Corporate Securities Attorney

The Senior Counsel for Corporate and Securities provides legal expertise in securities law compliance, corporate governance, and strategic transactions for a public company. This role involves overseeing public company reporting obligations, advising on corporate governance best practices, and leading legal aspects of capital market transactions.

• Securities Law Compliance and Reporting
  • Oversee and manage all public company reporting and disclosure obligations, including the preparation and filing of Forms 10-K, 10-Q, 8-K, proxy statements, and Section 16 reports.
  • Ensure compliance with federal and state securities laws, including Sarbanes-Oxley and Dodd-Frank regulations.
  • Provide counsel on insider trading compliance, disclosure policies, and other SEC-related regulatory matters.
  • Work with finance, investor relations, and external advisors to ensure accurate and timely disclosure of financial and non-financial information.
• Corporate Governance
  • Advise management on corporate governance best practices, fiduciary duties, and shareholder relations.
  • Manage corporate governance documentation, including drafting board resolutions, charters, bylaws, and preparing materials for board and committee meetings.
  • Monitor and advise on evolving regulatory requirements affecting corporate governance and develop strategies to ensure compliance.
• Transactional and Strategic Support
  • Lead legal aspects of capital markets transactions, including public and private equity and debt offerings, stock repurchase programs, and other financing activities.
  • Provide legal support for mergers, acquisitions, joint ventures, and other strategic transactions, including conducting due diligence, negotiating transaction agreements, and managing closings.
  • Work closely with cross-functional teams on transaction strategy, timelines, and integration planning.
• Other Key Responsibilities:
  • Develop and implement effective strategies to mitigate risks associated with complex transactions.
  • Collaborate with internal stakeholders to identify opportunities for process improvements and cost savings.
  Requirements:
  • Minimum Qualifications:
    • A minimum of 5 years of experience in corporate securities law, complex commercial transactions, and at least 3 years in an in-house public company or large law firm environment.
    • Exemplary relationship building, negotiation, drafting, and problem-solving skills; ability to manage complex matters with executive management and board level stakeholders.
    • Demonstrated success in managing public company reporting, corporate governance, and securities transactions.
    • Ability to work in a fast-paced environment with multiple priorities and deadlines.
  • Preferred Qualifications:
    • Juris Doctor degree from an accredited institution.
    • Licensed to practice law and in good standing under the Bar of any state that enables admission to practice as in-house counsel.
    Benefits and Compensation:

This role offers a competitive compensation package, including an estimated annual salary range of $110,000 to $180,000, based on relevant experience and qualifications. Additional benefits may include health insurance, pre-tax spending accounts, retirement benefits, paid time off, short-term and long-term disability, employee stock purchase plan, and life insurance.