Chief Regulatory Affairs Officer at Tech-Enabled Firm

Job DescriptionAJ Consultancy is looking for a highly skilled Regulatory Affairs Specialist to join our team. This is an excellent opportunity for an experienced Chief Compliance Officer to take on a new challenge and lead our regulatory affairs efforts.The successful candidate will have a strong background in regulatory compliance, with a minimum of 5 years...

Job Summary: Broker-Dealer Compliance SpecialistLocation: New YorkEstimated Salary: $130,000 - $190,000 per yearDominari Securities LLC is a leading broker-dealer and wealth management firm seeking a highly skilled Compliance Specialist to join its team. The ideal candidate will possess 2-5 years of experience in broker-dealer compliance, a deep...

Job Title: Compliance Officer for Electronic Broker-DealerSalary: $150,000 - $200,000 per yearJob DescriptionWe are seeking an experienced Chief Compliance Officer to lead our regulatory affairs team at AJ Consultancy. The successful candidate will have a strong understanding of regulatory and self-regulatory agencies rules and regulations (specifically...

Job OverviewIQ-EQ is a leading provider of services to the alternative asset industry, working closely with managers across multiple capacities. As a Compliance Officer and Regulatory Affairs Expert, you will join our firm's compliance team in assessing, developing, implementing, and testing compliance programs for clients in the alternative and traditional...

AJ Consultancy seeks an experienced Chief Compliance Officer to lead our compliance program and ensure adherence to regulatory requirements.Job OverviewOur company, AJ Consultancy, operates as a tech-enabled broker-dealer. We are committed to providing excellent services to our clients while maintaining high ethical standards.ResponsibilitiesEstablish and...

As the Chief Operating Officer at MSL Law Firm, you will be responsible for leading the firm's operational strategy, managing staff, and overseeing non-legal daily activities. Your strong business acumen and human resource skills will enable you to drive growth and success.About the OpportunityThis is an exciting opportunity to join a preeminent Manhattan...

Job OverviewAJ Consultancy is seeking an experienced Chief Compliance Executive to lead our regulatory affairs efforts. The successful candidate will have a strong understanding of regulatory and self-regulatory agencies rules and regulations (specifically FINRA and SEC) with best practices in compliance management.The ideal candidate will have a minimum of...

DriveWealth - A Global Financial Technology OrganizationWe are seeking an experienced Chief Compliance Officer to join our team at DriveWealth, a global financial technology organization dedicated to democratizing access to financial independence. Our mission is to empower partners to offer seamless investing and trading experiences to clients worldwide...

IQ-EQ is a leading service provider to the alternative asset industry, seeking a Chief Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for overseeing the development, implementation, and maintenance of effective compliance programs for our clients in the alternative and traditional investment sector.Our...

Job OverviewWe are seeking a detail-oriented and well-organized Chief Financial Officer to join our growing law firm in North Brunswick. The ideal candidate will have strong accounting skills, computer knowledge, and at least two years' experience in a law firm or professional service firm environment.

**About the Role**We are seeking a highly motivated and experienced Chief Compliance Officer - Privacy Regulatory Expert to join our Global Privacy & Regulatory Affairs team. As a key member of this team, you will play a critical role in handling and overseeing legal privacy and regulatory matters pertaining to TikTok's global operations.The ideal candidate...

Job Title: Biotechnology Regulatory Affairs DirectorWe are seeking a highly experienced Biotechnology Regulatory Affairs Director to join our team at Volastra Therapeutics, Inc. The successful candidate will have a minimum of 10 years of relevant experience in the biotechnology industry, with a strong understanding of FDA regulations, EMA guidelines, and...

About the RoleWorkforce Solutions Virens Global is seeking an experienced Regulatory Affairs Director to join our team. As a key member of our regulatory affairs department, you will be responsible for ensuring compliance with policies and product regulations.Key Responsibilities:Ensure completion of appropriate documents during the development life cycle...

Lead Regulatory Compliance ExpertWe are seeking a seasoned Regulatory Affairs Manager to oversee compliance for our infant nutrition product portfolio.The ideal candidate will have in-depth knowledge of regulatory guidelines, particularly in the infant formula industry. This role requires strong analytical skills to ensure accuracy in documentation and...

About the RoleWe are seeking an experienced Head of Regulatory Affairs to join our team at Forvis Mazars. In this role, you will be responsible for leading our Regulatory and Risk Management team, working closely with clients to develop innovative risk management solutions that meet their unique needs. You will have the opportunity to shape the risk...

IEX Group is passionate about building technology that drives industries forward.We're seeking a highly skilled Regulation Counsel to join our team in New York. As a key member of our regulatory affairs department, you will play a critical role in supporting our Chief Regulatory Officer in all aspects of the Investors Exchange regulatory program.

Job OverviewThe MSL Law Firm seeks an experienced Chief Operating Officer to lead the firm's management and administrative functions. As a key member of the leadership team, you will oversee staff supervision, business operations, and non-legal aspects of the firm.

We're seeking an experienced Chief Compliance Officer to lead our broker-dealer compliance team. As a key member of our leadership team, you will oversee the development and implementation of compliance programs, monitor regulatory changes, and provide guidance to cross-functional teams in a fast-paced environment.

We are seeking a Compliance and Regulatory Affairs Manager to oversee compliance operations in the assigned state(s). The ideal candidate will have experience in managing day-to-day compliance operations across several locations and multiple TJC accredited offices/facilities.About the RoleThe Compliance and Regulatory Affairs Manager will work closely with...

About Savvy WealthWealth management is a massive industry in the US with $545 billion annual revenue. However, it remains archaic and inefficient with low technology penetration. This inefficiency results in a poor client experience and over 70% of a financial advisor’s time spent on non-client facing tasks.Savvy Wealth is a digital-first platform for...