Global Regulatory Compliance Lead
3 weeks ago
We are seeking a seasoned professional to lead our regulatory interactions program, fostering a positive regulatory culture and promoting proactive engagement with regulatory agencies. This senior leadership role contributes to the success of State Street's Corporate Compliance Global Regulatory Liaison Office (GRLO).
About the RoleThis highly visible position involves regular interactions with senior business and functional leaders, requiring in-depth experience and understanding of regulatory agencies' supervisory processes, excellent communication skills, and the ability to influence a wide variety of stakeholders.
Key Responsibilities- Develop and execute the firm's regulatory engagement strategy in collaboration with the Head of Regulatory Relations.
- Establish and maintain a proactive engagement and coverage plan for key regulators globally to facilitate continuous interactions.
- Implement firmwide regulatory interaction requirements and protocols to manage relationships with regulators.
- Act as an advisor and coach to guide business and functional partners, creating briefing materials and providing credible review in preparation for successful interactions with regulators.
- Track and report on interaction quality and cadence, regulatory themes, and focus areas across regulatory regimes.
- A minimum of 14 years of management experience in financial services, preferably in bank regulation or compliance.
- A sound understanding of regulatory agency supervisory processes and experience working with regulators.
- Demonstrated effective written and verbal communication skills, including the ability to communicate technical topics concisely.
- The ability to manage multiple projects and deadlines simultaneously.
- Competitive salary range: $170,000 - $267,500 annually.
- A comprehensive benefits package, including medical, dental, vision, life insurance, and more.
- A generous paid time off policy, flexible work arrangements, and employee assistance programs.
State Street is one of the largest custodian banks, asset managers, and asset intelligence companies in the world. We provide investment servicing, data & analytics, investment research & trading, and investment management to institutional clients.
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