Chief Counsel Lead
3 days ago
Marsh McLennan is a global leader in risk, strategy, and people, advising clients in 130 countries. With annual revenue of $23 billion and over 85,000 colleagues, we help build confidence to thrive.
SalaryThe applicable base salary range for this role is $138,700 to $277,300, based on factors such as experience, skills, training, location, certifications, education, and minimum wage requirements.
Job DescriptionThis is a hybrid role that requires working at least three days a week in the office. As the Chief Counsel, you will serve as a trusted adviser to Marsh McLennan Agency (MMA) Asset Management, MMA Securities, and Marsh McLennan Company (MMC) Securities.
- Lead and continually evolve compliance programs for MMA Securities, MMA Asset Management, and MMC Securities.
- Provide legal and regulatory guidance for broker-dealer and institutional retail investment advisor operations.
- Plan, organize, and control day-to-day compliance responsibilities to ensure adherence to applicable laws and regulations.
You will act as the FINRA and SEC regulatory liaison for MMA Securities, MMA Asset Management, and MMC Securities, developing and executing a strategic vision for compliance programs that effectively manage risk and support business objectives.
Required Skills and QualificationsTo be successful in this role, you must have:
- A JD and Bachelor's degree from a four-year college or university.
- Maintain an attorney's license in good standing in all states of issue.
- 10+ years of experience in broker-dealer or investment advisor compliance, with retail investment advisor experience preferred.
- Deep knowledge of FINRA Rules, Securities Act of '33, Investment Advisers Act of '40, and Investment Company Act of '40.
We offer a competitive total rewards package, including:
- Health and welfare benefits.
- Tuition assistance.
- 401K savings and other retirement programs.
- Employee assistance programs.
At Marsh McLennan, we foster a vibrant and inclusive culture where you can work with talented colleagues to create new solutions and have impact for colleagues, clients, and communities. We are committed to embracing diversity, inclusivity, and flexibility in our work environment.
-
Chief Counsel
4 weeks ago
New York, New York, United States Marsh & McLennan Companies Full timeCompany OverviewWe are a global leader in risk, strategy, and people, advising clients in 130 countries across four businesses: Marsh, Guy Carpenter, Mercer, and Oliver Wyman.Job SummaryWe seek a talented individual to join our Legal and Compliance team as Chief Counsel and Chief Compliance Officer. This hybrid role requires working at least three days a...
-
Lead Attorney and Chief of Staff
4 weeks ago
New York, New York, United States City of New York Full timeAbout the RoleWe are seeking a highly motivated attorney and manager to serve as Lead Attorney and Chief of Staff to the General Counsel in the Office of the General Counsel (OGC) at the City of New York.Key Responsibilities:Advising the General Counsel on sensitive mattersManaging a staff of 40+ attorneys, investigators, and support staffLeading OGC's...
-
New York, New York, United States ATG Entertainment Full timeJob OverviewATG Entertainment, a world leader in live entertainment, is seeking an experienced Executive Support Professional to join our team. This role will provide high-level administrative support to the Chief Financial Officer (CFO) and General Counsel (GC), requiring exceptional professionalism, confidentiality, organization, and attention to detail.
-
Chief Scientific Consultant
3 weeks ago
New York, New York, United States Direct Counsel, LLC Full timeAbout the RoleDirect Counsel, LLC is seeking a skilled Intellectual Property Specialist to join their esteemed Life Sciences IP Group in New York City. This exceptional opportunity offers the chance to work on intricate intellectual property matters within the pharmaceuticals, biotechnology, and chemistry sectors while collaborating with a top-tier legal...
-
Chief Software Development Lead
4 weeks ago
New York, New York, United States NielsenIQ Full timeNielsenIQ: Seeking a Chief Software Development LeadAs a world leader in consumer intelligence, NielsenIQ combines its expertise with GfK to deliver unparalleled global reach. This role offers an opportunity to join a forward-thinking organization that empowers clients to understand consumer behavior and reveal new pathways to growth.About the Role:As Chief...
-
Chief of Staff Lead
3 days ago
New York, New York, United States HSBC Full timeJob DescriptionJob Summary: We are seeking a Senior Strategic Engagement Manager to join our Chief of Staff team. This role will be responsible for driving key strategic initiatives and delivering maximum value to the business and shareholders.Key Responsibilities: The successful candidate will lead the development and execution of business strategic...
-
Senior Finance Attorney Lead
4 weeks ago
New York, New York, United States Direct Counsel, LLC Full timeJob OverviewDirect Counsel, LLC seeks a seasoned finance attorney to drive business development and lead complex acquisition financings in New York.
-
Regulatory Counsel Expert
4 weeks ago
New York, New York, United States IEX Group Full timeIEX Group is passionate about building technology that drives industries forward.We're seeking a highly skilled Regulation Counsel to join our team in New York. As a key member of our regulatory affairs department, you will play a critical role in supporting our Chief Regulatory Officer in all aspects of the Investors Exchange regulatory program.
-
Chief Economist Lead
3 weeks ago
New York, New York, United States New York State Civil Service Full timeWe are seeking a highly skilled Chief Economist Lead to join our team at the New York State Civil Service. As a key member of our organization, you will be responsible for leading economic policies and analyses, driving business growth, and developing strategic plans.About the Role:Serve as an internal consultant to the Executive Director & CEO, the Board of...
-
Chief Cybersecurity Legal Specialist
7 days ago
New York, New York, United States Tik Tok Full timeCompany Overview">TikTok is a leading social media platform that empowers users to create, share, and discover content. We are seeking an experienced Chief Cybersecurity Legal Specialist to join our team and provide expert guidance on information security matters.About the RoleThis critical role will collaborate with cross-functional teams to ensure a...
-
Chief Risk Management Strategist
3 days ago
New York, New York, United States BitGo Full timeJob Description BitGo is the leading infrastructure provider of digital asset solutions, offering custody, wallets, staking, trading, financing and settlement out of regulated cold storage. Founded in 2013, BitGo is the first digital asset company to focus exclusively on serving institutional clients.We are looking for a Chief Risk Management Strategist to...
-
Chief Application Security Lead
3 weeks ago
New York, New York, United States Client Server Full timeAbout the RoleWe are seeking a Chief Application Security Lead to head up our Product Engineering division and provide expertise on secure coding practices ensuring that security is built into the fabric of our product.Job DescriptionIn this role, you will collaborate with senior stakeholders to prioritise requests, plan the roadmap and ensure the team can...
-
Postsecondary Counseling Team Lead
7 days ago
New York, New York, United States GODDARD RIVERSIDE COMMUNITY CENTER Full timeAbout the RoleWe are looking for an experienced Access to Higher Education Specialist to join our team as a Postsecondary Counseling Team Lead. In this role, you will be responsible for managing the day-to-day operations of the team, including supervising full-time access counselors and managing trainer-counselors. You will also be responsible for organizing...
-
Lead Litigation Counsel
6 days ago
New York, New York, United States DAVIDOFF LAW P.C. Full timeAbout the RoleWe are seeking a skilled and experienced Lead Attorney to join our team at DAVIDOFF LAW, P.C. in Manhattan. This role involves overseeing assigned caseload from inception through trial, including discovery, depositions, 50H Hearings and/or EUOs, arbitrations, mediations and trial.As a Lead Attorney, you will be responsible for drafting and...
-
Chief Infrastructure Operations Lead
1 week ago
New York, New York, United States Quanta Search Full timeJob Description:We are seeking a highly skilled and experienced Chief Infrastructure Operations Lead to join our team at Quanta Search. The successful candidate will be responsible for leading a team of systems administrators and overseeing the provision of comprehensive support and supervision for a wide range of enterprise systems.Key Responsibilities:Lead...
-
Lead Senior Counsel
7 days ago
New York, New York, United States Citigroup, Inc. Full timeAbout the Role:We are seeking a seasoned Senior Lead Counsel 2 (Regulatory) to join our Legal team at Citigroup, Inc. This role offers a unique opportunity to work with senior stakeholders, functional partners, and external regulators to develop and implement effective regulatory strategies. The ideal candidate will have a deep understanding of US and...
-
Commercial Counsel Lead
6 days ago
New York, New York, United States Daiichi Sankyo, Inc. Full timeJob SummaryDaiichi Sankyo, Inc. is seeking a Commercial Counsel Lead to join our team in New Jersey. As a key member of the Legal Affairs Department, you will provide strategic legal support and solutions to the commercial business and operations supporting U.S.-approved oncology products.This is an exciting opportunity for a seasoned attorney with...
-
IP Counsel Lead
4 weeks ago
New York, New York, United States MongoDB Full timeAbout MongoDBMongoDB is a pioneering technology company that empowers innovators to create, transform, and disrupt industries by unleashing the power of software and data.Our industry-leading developer data platform, MongoDB Atlas, is the only globally distributed, multi-cloud database, available in over 115 regions across major cloud providers. This enables...
-
Chief Legal Officer
1 day ago
New York, New York, United States Captions Full timeJob Description:We are seeking a Chief Legal Officer to lead our legal operations and drive strategic growth. As a key member of our executive team, you will be responsible for providing counsel on all legal matters, managing external relationships, and overseeing internal processes. This is a unique opportunity to shape the direction of our company and make...
-
In-House Counsel
4 weeks ago
New York, New York, United States Larson Maddox Full timeA distinguished Retirement Investment Firm with a substantial asset under management is seeking an accomplished Associate General Counsel to join their legal department in New York City. This esteemed role requires the successful candidate to serve as the #2 to work directly with the Chief Legal Officer, handling various corporate and commercial in-house...