Trade Surveillance Consultant

4 weeks ago


New York, United States Robert Half Full time
Job DescriptionJob Description

Our client is a market maker in OTC equities seeking a consultant to help on a trade surveillance lookback for OTC equities. Successful candidate will be supporting trade surveillance reporting and submitting referrals for SARS, and providing research support for alert review dispositions and SARS.  

Some key qualifications are:

· Experience with equity trading in a first or second line function, specifically OTC equity trading

· 3-5 years experience in financial markets

· Regulatory compliance experience a plus

· Experience with Bloomberg needed



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