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Compliance Auditor

2 months ago


Dallas, Texas, United States Hilltop Holdings Full time

Job Overview

PrimeLending, a PlainsCapital Company, is seeking a highly skilled Compliance Auditor to join our team. As a Compliance Auditor, you will play a critical role in ensuring our company's compliance with federal and state mortgage regulations and company policies and procedures.

Responsibilities

* Conduct periodic reviews of company activities to ensure compliance with regulatory requirements
* Assess internal controls, operations, and administrative functions for efficiency and effectiveness
* Identify and document discrepancies during audits, escalating issues to management as necessary
* Assemble necessary information, work papers, and documents
* Serve on compliance-related work groups and committees
* Adhere to all company policies and procedures

Requirements

* High School Diploma required
* Minimum 1 year residential mortgage regulatory or compliance experience
* Understanding of laws and regulations governing residential mortgage lending
* Excellent communication skills, both verbal and written
* Demonstrated ability to interact effectively with various levels within the organization
* Strong detail orientation and analytical skills
* Ability to meet deadlines and adapt quickly to a rapidly changing environment
* Strong PC skills, including Microsoft Office Suite
* Demonstrated judgment and decision-making ability
* Strong customer service orientation

About Us

PrimeLending is a people-first company on a mission to make the home loan process simple and stress-free. We strive to foster a culture of legal excellence, transparency, and ethical conduct throughout the organization.

Our Legal department is dedicated to upholding the highest standards of integrity, ethics, and legal compliance. We provide expert legal advice, ensure compliance with applicable laws and regulations, manage legal risks, and support the company's strategic goals.

We are committed to making a positive impact on all the lives we serve. Join us in our mission to deliver an outstanding customer experience.