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Senior Officer of Regulatory Risk Management

2 months ago

New York, New York, United States Hispanic Technology Executive Council Full time

Overview:

The Finance Chief Risk Office (FINCRO) is tasked with providing second-line oversight for the management of regulatory capital, focusing on the assessment and reporting of current regulatory capital and risk-weighted assets (RWA). This oversight includes both proactive and retrospective independent evaluations of the regulatory capital calculation and reporting processes, as well as capital planning methodologies. FINCRO plays a vital role within Citigroup's Independent Risk Management framework.

Team Role:

The Regulatory Capital Interpretation and Analysis Team (CIAT) within FINCRO is responsible for conducting independent reviews and granting approvals for technical interpretations made by the Regulatory Capital Policy Group (RCPG) in Finance-Controllers, specifically regarding Basel III RWA treatment for intricate transactions. CIAT is crucial in verifying the accuracy of Citigroup's externally reported RWA figures under Basel III and is actively engaged in the internal review and endorsement of forthcoming enhancements to the Basel III regulations. The team operates on a global scale, with dedicated units situated in multiple locations.

Position Responsibilities:

  • Serve as a senior member of the CIAT team, providing independent evaluations and challenges to regulatory capital technical interpretations, including the publication and upkeep of Basel Interpretive Policy Manuals prepared by RCPG for firm-wide application.
  • Offer subject matter expertise across various Basel exposure/product categories during the review and challenge of regulatory capital technical interpretations proposed by the first line of defense under Basel III regulations and the anticipated Basel III Endgame enhancements.
  • Depending on expertise in specific product areas, specialize as the CIAT lead for a particular Basel exposure type.
  • Lead the second line of defense review and approval process concerning the accurate regulatory capital interpretations and RWA treatment of complex financing transactions, often involving cross-border elements, as well as the assessment of risk mitigation benefits.
  • Actively engage in the new product review and approval process, responsible for determining regulatory capital across a diverse array of credit products and complex transactions globally.
  • Interact confidently with CIAT and other FINCRO team members, RCPG, Capital Controllers, Credit Risk Management, Market Risk Management, Accounting Policy, Legal, and Business units.

Qualifications:

  • Strong academic background, preferably in finance or accounting. A Master's degree is preferred, though exceptional candidates with a Bachelor's degree will be considered.
  • A minimum of 15 years of relevant industry experience is essential.
  • Expertise in U.S. Basel III Risk Weighted Assets (RWA) regulations is required.
  • Experience in evaluating complex transactions with the ability to analyze structures and apply judgment to determine appropriate regulatory capital treatment when U.S. Basel III rules lack clarity.
  • A keen interest in banking and finance, particularly in risk and capital management.
  • Strong analytical capabilities and meticulous attention to detail.
  • Excellent communication skills, with the ability to convey complex concepts in an accessible manner.
  • Experience collaborating with cross-functional, diverse, global teams, and the ability to influence and collaborate effectively.
  • A proven history of delivering results as part of a collaborative team in a complex environment.
  • Education:
  • Bachelor's/University degree; Master's degree preferred.

Development Opportunities:

This position offers a unique chance to work within a collaborative team of experts in regulatory capital management. The Basel RWA Specialist will gain in-depth knowledge of U.S. Basel Rules across various exposure types, enhance their understanding of banking products, and acquire a comprehensive perspective of Citigroup's businesses and offerings. The role involves significant interaction with FINCRO staff and various partners, and the Basel RWA Specialist will play a direct role in critical strategic RWA initiatives, including the formulation of regulatory capital policies and preparation for the implementation of Basel III enhancements, fostering a robust understanding of the processes affecting RWA at Citigroup globally.