SVB Principal First Line Risk Manager

1 week ago


Raleigh, North Carolina, United States First Citizens Bank Full time
About the Role

This is a critical position within the First Citizens Bank Risk Management team, responsible for supporting the development and implementation of risk management services in a sustainable framework. The ideal candidate will have a strong background in risk management, with experience in identifying and assessing reputational, strategic, compliance, technology, and operational risks.

Key Responsibilities
  • Facilitate and implement risk management across the 1st LOD, including accountable and responsible for supporting and facilitating end-to-end identification and assessment of existing and new process/product/system risks and controls.
  • Establish the maintenance and change management processes for business profile, risk/control library and issues inventory.
  • Responsible for identifying risk trends and/or symptoms of process control breakdowns.
  • Drive risk awareness, risk accountability and risk culture throughout all areas of the Business Units.
  • Facilitate and provide advisory support in the identification of expected controls to meet risk program and regulatory obligations.
  • Provide support, coordination, and inventory of all testing activities performed (e.g., control testing, compliance testing) and drive maturity improvements based on outputs of control testing.
  • Act in a business advisory role to 1st LOD accountable leaders exhibiting deep risk subject matter expertise in the following areas:
    • Risk identification and scoring
    • Control identification and assessment
    • Gap/issue identification, monitoring, mitigation planning and closure.
Requirements
  • Bachelor's Degree with a minimum of 10 years of experience in Financial Services, First Line Risk, Enterprise Risk or Operational Risk.
  • OR High School Diploma or GED and a minimum of 14 years of experience Financial Services, First Line Risk, Enterprise Risk or Operational Risk.
Preferred Qualifications
  • 10+ years of related operational, strategic, and reputational risk management experience at a leading financial institution.
  • Experience identifying reputational, strategic, compliance, technology and operational risks and assessing the adequacy of controls to manage such risks, including recommending enhanced or additional controls.
  • 1st LOD and / or 2nd LOD experience in risk management within a large financial institution
  • Comfortable challenging the status quo.
  • Excellent project management skills
  • High energy and proven track record of accomplishments and results
  • Experience developing and/or providing input into presentations for team, Senior Leadership or Committees
  • Strong interpersonal skills, with evidence of working in collaboration across large, complex organizations, including effective influencing skills, a proactive and 'no surprises' approach in communicating issues/requests.
  • Strong knowledge of applicable laws, rules, regulations, supervisory guidance, and expectations for large financial institutions (LFIs)
  • Understanding of business strategy, critical success factors, risk profile, and potential exposures
  • Experience in technology risk management
  • Ability to quickly learn new products, lines of business, processes, software, systems, and client needs.
  • Effective risk management skills and ability to predict and mitigate risks and issues, as well as anticipating and proactively preparing for changes and impacts to clients and SVB's business.
  • Diplomacy, active listening, persuasiveness, and presentation skills to evangelize new products or changes and gain buy-in, consensus, and cooperation in the face of conflicting viewpoints, resistance to change, constraints, etc.
  • Critical-thinking, business analysis, and process engineering skills to manage, contribute to, and foresee pitfalls in process-related deliverables.


  • Raleigh, North Carolina, United States First Citizens Bank Full time

    Job Summary:This is a hybrid role that requires regular work inside and outside of a company office. As a First Line Risk Analyst, you will be responsible for supporting and executing various risk programs and Treasury Business Unit (BU) risk activities through analysis, consulting, education, and communication with Treasury Business Units (BUs).Key...


  • Raleigh, North Carolina, United States First Citizens Bancshares, Inc. Full time

    Job SummaryThis is a hybrid role that requires collaboration with various teams, including Risk, Treasury, Business Operations, and Management. As a first line of defense risk manager, you will consult with and educate stakeholders to ensure effective risk management practices.Key ResponsibilitiesConsult with stakeholders to identify and assess risksDevelop...


  • Raleigh, North Carolina, United States First Citizens Bank Full time

    Job SummaryWe are seeking a highly skilled Treasury Principal Lead to join our team at First Citizens Bank. This is a hybrid role that requires collaboration with business leaders and executives to develop and execute strategies that drive overall treasury objectives in capital management and capital stress testing.Key ResponsibilitiesBusiness Strategy:...


  • Raleigh, North Carolina, United States First Citizens Bank Full time

    Job SummaryWe are seeking a highly skilled Treasury Principal Lead to join our team at First Citizens Bank. This is a hybrid role that requires collaboration with business leaders and executives to develop and execute strategies that drive overall treasury objectives in capital management and capital stress testing.Key ResponsibilitiesBusiness Strategy:...


  • Raleigh, North Carolina, United States First Citizens Bank Full time

    Job Title: Risk Officer IThis is a remote role that may only be hired in the following locations: Arizona, Texas, and North Carolina.Job Summary:This Second Line of Defense role is responsible for assessment and oversight of risks taken by the Bank. The successful candidate will oversee First Line of Defense activities through objective risk assessment,...


  • Raleigh, North Carolina, United States First Citizens Bank Full time

    Job Title: Risk Officer IIOverviewThis is a remote role that may be hired in several markets across the United States. As a Risk Officer II, you will be responsible for assessing and overseeing risks taken by the Bank at an advanced level of ability. You will oversee First Line of Defense activities through objective risk assessment, effective challenge,...


  • Raleigh, North Carolina, United States First Citizens Bank Full time

    Job DescriptionJob Title: Risk Management SpecialistJob Summary:First Citizens Bank is seeking a highly skilled Risk Management Specialist to join our team. As a Risk Management Specialist, you will be responsible for assessing and overseeing risks taken by the Bank, as well as overseeing First Line of Defense activities through objective risk assessment,...

  • Senior Risk Manager

    2 weeks ago


    Raleigh, North Carolina, United States First Citizens Bank Full time

    Job SummaryWe are seeking a highly skilled Branch Senior First-Line Risk Manager to join our team at First Citizens Bank. This is a hybrid role that requires regular work inside and outside of our company office.Key ResponsibilitiesSupport and execute various risk programs and branch risk activities in adherence with our Risk Appetite and Corporate...


  • Raleigh, North Carolina, United States First Citizens Bank Full time

    Job SummaryWe are seeking a highly skilled Risk Management Specialist to join our team at First Citizens Bank. As a key member of our risk management team, you will be responsible for consulting with business units, educating and supporting them on the execution of first line risk programs, promoting a culture of risk awareness and ownership, and ensuring...


  • Raleigh, North Carolina, United States First Citizens Bank Full time

    Job SummaryWe are seeking a highly experienced Senior Director of Risk Management to lead our cybersecurity risk oversight efforts. As a key member of our team, you will be responsible for providing second-line risk oversight to our first-line functions and ensuring that our risk management practices are aligned with industry best practices.Key...


  • Raleigh, North Carolina, United States First Citizens Bank Full time

    Job SummaryWe are seeking a highly experienced Senior Director of Risk Management to lead our approach and resources in providing second-line risk oversight to our first-line functions. This role requires a strategic partner to our Chief Operational and Technology Risk Officer and Chief Information Officer.Key ResponsibilitiesDevelop and implement risk...


  • Raleigh, North Carolina, United States First Citizens Bank Full time

    Job Title: Treasury Principal LeadWe are seeking a highly skilled Treasury Principal Lead to join our team at First Citizens Bank. As a key member of our finance team, you will be responsible for developing and executing strategies to drive overall treasury objectives in capital management and capital stress testing.Key Responsibilities:Develop and execute...


  • Raleigh, North Carolina, United States First Citizens Bank Full time

    {"Responsibilities": "Key ResponsibilitiesRisk Oversight: Provide expert guidance and process coaching to Business Units to ensure effective collaboration between the Business Units and Risk Management departments. Analyze and utilize Business Unit Risk Reports to identify potential risks that may impact the Business Units and provide necessary...


  • Raleigh, North Carolina, United States First Citizens Bancshares, Inc. Full time

    Job SummaryThis is a remote role that may be hired in several markets across the United States.Job ResponsibilitiesAssess and oversee risks taken by the Bank at an advanced level of ability.Oversee First Line of Defense Risk Officers and ensure effective risk management practices.Monitor and analyze data to identify potential risks and develop strategies to...


  • Raleigh, North Carolina, United States First Citizens Bank Full time

    Job SummaryWe are seeking a highly skilled and experienced Risk Management Specialist to join our First Line Risk Management (FRM) Team. As an embedded 1LoD risk partner, you will work closely with business unit stakeholders to develop, maintain, and govern CECL, Capital, and Risk Rating Models.Key ResponsibilitiesModel Risk ManagementDevelop and maintain a...


  • Raleigh, North Carolina, United States First Citizens Bank Full time

    Job SummaryWe are seeking a highly skilled Business Consultant to join our Marketing team at First Citizens Bank. As a key member of our team, you will be responsible for coordinating and executing risk mitigation activities across Marketing, working closely with the Front Line Management (FRM) Team.Key ResponsibilitiesBusiness StrategyEvaluate current...


  • Raleigh, North Carolina, United States First Citizens Bank Full time

    Job SummaryWe are seeking a highly skilled Business Implementation Consultant to join our Marketing team at First Citizens Bank. As a key member of our team, you will be responsible for coordinating and executing risk mitigation activities across Marketing, working closely with the Front Line Management (FRM) Team.Key ResponsibilitiesBusiness...


  • Raleigh, North Carolina, United States First Citizens Bank Full time

    Job SummaryWe are seeking an experienced Enterprise Risk Manager to join our First Line Risk Management (FRM) Team. As an embedded 1LoD risk partner, you will be responsible for consistently interacting with business unit stakeholders responsible for developing, maintaining, and governing CECL, Capital, and Risk Rating Models.Key ResponsibilitiesModel Risk...


  • Raleigh, North Carolina, United States First Citizens Bancshares, Inc. Full time

    Job SummaryThis is a remote role that may be hired in several markets across the United States.Key ResponsibilitiesAssess and oversee risks taken by the Bank at an advanced level of ability.Oversee First Line of Defense Risk Officers and ensure effective risk management practices.Monitor and report on risk exposure and mitigation strategies.Collaborate with...


  • Raleigh, North Carolina, United States First Citizens Bank Full time

    Job SummaryWe are seeking a highly skilled Risk Officer II to join our Operational Risk Management team. As a key member of our team, you will be responsible for providing objective oversight of risks, developing and implementing risk management strategies, and ensuring compliance with regulatory requirements.Key ResponsibilitiesRisk Oversight and...