Testing Manager IC

3 days ago


Charlotte, North Carolina, United States Bank of America Full time
Job Description:

At Bank of America, we are seeking a highly skilled Testing Manager IC to join our Enterprise Independent Testing (EIT) Onsite Global Banking and Global Markets (GB&GM) Testing Team. As a Testing Manager IC, you will be responsible for supervisory testing of GB & GM branch offices related to sales, trading, research, investment banking, commercial banking, and operations.

Key Responsibilities:
  • Accurately perform supervisory testing of GB & GM branch offices related to sales, trading, research, investment banking, commercial banking, and operations.
  • Provide oversight functions to internal clients ensuring the remediation and adherence to the firm's supervisory functions.
  • Partner with internal clients to assess new laws, rules, regulations, and develop effective testing to examine the firm's policies and procedures adherence.
  • Coordinate with Testing Portfolio Manager to establish the scope of each exam; may travel to branch offices to conduct onsite inspections; analyze supervisory controls to determine compliance with established standards and regulatory requirements.
  • Responsible for reviewing and documenting testing artifacts with integrity to ensure branch/desk supervisor functions meet the firm and regulatory requirements.
  • Provide comprehensive written reports relating to the examinations; and track identified issues.
  • Ensure identified issues action plans are adequately monitored and resolved to testing program and firm standards.
  • Identify opportunities to enhance the testing program as well as functional processes.
  • Conduct ad hoc reviews and manage projects as identified or assigned.
Requirements:
  • Bachelor's degree or above; or equivalent experience in fields including but not limited to: Finance, Economics, Mathematics, Computer Science, Statistics, Process and Mechanical Engineering, Operations Research, Data Science, Accounting, Business Administration.
  • Minimum 5 years of institutional brokerage, compliance, or supervisory experience.
Desired Skills:
  • FINRA licenses (e.g. SIE, S7, S24 etc.)
  • Understanding of international regulatory requirements, multilingual, Global Operations functions and procedures, project and relationship management

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