Chief Counsel Lead

3 days ago


New York, New York, United States Marsh & McLennan Companies, Inc. Full time
Overview

Marsh McLennan is a global leader in risk, strategy, and people, advising clients in 130 countries. With annual revenue of $23 billion and over 85,000 colleagues, we help build confidence to thrive.

Salary

The applicable base salary range for this role is $138,700 to $277,300, based on factors such as experience, skills, training, location, certifications, education, and minimum wage requirements.

Job Description

This is a hybrid role that requires working at least three days a week in the office. As the Chief Counsel, you will serve as a trusted adviser to Marsh McLennan Agency (MMA) Asset Management, MMA Securities, and Marsh McLennan Company (MMC) Securities.

  • Lead and continually evolve compliance programs for MMA Securities, MMA Asset Management, and MMC Securities.
  • Provide legal and regulatory guidance for broker-dealer and institutional retail investment advisor operations.
  • Plan, organize, and control day-to-day compliance responsibilities to ensure adherence to applicable laws and regulations.

You will act as the FINRA and SEC regulatory liaison for MMA Securities, MMA Asset Management, and MMC Securities, developing and executing a strategic vision for compliance programs that effectively manage risk and support business objectives.

Required Skills and Qualifications

To be successful in this role, you must have:

  • A JD and Bachelor's degree from a four-year college or university.
  • Maintain an attorney's license in good standing in all states of issue.
  • 10+ years of experience in broker-dealer or investment advisor compliance, with retail investment advisor experience preferred.
  • Deep knowledge of FINRA Rules, Securities Act of '33, Investment Advisers Act of '40, and Investment Company Act of '40.
Benefits

We offer a competitive total rewards package, including:

  • Health and welfare benefits.
  • Tuition assistance.
  • 401K savings and other retirement programs.
  • Employee assistance programs.
Why Choose Us?

At Marsh McLennan, we foster a vibrant and inclusive culture where you can work with talented colleagues to create new solutions and have impact for colleagues, clients, and communities. We are committed to embracing diversity, inclusivity, and flexibility in our work environment.


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