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Senior Compliance Auditor

2 months ago

Kansas City, Missouri, United States StoneX Group Full time

Position Overview:

Join a dynamic team at StoneX Group, a leading provider connecting clients to global markets and opportunities. With a workforce of 4,300 and a diverse client base exceeding 400,000, we operate across five continents, focusing on innovation and delivering exceptional products and services.

Business Segment Insight:

Our Corporate segment plays a crucial role in maintaining operational efficiency through strategic marketing, financial management, human resources, and oversight of operations. This is your chance to engage in vital activities that drive our company forward.

Role Purpose:

The Senior Internal Auditor will be responsible for executing financial, compliance, and operational audits as part of our Internal Audit strategy and ensuring adherence to Sarbanes-Oxley (SOX) regulations.

Key Responsibilities:

  • Conduct Internal Control/Sarbanes-Oxley, Financial, Compliance, and Operational audits.
  • Draft comprehensive reports for the Audit Committee and senior management.
  • Collaborate with external auditors during the Sarbanes-Oxley and financial audit processes.
  • Plan, execute, and finalize various audit projects.
  • Evaluate operational efficiencies and recommend enhancements to the control environment.
  • Supervise staff involved in audit projects.
  • Complete special assignments as directed by Internal Audit and Executive Management.
  • Maintain consistent and punctual attendance.
  • This list of responsibilities is not exhaustive and may evolve to include additional duties as necessary.

Qualifications:

Essential Requirements:

  • Bachelor's degree in Accounting or a related discipline.
  • 3-5 years of experience in a Big 4 or large regional public accounting firm and/or publicly held internal audit.
  • Strong analytical, organizational, and multitasking abilities.
  • Commitment to a strong work ethic with meticulous attention to detail.
  • Proficient in computer applications, particularly Microsoft Excel.
  • Excellent verbal and written communication skills.
  • Authorization to work in the US for any employer is required.

Preferred Qualifications:

  • CPA or CIA certification.
  • Experience in the Financial Services sector.
  • Familiarity with audit software.
  • Knowledge of Anti-Money Laundering (AML) practices.

Work Environment:

  • Hybrid work model: 3 days onsite, 2 days remote.
  • Collaborative team environment.
  • Able to perform well under pressure and meet tight deadlines.
  • Willingness to travel domestically and internationally up to 25%.