Financial Advisor
2 weeks ago
Responsibilities:
• Develop and implement tailored financial plans using our financial planning software
• Ensure a seamless client experience through efficient processing of account changes and maintenance
• Manage the client onboarding process with a focus on accuracy and compliance
• Collaborate with team members to meet client needs and accomplish business objectives
• Uphold regulatory compliance, including adherence to Series 6 and 63 requirements
• Adopt a client-first approach when handling account updates and changes
• Utilize your skills to streamline and improve the client onboarding process.• Possess a minimum of 7 years of experience in a financial advisory role or a related field
• Demonstrated expertise in client relations and customer service
• Proven track record in investment management and securities trading
• Excellent communication and interpersonal skills
• Ability to analyze financial data and provide accurate financial advice
• Relevant certifications in financial planning or similar field
• Strong knowledge of financial laws and regulations
• Proficiency in financial planning software and tools
• Exceptional problem-solving and decision-making skills
• Proven ability to build and maintain relationships with clients
• Strong ethical standards and integrity
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