Operations Manager

2 months ago


Schaumburg, Illinois, United States World Equity Group Full time

Job Summary:

We are seeking an experienced Operations Supervisory Principal to join our team at World Equity Group. As a key member of our operations team, you will be responsible for providing support to our financial advisors and branches, as well as clearing firms and custodians.

Key Responsibilities:

  • Approving new accounts in a supervisory capacity
  • Managing daily processing tasks, including check requests and fed wires
  • Providing customer service and support to clients
  • Supporting financial advisors with client inquiries, communications, and product support

Requirements:

  • 3+ years of relevant securities experience, preferably in compliance or supervision
  • Strong understanding of variable and fixed annuities, limited partnerships, REITS, mutual funds, options, fixed income, municipal bonds, and other securities products
  • FINRA licenses: 24, 7, 53 required, with 65/63 or 66 upon hiring

Preferred Qualifications:

  • Experience with RBC, Pershing, and/or Charles Schwab platforms

About Us:

World Equity Group is a leading financial services company dedicated to providing exceptional service and support to our clients and financial advisors. We are committed to excellence and are seeking a talented and experienced Operations Supervisory Principal to join our team.


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