Operations Manager
2 months ago
Job Summary:
We are seeking an experienced Operations Supervisory Principal to join our team at World Equity Group. As a key member of our operations team, you will be responsible for providing support to our financial advisors and branches, as well as clearing firms and custodians.
Key Responsibilities:
- Approving new accounts in a supervisory capacity
- Managing daily processing tasks, including check requests and fed wires
- Providing customer service and support to clients
- Supporting financial advisors with client inquiries, communications, and product support
Requirements:
- 3+ years of relevant securities experience, preferably in compliance or supervision
- Strong understanding of variable and fixed annuities, limited partnerships, REITS, mutual funds, options, fixed income, municipal bonds, and other securities products
- FINRA licenses: 24, 7, 53 required, with 65/63 or 66 upon hiring
Preferred Qualifications:
- Experience with RBC, Pershing, and/or Charles Schwab platforms
About Us:
World Equity Group is a leading financial services company dedicated to providing exceptional service and support to our clients and financial advisors. We are committed to excellence and are seeking a talented and experienced Operations Supervisory Principal to join our team.
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