Senior Compliance Manager
4 weeks ago
As a Manager in Consumer Compliance at KPMG, you will play a critical role in helping our clients navigate the complex landscape of consumer protection regulations. With a strong background in financial services regulatory compliance, you will assist clients in addressing enterprise-wide compliance with consumer protection regulations, safety and soundness, and other guidance issued by federal and state regulators. Your expertise will be invaluable in designing and preparing presentations and reports, leveraging strong communication skills to present oral and written recommendations to clients. Additionally, you will provide leadership, direction, and review of team members working on assigned engagements, supporting the development of compliance methodologies and solutions by addressing emerging compliance risks resulting from regulatory change, business transformation, and industry disruption. If you are a seasoned professional with a passion for compliance and a commitment to excellence, we encourage you to apply for this exciting opportunity.
Responsibilities
• Assist clients in addressing enterprise-wide compliance with consumer protection regulations, safety and soundness, and other guidance issued by federal and state regulators.
• Design and prepare presentations and reports, leveraging strong communication skills to present oral and written recommendations to clients.
• Provide leadership, direction, and review of team members working on assigned engagements, supporting the development of compliance methodologies and solutions by addressing emerging compliance risks resulting from regulatory change, business transformation, and industry disruption.
• Evaluate performance of resources against expectations for their role and level, providing mentoring and coaching to support their career development.
• Effectively manage the risk of projects through adherence with engagement administration, project management protocols, and KPMG risk management standards.
Qualifications
• Minimum of five years of recent and applicable work experience in financial services regulatory compliance with a focus on consumer compliance and safety and soundness regulations at a large financial institution, consulting firm, or a federal or state banking agency.
• Professional designations, such as Certified Regulatory Compliance Manager (CRCM) or commissioned examiner, are preferred.
• Bachelors degree from an accredited college/university with a preference for Accounting, Finance, Business Management, Law, MIS, Economics, or other qualified business-related degree.
• Previous experience leading, managing people, teams, and projects.
• Demonstrated track record of client service and business development.
• Possess exceptional interpersonal skills with a demonstrated ability to gain the confidence and respect of senior executives.
• Travel may be up to 80-100%.
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