firm specializing in financial markets and technology, working closely with hedge funds and financial institutions to deliver innovative, high-performance solutions.They are currently seeking a highly skilled Quantitative Developer with a strong background in trade surveillance, quantitative modeling, and algorithm...
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Quantitative Developer
4 weeks ago
new york city, United States Next Ventures Full timeI'm working with a leading consulting firm specializing in financial markets and technology, working closely with hedge funds and financial institutions to deliver innovative, high-performance solutions. Their focus is on providing cutting-edge quantitative and technical expertise to help clients navigate complex trading environments, particularly around...
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New York, United States Dexian Full timeSME (Corporate & Investment Banking) - Trading/Regulatory/Trade SurveillanceNew York, NY12 + MonthsOnsite Day 1: Hybrid Model: 3 Days Onsite Per Week!Perform Global delivery of strategic FLOD surveillance, monitoring platform and toolsEstablish a robust surveillance framework through implementation of a trade surveillance platform, system controls and...
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Compliance Officer
4 weeks ago
New York, New York, United States Jefferies Financial Group Full timeJob Title: AVP, Compliance OfficerJefferies Financial Group Inc. is seeking a highly skilled Compliance Officer to join our team. As a key member of our Compliance department, you will be responsible for ensuring the effective operation of our trade surveillance systems and processes.Key Responsibilities:Act as a US point of contact for the firm's trade...
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Compliance Officer
4 weeks ago
New York, New York, United States Jefferies Financial Group Full timeJob Title: AVP, Compliance OfficerJefferies Financial Group Inc. is seeking a highly skilled AVP, Compliance Officer to join our team. As a key member of our Compliance department, you will be responsible for ensuring the effective operation of our trade surveillance systems and processes.Key Responsibilities:Act as a US point of contact for the firm's trade...
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Trade Surveillance Project Manager
5 days ago
New York, New York, United States Innova Solutions Full timeJob Title: Trade Surveillance Project ManagerInnova Solutions is seeking a highly skilled Trade Surveillance Project Manager to join our team. As a Trade Surveillance Project Manager, you will be responsible for leading the implementation of strategic trade surveillance monitoring platforms and tools globally.Key Responsibilities:Establish a robust...
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Project Manager
4 weeks ago
New York, New York, United States Innova Solutions Full timeJob Title: Project Manager - Trade SurveillanceWe are seeking an experienced Project Manager to lead our Trade Surveillance project. The successful candidate will have a strong background in risk management, business controls, and compliance.Key Responsibilities:Perform global delivery of strategic FLOD surveillance monitoring platform and toolsEstablish a...
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Project Director
4 weeks ago
New York, New York, United States Innova Solutions Full timeProject Manager - Trade SurveillanceInnova Solutions is seeking a highly skilled Project Manager to lead our Trade Surveillance team.Key Responsibilities:Manage trade surveillance projects from initiation to deliveryDevelop and implement project plans, timelines, and budgetsCollaborate with cross-functional teams to ensure project successMonitor and report...
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Senior Trade Surveillance Project Manager
3 weeks ago
New York, New York, United States Innova Solutions Full timeProject Manager - Trade SurveillanceInnova Solutions is seeking a highly skilled Project Manager to lead our Trade Surveillance team. As a Project Manager - Trade Surveillance, you will be responsible for managing projects from initiation to delivery, ensuring timely and within-budget completion. Your expertise in project management, trade surveillance, and...
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Senior Trade Surveillance Project Lead
3 weeks ago
New York, United States Innova Solutions Full timeTrade Surveillance Project Manager OpportunityInnova Solutions is seeking a highly skilled Trade Surveillance Project Manager to join our team. As a key member of our team, you will be responsible for leading trade surveillance projects from initiation to delivery, ensuring timely and within-budget completion.Key Responsibilities:Develop and execute project...
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Senior Trade Surveillance Project Lead
4 weeks ago
New York, New York, United States Innova Solutions Full timeProject Manager - Trade SurveillanceInnova Solutions is seeking a skilled Project Manager to lead our Trade Surveillance team.Key Responsibilities:Manage trade surveillance projects from initiation to deliveryCollaborate with cross-functional teams to ensure project successDevelop and implement project plans, timelines, and budgetsMonitor and report project...
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Audit Supervisor
5 days ago
New York, New York, United States Tech Brains Solutions, Inc. Full timeJob Title: Audit Supervisor - Global Markets Trade SurveillanceAt Tech Brains Solutions, Inc., we are seeking a highly skilled Audit Supervisor to join our team in Global Markets Trade Surveillance. As an Audit Supervisor, you will play a critical role in ensuring the integrity of our trading activities and maintaining a strong control environment.Key...
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Senior Trade Surveillance Project Lead
3 weeks ago
New York, New York, United States Innova Solutions Full timeJob Title: Project Manager - Trade SurveillanceInnova Solutions is seeking a highly skilled Project Manager to lead our Trade Surveillance team. As a key member of our organization, you will be responsible for managing projects from initiation to delivery, ensuring timely and within-budget completion.Key Responsibilities:Develop and execute project plans,...
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Trade Surveillance Project Lead
4 weeks ago
New York, New York, United States Innova Solutions Full timeInnova Solutions is seeking a highly skilled Project Manager to lead our Trade Surveillance team. As a key member of our organization, you will be responsible for managing projects related to financial markets and ensuring compliance with regulatory requirements. The ideal candidate will have a strong background in project management, risk management, and...
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Senior Market Surveillance Specialist
4 weeks ago
New York, New York, United States Dexian Full timeJob Title: Senior Market Surveillance SpecialistJoin Dexian, a leading provider of staffing, IT, and workforce solutions, as a Senior Market Surveillance Specialist. In this role, you will be responsible for delivering strategic FLOD surveillance, monitoring platform, and tools globally. You will establish a robust surveillance framework through the...