Investment Counsel Lead
6 days ago
Job Summary:
">- This is a challenging role that requires exceptional legal expertise and business acumen.
About Resolute Investment Managers
">We are a diversified, multi-affiliate asset management platform that partners with affiliated and independent investment managers. Our clients include corporate defined benefit plans, institutions, and individual investors.Key Responsibilities:
- Preparation of Disclosure Documents: Oversee the creation of required mutual fund and ETF disclosure documents, including updates and supplements to prospectuses and statements of additional information.
- Contract Review and Negotiation: Prepare, review, and negotiate legal contracts, documents, and agreements, which includes ISDAs and related trading agreements, and taking the lead role in the review and negotiation of intermediary agreements.
- Legal Counsel: Provide legal counsel and assistance with matters related to the firm's products and services, which includes mutual funds, ETFs, and CITs.
- New Product Development: Assist with new product development, ensuring compliance with regulatory requirements and company policies.
- Team Management: Coordinate legal research, provide mentoring and feedback for team members, and oversee the opening of foreign markets for mutual funds and ETFs.
Requirements:
- J.D. degree and 6-8+ years of experience in the corporate and/or securities practice area of a law firm or as in-house counsel in an investment-related business.
- Proficiency in technical research/writing, including ability to create, edit, and present.
- Proficient knowledge of computer systems, including MS products (Word, Excel, and PowerPoint).
- Excellent analytical skills with proven ability to interpret and communicate complex concepts.
- Action-oriented, timely, and organized with ability to prioritize workload with high degree of accuracy and attention to detail.
- Ability to coach and guide others.
Compensation: The estimated annual salary for this position is $120,000-$180,000, depending on experience and qualifications.
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