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Senior Regulation Specialist Leader
2 months ago
RSM is seeking a highly experienced Senior Regulation Specialist Leader to join our team. As a Senior Regulation Specialist Leader, you will be responsible for overseeing management of the firm's SEC audit engagements, providing consultations on complex issues related to SEC audits, and developing and issuing thought leadership and guidance on SEC rules and regulations.
The ideal candidate will have a minimum of 15 years of experience in a National CPA Firm involved in the Assurance practice or as a regulator such as with the SEC/PCAOB. A Bachelor's degree in accounting is required, with a Master's degree preferred. The candidate should be a Certified Public Accountant and have extensive knowledge of Accounting and Auditing Standards and SEC and PCAOB regulations.
The Senior Regulation Specialist Leader will provide strategic direction and leadership to ensure compliance with SEC regulations and PCAOB standards. They will collaborate with SEC audit engagement teams to resolve complex matters, participate in internal and external inspections for SEC audit engagements, and develop and maintain firm positions and guidance in matters related to the SEC and other regulators/exchanges.
The Senior Regulation Specialist Leader will also be responsible for owning the curriculum design and oversight of nationally delivered training related to SEC regulatory matters, inclusive of exempt offerings. They will ensure that relevant sections of our manuals are current, accurate, and complete with respect to SEC regulatory matters, inclusive of exempt offerings. Additionally, they will serve as a resource to the Office of General Counsel and Audit Incident Response as a firm SEC expert.
The ideal candidate will also possess excellent verbal and written communication skills, the ability to effectively and substantively interact with regulators, and the ability to communicate motivationally and deliver tough messages. They will have demonstrated excellent coordination, organizational planning, and analytical skills, as well as the ability to prioritize and manage multiple projects/assignments simultaneously.
As a Senior Regulation Specialist Leader at RSM, you will have the opportunity to work with a team of experienced professionals who share your passion for delivering exceptional client service and driving business growth. You will be part of a dynamic and inclusive culture that values diversity, equity, and inclusion. We offer a competitive benefits and compensation package, as well as opportunities for professional development and growth.
The estimated salary for this role is $150,000 - $200,000 per year, depending on experience and qualifications.
