Equity Trader

1 week ago


Phoenix, Arizona, United States LPL Financial Holdings, Inc. Full time
Job Overview

LPL Financial Holdings, Inc. is seeking a skilled Equity Trader to provide exceptional trading support to our financial advisors. As a key member of our trading team, you will play a critical role in creating a reliable support system for our clients, enabling them to grow their practice with ease.

Responsibilities
  • Assist financial advisors, money managers, and retail clients with order placement and trade inquiries
  • Resolve trade and settlement issues by working with market centers and exchanges
  • Handle a high volume of inbound trading and service-related calls
Requirements
  • FINRA Series 7 & 63 or 66 licenses required
  • FINRA Series 57 license preferred or obtained within 90 days
Core Competencies
  • Knowledge of equity and option markets
  • Thorough knowledge of market place rules and regulations
  • Demonstrated high degree of accuracy and attention to details
  • Excellent customer service skills with the ability to listen and communicate in a clear and concise manner
  • Ability to work productively in both small and large group settings
Why LPL?

LPL Financial Holdings, Inc. is a leader in the financial services industry, committed to providing exceptional support to our advisors and clients. As a member of our team, you will have the opportunity to work with cutting-edge technology and contribute to the growth and success of our organization.