Audit and Risk Management Professional

3 weeks ago


New York, New York, United States Fox Point Recruitment LLc Full time

Job Title: Senior Internal Auditor - Financial Markets

Location: Hybrid, NY, New York

Estimated Salary: $120,000 - $180,000 per year

About the Role:

We are seeking a highly skilled Senior Internal Auditor to join our team at Fox Point Recruitment LLC. As a Senior Internal Auditor, you will be responsible for executing audit strategies, overseeing audit testing, and ensuring high-quality audit reports. The ideal candidate will have a minimum of 6 years of experience in audit, with a strong background in capital markets, equity, and derivatives.

Key Responsibilities:

  • Execute audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs.
  • Oversee audit testing and ensure it is executed in a timely manner and conforms with quality standards.
  • Assess impacts to business processes, controls, and strategies to provide recommendations on severity ratings and escalate broad themes or trends.
  • Maintain business partner relationships with line management to develop business knowledge.

Required Qualifications:

  • Minimum 6 years of audit experience in areas related to capital markets, equity, and derivatives.
  • Minimum 2 years of experience leading audits and performing in the role of auditor-in-charge.
  • Bachelors or Master's Degree in Business, Economics, Finance, or other quantitative field.

Desired Qualifications:

  • Chartered Financial Analyst (CFA), Financial Risk Manager (FRM), or Certified Internal Auditor (CIA) certification.
  • Intermediate Analytical / Automation Skills (SQL, Alteryx, Advanced Excel and Access).
  • Experience working in large, global financial institutions, preferably banks or brokerage houses.


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